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Author : United States. Congress. House. Committee on Government Reform. Subcommittee on Regulatory Affairs
Publisher : Unknown
Page : 104 pages
File Size : 50,5 Mb
Release : 2006
Category : Business & Economics
ISBN : PSU:000058944608
Author : United States. Congress. House. Committee on Financial Services
Publisher : Unknown
Page : 170 pages
File Size : 45,6 Mb
Release : 2015
Category : Financial institutions
ISBN : STANFORD:36105050688279
Author : Debra DeVay
Publisher : Universal-Publishers
Page : 236 pages
File Size : 48,6 Mb
Release : 2006
Category : Business & Economics
ISBN : 9781581123180
The collapse of Enron, WorldCom, and other large corporations in 2001 and 2002 motivated Congress to pass the Sarbanes-Oxley Act of 2002 (SOX). The purpose of this legislation was to restore investor confidence in the United States stock markets, and to prevent and detect fraud in financial statements as well. This dissertation examines the effectiveness of SOX for the latter purpose of preventing and detecting fraud, using statistical enforcement data presented by the Securities and Exchange Commission, and financial statement restatement numbers published by the Huron Corporation. The two methodologies utilized to analyze the data were the unpaired t test and the chi square test. Surveys were also emailed to executives and certified public accountants across the country to extract opinions as to the effectiveness of SOX. The statistical analysis results displayed that in 61% to 65% of the data sets, the numbers prior to the enactment of SOX were no different than the numbers subsequent to the enactment of SOX. The majority of the survey respondents feel that the benefits of SOX are not worth the costs, it is not effective in the prevention and detection of fraud in financial statements, and that it should be modified, but not eliminated entirely. While some sentiment exists that SOX is salvageable if revisions are executed, both the quantitative and qualitative analyses indicate support of the null hypothesis, that SOX is not effective in the prevention and detection of fraud in financial statements.
Author : F. Lessambo
Publisher : Springer
Page : 476 pages
File Size : 48,6 Mb
Release : 2016-01-26
Category : Business & Economics
ISBN : 9781137360014
This book provides a comprehensive approach to Corporate Governance, Audit Process and Risk Management. Furthermore, it provides an analytical and comprehensive approach of the issues facing governance directors, internal and external auditors, risk managers, and public officials conducting assessments based upon the Report on Standards and Codes.
Author : United States
Publisher : LexisNexis/Matthew Bender
Page : 128 pages
File Size : 40,8 Mb
Release : 2002
Category : Business & Economics
ISBN : STANFORD:36105063287473
This handy reference booklet contains the text of the Sarbanes-Oxley Act of 2002, along with analysis and guidance from leading corporate and securities practitioners. The expert commentary provides: an overview of the Act's requirements; discussion on how the Act affects corporate officers and directors; and advice on how to implement the new certification requirements.
Author : Anonim
Publisher : DIANE Publishing
Page : 112 pages
File Size : 51,9 Mb
Release : 2024-06-17
Category : Electronic
ISBN : 1422320243
Author : P.M. Vasudev,Susan Watson
Publisher : Edward Elgar Publishing
Page : 256 pages
File Size : 51,5 Mb
Release : 2017-08-25
Category : Electronic
ISBN : 9781786432872
This topical volume examines key developments in the law regulating capital markets, drawing on examples from around the world – including United States, Canada, Europe, China, India, and New Zealand. With perspectives from international scholars, chapters look at current issues including the regulation of crowdfunding, efforts in Europe for shareholder empowerment, hedge fund activism in Canada, international regulatory cooperation, and regulation of corporate governance in China through securities law rules.
Author : Joanna Grama
Publisher : Jones & Bartlett Publishers
Page : 544 pages
File Size : 45,5 Mb
Release : 2010-10-25
Category : Business & Economics
ISBN : 9780763791858
PART OF THE NEW JONES & BARTLETT LEARNING INFORMATION SYSTEMS SECURITY & ASSURANCE SERIES! Legal Issues in Information Security addresses the area where law and information security concerns intersect. Information systems security and legal compliance are now required to protect critical governmental and corporate infrastructure, intellectual property created by individuals and organizations alike, and information that individuals believe should be protected from unreasonable intrusion. Organizations must build numerous information security and privacy responses into their daily operations to protect the business itself, fully meet legal requirements, and to meet the expectations of employees and customers. Part 1 of this book discusses fundamental security and privacy concepts. Part 2 examines recent US laws that address information security and privacy. And Part 3 considers security and privacy for organizations.
Author : Diane E. Ambler,Lorraine Massaro,Kristen Larkin Stewart,Jeffrey W. Acre
Publisher : Wolters Kluwer
Page : 1519 pages
File Size : 50,5 Mb
Release : 2006-01-01
Category : Business & Economics
ISBN : 9780735558731
Only one resource provides practical guidance to help ensure compliance with all Sarbanes-Oxley rules and regulations. Introducing the new Sarbanes-Oxley Act: Planning and& Compliance - the first resource providing practical, step-by-step guidance to help you navigate the Sarbanes-Oxley maze and ensure compliance. Written by two well-respected authorities, this unique and invaluable compendium: Fully reflects the current body of SEC rules, regulations and interpretations, PCAOB rules and standards, and Sarbanes-Oxley related court decisions Covers a wide range of compliance-related issues and areas - from SEC disclosure rules and certification of financial documents, to the treatment of pension plans and loans to officers Includes regular updates to keep you current as the regulatory environment continues to expand and evolve Provides exhaustive details on the compliance responsibilities of corporate CEOs, CFOs, directors, audit committees and attorneys Most importantly, Sarbanes-Oxley Act: Planning and& Compliance provides a veritable andquot;blueprintandquot; for an effective corporate compliance program. For each area covered, you'll find a detailed summary of key subject matters to be addressed; step-by-step guidance on practical planning and implementation issues; recommended compliance procedures; and specific compliance actions to be taken by the company and its key officers. You'll also have access to best practices and policies designed to ensure good corporate governance, transparency and accurate financial reporting. Why settle for andquot;information and explanationandquot; when you can have step-by-step guidance and advice?
Author : Nicholas V. Vakkur,Zulma J. Herrera
Publisher : John Wiley & Sons
Page : 291 pages
File Size : 50,8 Mb
Release : 2013-01-10
Category : Business & Economics
ISBN : 9781118496312
Why U.S. corporate governance regulation has lost its way, and what must be done to improve it Modern history persuasively demonstrates the inexorable link that binds comprehensive regulation to the global economy. This important book, rather than simply recount a litany of corporate governance failures, persuasively explains why, despite policymakers' best intentions, regulation has failed in the modern era. An objective study intended for a diverse readership, Corporate Governance Regulation unveils the underlying, root causes of regulatory failure. The result: A compelling and original analysis, broadly suited for a global audience of all backgrounds. Written by published, subject-area experts, the authors carefully delineate how U.S. corporate governance regulation, beginning with Sarbanes Oxley, lacks an adequate rational basis, as may be attributed to a non-existent policy dialogue The witnessed result: A conspicuous lack of regulatory efficacy, enormous costs, coupled with paltry benefits The focus is upon reigniting a stalled, non-productive policy dialogue, by eschewing stale, overly-polemicized arguments, as needed to develop a common ground Drawing from an eclectic, analytic framework, governance experts Nicholas Vakkur and Zulma Herrera offer both the professional and global citizen alike a multi-dimensional understanding of issues critical to global economic health. Nuanced and persuasively argued, Corporate Governance Regulation represents a formidable catalyst in the elusive, ongoing quest for global economic stability.
Author : Ishaani Priyadarshini,Chase Cotton
Publisher : CRC Press
Page : 434 pages
File Size : 41,8 Mb
Release : 2022-03-10
Category : Business & Economics
ISBN : 9781000406900
This book is the first of its kind to introduce the integration of ethics, laws, risks, and policies in cyberspace. The book provides understanding of the ethical and legal aspects of cyberspace along with the risks involved. It also addresses current and proposed cyber policies, serving as a summary of the state of the art cyber laws in the United States. It also, importantly, incorporates various risk management and security strategies from a number of organizations. Using easy-to-understand language and incorporating case studies, the authors begin with the consideration of ethics and law in cybersecurity and then go on to take into account risks and security policies. The section on risk covers identification, analysis, assessment, management, and remediation. The very important topic of cyber insurance is covered as well—its benefits, types, coverage, etc. The section on cybersecurity policy acquaints readers with the role of policies in cybersecurity and how they are being implemented by means of frameworks. The authors provide a policy overview followed by discussions of several popular cybersecurity frameworks, such as NIST, COBIT, PCI/DSS, ISO series, etc.
Author : John H. Mathias,David M. Kroeger,Matthew M. Neumeier,Jerry J. Burgdoerfer
Publisher : Law Journal Press
Page : 716 pages
File Size : 41,7 Mb
Release : 2000
Category : Business & Economics
ISBN : 1588520951
This book examines such topics as: the risks officers and directors face, derivative and class actions, and when a corporation is required--or allowed-- to provide indemnification.
Author : Zabihollah Rezaee
Publisher : John Wiley & Sons
Page : 997 pages
File Size : 47,6 Mb
Release : 2019-11-12
Category : Business & Economics
ISBN : 9781119601456
A comprehensive framework for understanding the most important issues in global business This is the e-book version of Business Sustainability, Corporate Governance, and Organizational Ethics. In today's business environment, multinational corporations are under pressure from investors, lawmakers, and regulators to improve their corporate governance, business sustainability, and corporate culture. Business sustainability, corporate governance, and organizational ethics are taking center stage in the global business environment. This long-awaited text covers each of these three important areas in detail, guiding readers to a robust understanding with features including chapter summaries, essential terms, discussion questions, and cases for each topic covered.
Author : Barry Leonard
Publisher : DIANE Publishing
Page : 139 pages
File Size : 48,5 Mb
Release : 2011-05
Category : Business & Economics
ISBN : 9781437924541
The Public Co. Accounting Reform and Investor Protection Act, otherwise known as the Sarbanes-Oxley Act, was enacted in July 2002 after a series of high-profile corp. scandals involving Enron and Worldcom. Section 404(a) of the Act requires management to assess and report on the effectiveness of internal control over financial reporting. It also requires that an independent auditor attest to management¿s assessment of the effectiveness of those controls. Efforts to reduce the costs while retaining the effectiveness of compliance resulted in a series of reforms in 2007. This report presents an analysis of data from publicly traded co. collected from a survey of financial exec. of co. with Section 404 experience. Charts. This is a print on demand report.
Author : Terry Halpin,John Krogstie,Selmin Nurcan,Erik Proper,Rainer Schmidt,Pnina Soffer,Roland Ukor
Publisher : Springer Science & Business Media
Page : 435 pages
File Size : 49,9 Mb
Release : 2009-04-30
Category : Business & Economics
ISBN : 9783642018626
This book contains the proceedings of two long-standing workshops: The 10th International Workshop on Business Process Modeling, Development and Support, BPMDS 2009, and the 14th International Conference on Exploring Modeling Methods for Systems Analysis and Design, EMMSAD 2009, held in connection with CAiSE 2009 in Amsterdam, The Netherlands, in June 2009. The 17 papers accepted for BPMDS 2009 were carefully reviewed and selected from 32 submissions. The topics addressed by the BPMDS workshop are business and goal-related drivers; model-driven process change; technological drivers and IT services; technological drivers and process mining; and compliance and awareness. Following an extensive review process, 16 papers out of 36 submissions were accepted for EMMSAD 2009. These papers cover the following topics: use of ontologies; UML and MDA; ORM and rule-oriented modeling; goal-oriented modeling; alignment and understandability; enterprise modeling; and patterns and anti-patterns in enterprise modeling.
