A Framework For Financial Regulation

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A Framework for Financial Regulation

Author : Economic Council of Canada
Publisher : Unknown
Page : 0 pages
File Size : 42,8 Mb
Release : 1987
Category : Banks and banking
ISBN : OCLC:270844573

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A Framework for Financial Regulation by Economic Council of Canada Pdf

A Framework for Financial Regulation

Author : Economic Council of Canada
Publisher : Unknown
Page : 100 pages
File Size : 55,8 Mb
Release : 1987
Category : Electronic
ISBN : OCLC:56276598

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A Framework for Financial Regulation by Economic Council of Canada Pdf

A Framework for Financial Regulation

Author : Economic Council of Canada
Publisher : The Council
Page : 158 pages
File Size : 41,7 Mb
Release : 1987
Category : Business & Economics
ISBN : UCSD:31822003133063

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A Framework for Financial Regulation by Economic Council of Canada Pdf

Studies the regulations affecting the activities of Canada's financialintermediaries and agents and recommends proposals for improving the effectiveness of regulatory control over the financial system in Canada whichwill enable it to compete in changing international markets.

Financial Regulation

Author : Orice M. Williams
Publisher : DIANE Publishing
Page : 107 pages
File Size : 51,6 Mb
Release : 2009
Category : Business & Economics
ISBN : 9781437912968

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Financial Regulation by Orice M. Williams Pdf

The U.S. and other countries are in the midst of the worst financial crisis in more than 75 years. While much of the attention of policymakers has been focused on taking short-term steps to address the immediate nature of the crisis, these events have served to strikingly demonstrate that the current U.S. financial regulatory system is in need of significant reform. This report: (1) describes the origins of the current financial regulatory system; (2) describes various market developments and changes that have created challenges for the current system; and (3) presents an evaluation framework that can be used to shape potential regulatory reform efforts. An important and thorough review of the issues related to regulatory reform. Charts and tables.

Institutional Structure of Financial Regulation

Author : Robin Hui Huang,Dirk Schoenmaker
Publisher : Routledge
Page : 284 pages
File Size : 45,9 Mb
Release : 2014-06-20
Category : Business & Economics
ISBN : 9781317910633

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Institutional Structure of Financial Regulation by Robin Hui Huang,Dirk Schoenmaker Pdf

In light of on-going global financial crises, the institutional structure of financial regulation is currently a subject of significant academic and practical interest. The financial crisis has called into question the adequacy of financial regulation at the national and supranational levels, and has instigated financial regulatory reforms in major markets overseas. This has included the enactment of the Dodd-Frank Act in the US, and the programme to split the Financial Services Authority in the UK. This book examines the institutional structure reform of financial regulation from a comparative perspective, exploring both fundamental theories and international experiences. The book explores the three main institutional structures of financial regulation in the world; the sectors-based model, adopted in the US, Mainland China and Hong Kong; the twin-peaks model with Australia and the Netherlands as its pioneers; and the single-regulator model as represented by the former Financial Services Authority in the UK and the Financial Services Agency in Japan. The book contains contributions from renowned experts in the field of financial regulation including Douglas Arner, Jeffrey Carmichael, Robin Hui Huang, Dirk Schoenmaker, and Michael Taylor, and will be of interest to students and researchers of banking and finance law, and comparative economics.

Competition and Solvency

Author : Economic Council of Canada
Publisher : [Ottawa, Ont.] : The Council
Page : 72 pages
File Size : 46,9 Mb
Release : 1986
Category : Business & Economics
ISBN : UOM:39015056046090

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Competition and Solvency by Economic Council of Canada Pdf

This report contains a synthesis of the extensive factual study and analysisundertaken to provide a basis for the 31 proposals for strengthening theCanadian financial system that have been formulated by the Economic Councilof Canada. The recommendations put forward are necessarily of a generalnature and make no attempt to encompass all the legal, legislative, andadministrative provisions that would have to accompany their implementation.

Regulating Financial Services and Markets in the 21st Century

Author : Eilís Ferran,Charles Albert Eric Goodhart
Publisher : Hart Publishing
Page : 357 pages
File Size : 47,7 Mb
Release : 2001-09-11
Category : Law
ISBN : 9781841132792

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Regulating Financial Services and Markets in the 21st Century by Eilís Ferran,Charles Albert Eric Goodhart Pdf

The essays in this work offer a high-level examination of the most important issues facing financial services regulation,and the far-reaching effects of the Financial Services and Markets Act 2000 on the UK financial sector in the context of rapid global change. Taking an interdisciplinary approach the book includes contributions by many distinguished academic authorities on the law and economics of regulation, and also some of the most influential practitioners, regulators and policymakers. As such it provides an authoritative analysis of the underlying issues affecting the broad development of financial services regulation: the objectives of regulation, the responsibilities of the regulated community, the accountability of regulators, the regulation of electronic financial markets and the impact of stock market mergers, regional regulation within Europe, and the development of global financial regulation.

Current Challenges in Financial Regulation

Author : Stijn Claessens
Publisher : World Bank Publications
Page : 48 pages
File Size : 42,5 Mb
Release : 2006
Category : Bank
ISBN : 8210379456XXX

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Current Challenges in Financial Regulation by Stijn Claessens Pdf

Financial intermediation and financial services industries have undergone many changes in the past two decades due to deregulation, globalization, and technological advances. The framework for regulating finance has seen many changes as well, with approaches adapting to new issues arising in specific groups of countries or globally. The objectives of this paper are twofold: to review current international thinking on what regulatory framework is needed to develop a financial sector that is stable, yet efficient, and provides proper access to households and firms; and to review the key experiences regarding international financial architecture initiatives, with a special focus on issues arising for developing countries. The paper outlines a number of areas of current debate: the special role of banks, competition policy, consumer protection, harmonization of rules-across products, within markets, and globally-and the adaptation and legitimacy of international standards to the circumstances facing developing countries. It concludes with some areas where more research would be useful.

Financial Regulation at the Crossroads

Author : Panagiotis Delimatsis,Nils Herger
Publisher : Kluwer Law International B.V.
Page : 426 pages
File Size : 41,7 Mb
Release : 2011-01-01
Category : Business & Economics
ISBN : 9789041133557

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Financial Regulation at the Crossroads by Panagiotis Delimatsis,Nils Herger Pdf

This book brings outstanding expertise and provides insightful perspectives from nineteen authors with diverse backgrounds, including officials from international organizations, national regulators, and commercial banking, as well as academics in law, economics, political economy, and finance. The authors not only shed light on the causes of the financial turmoil, but also present thoughtful proposals that contribute to the future policy debate, and discuss opportunities that financial services can offer in funding activities which raise standards of living through initiatives in microfinance, renewable energy, and food distribution. The contributions to this volume tackle several of the thorniest issues of financial regulation in a post-crisis environment, such as: the mechanics of contagion within the financial system and the role of liquidity; moral hazard when large financial institutions are no longer subject to the disciplinary effects of bankruptcy; bank capital requirements; management compensation; design of bank resolution schemes; a function-centric versus institution-centric regulatory approach; subsidization and compatibility of stimulus packages with EU rules on state aid; trade finance and the role of the GATS prudential carve-out; and the role of financial services in promoting human rights or combating climate change.

The Regulation of International Financial Markets

Author : Rainer Grote,Thilo Marauhn
Publisher : Cambridge University Press
Page : 358 pages
File Size : 42,5 Mb
Release : 2006-02-16
Category : Law
ISBN : 9781139450348

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The Regulation of International Financial Markets by Rainer Grote,Thilo Marauhn Pdf

International financial relations have become increasingly important for the development of global and national economies. At present these relations are primarily governed by market forces, with little regulatory interference at the international level. In the light of numerous financial crises, this abstinence must be seriously questioned. Starting with an analysis of the regulatory problems at the international level, with only minimal powers entrusted to international organisations, this book develops various possibilities for reform. On the basis of an historical analysis, the book first adopts a comparative approach to national attempts to regulate international financial markets, then outlines the potential of relevant institutions and finally develops a policy perspective. It seeks to provide a framework for analysing options for the regulation of international financial markets from a public international law and comparative law perspective.

Financial Regulation: A Framework for Crafting and Assessing Proposals to Modernize the Outdated U. S. Financial Regulatory System

Author : Gene L. Dodaro
Publisher : DIANE Publishing
Page : 30 pages
File Size : 45,5 Mb
Release : 2009-11
Category : Business & Economics
ISBN : 9781437912975

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Financial Regulation: A Framework for Crafting and Assessing Proposals to Modernize the Outdated U. S. Financial Regulatory System by Gene L. Dodaro Pdf

This testimony discusses a Jan. 8, 2009, report that provides a framework for modernizing the outdated U.S. financial regulatory system. This testimony: (1) describes how regulation has evolved in banking, securities, thrifts, credit unions, futures, insurance, secondary mortgage markets and other important areas; (2) describes several key changes in financial markets and products in recent decades that have highlighted significant limitations and gaps in the existing regulatory system; and (3) presents an evaluation framework that can be used by Congress and others to shape potential regulatory reform efforts. Charts and tables.

Rethinking Financial Regulation

Author : Hester Peirce,Benjamin Klutsey
Publisher : Unknown
Page : 128 pages
File Size : 45,9 Mb
Release : 2016-12
Category : Electronic
ISBN : 1942951302

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Rethinking Financial Regulation by Hester Peirce,Benjamin Klutsey Pdf

The UK and Multi-level Financial Regulation

Author : Scott James,Lucia Quaglia
Publisher : Oxford University Press
Page : 331 pages
File Size : 49,9 Mb
Release : 2020-02-06
Category : Political Science
ISBN : 9780192564207

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The UK and Multi-level Financial Regulation by Scott James,Lucia Quaglia Pdf

The UK and Multi-level Financial Regulation examines the role of the United Kingdom (UK) in shaping post-crisis financial regulatory reform, and assesses the implications of the UK's withdrawal from the European Union (EU). It develops a domestic political economy approach to examine how the interaction of three domestic groups - elected officials, financial regulators, and the financial industry - shaped UK preferences, strategy, and influence in international and EU-level regulatory negotiations. The framework is applied to five case studies: bank capital and liquidity requirements; bank recovery and resolution rules; bank structural reforms; hedge fund regulation; and the regulation of over-the-counter derivatives. It concludes by reflecting on the future of UK financial regulation after Brexit. The book argues that UK regulators pursued more stringent regulation when they had strong political support to resist financial industry lobbying. UK regulators promoted international harmonisation of rules when this protected the competitiveness of industry or enabled cross-border externalities to be managed more effectively; but were often more resistant to new EU rules when these threatened UK interests. Consequently, the UK was more successful at shaping international standards by leveraging its market power, regulatory capacity, and alliance building (with the US). But it often met with greater political resistance at the EU level, forcing it to use legal challenges to block reform or secure exemptions. The book concludes that political and regulatory pressure was pivotal in defining the UK's 'hard' Brexit position, and so the future UK-EU relationship in finance will most likely be based on a framework of regulatory equivalence.

The Foundations and Future of Financial Regulation

Author : Mads Andenas,Iris H-Y Chiu
Publisher : Routledge
Page : 556 pages
File Size : 46,9 Mb
Release : 2013-11-20
Category : Law
ISBN : 9781135043377

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The Foundations and Future of Financial Regulation by Mads Andenas,Iris H-Y Chiu Pdf

Financial regulation has entered into a new era, as many foundational economic theories and policies supporting the existing infrastructure have been and are being questioned following the financial crisis. Goodhart et al’s seminal monograph "Financial Regulation: Why, How and Where Now?" (Routledge:1998) took stock of the extent of financial innovation and the maturity of the financial services industry at that time, and mapped out a new regulatory roadmap. This book offers a timely exploration of the "Why, How and Where Now" of financial regulation in the aftermath of the crisis in order to map out the future trajectory of financial regulation in an age where financial stability is being emphasised as a key regulatory objective. The book is split into four sections: the objectives and regulatory landscape of financial regulation; the regulatory regime for investor protection; the regulatory regime for financial institutional safety and soundness; and macro-prudential regulation. The discussion ranges from theoretical and policy perspectives to comprehensive and critical consideration of financial regulation in the specifics. The focus of the book is on the substantive regulation of the UK and the EU, as critical examination is made of the unravelling and the future of financial regulation with comparative insights offered where relevant especially from the US. Running throughout the book is consideration of the relationship between financial regulation, financial stability and the responsibility of various actors in governance. This book offers an important contribution to continuing reflections on the role of financial regulation, market discipline and corporate responsibility in the financial sector, and upon the roles of regulatory authorities, markets and firms in ensuring the financial health and security of all in the future.