Banking Supervision And Criminal Investigation

Author : Giulia Lasagni
Publisher : Springer Nature
Page : 368 pages
File Size : 40,8 Mb
Release : 2019-08-22
Category : Law
ISBN : 9783030121617

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Banking Supervision and Criminal Investigation by Giulia Lasagni Pdf

In the aftermath of the last financial crisis, on both sides of the Atlantic banking supervisors were given new supervisory and enforcement powers, which are often of a substantially punitive-criminal nature. In Europe in particular, the establishment of the Single Supervisory Mechanism within the European Central Bank substantially increased centralised investigatory and sanctioning powers. This major innovation, together with the development of forms of real-time monitoring of banking (often digital) records, challenges traditional banking criminal investigations in their national-based and analogue dimension.The book offers a comprehensive account and perspective analysis of the interactions between the criminal and administrative nature of such new powers, highlighting their “punitive” overall nature and their impact on fundamental rights. Covering both the US and the EU regulatory frameworks, it presents unprecedented, trans-systemic research between criminal law and procedure, and between regulatory and administrative law, at the international, European and national level.The book also includes a rich and detailed selection of case law from the US and the European supreme courts, with a specific focus on CJEU and ECtHR decisions.

Author : Giulia Lasagni
Publisher : Unknown
Page : 0 pages
File Size : 55,9 Mb
Release : 2019
Category : Law
ISBN : 8892118668

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Fundamental Rights in Banking Criminal Investigation and Supervision by Giulia Lasagni Pdf

Author : Joseph Norton,George Walker
Publisher : CRC Press
Page : 498 pages
File Size : 47,7 Mb
Release : 2014-06-03
Category : Law
ISBN : 9781317751823

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Banks: Fraud and Crime by Joseph Norton,George Walker Pdf

Banks: Fraud and Crime explores the main issues which arise in bank fraud world-wide and looks at the possible options available for corrective action. A series of leading commentators examine the basic nature of bank fraud and financial crime, comparing the legal and regulatory framework in England to those in place in the USA and elsewhere. Banks: Fraud and Crime also takes a detailed look at the core issue of money laundering at a national, regional and international level as well as considering the many other complex issues arising from bank fraud and financial crime.

Author : SILVIA ALLEGREZZA
Publisher : CEDAM
Page : 638 pages
File Size : 49,6 Mb
Release : 2020-09-14
Category : Law
ISBN : 9788813369859

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The enforcement dimension of the single supervisory mechanism by SILVIA ALLEGREZZA Pdf

This book explores the sheer complexity of the SSM’s institutional design adopting an comprehensive approach to banking supervision. At its core, this work examines the tangible mechanisms of prudential regulation or supervision both at the European and national levels, offering a comparative analysis of ten national systems. Reflecting the results of an intensive, four-year research project that saw the collaboration of academics and practitioners, it addresses two interrelated issues. It investigates the efficacy of the shared national- and EU-level enforcement system the EU introduced in reaction to the financial and banking crisis.Secondly, it scrutinizes the role that criminal law can play in sanctioning the breaches to banking regulation.

Author : John Madinger
Publisher : CRC Press
Page : 433 pages
File Size : 52,8 Mb
Release : 2011-12-14
Category : Business & Economics
ISBN : 9781439869123

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Money Laundering by John Madinger Pdf

Many changes have occurred in the twenty-five years that have passed since the enactment of the Money Laundering Control Act of 1986. The law has been amended, new underlying crimes have been added, and court decisions have modified its scope. The Act remains an important tool in combating criminal activity. Now in its third edition, Money Laundering: A Guide for Criminal Investigators covers the basics of finding ill-gotten gains, linking them to the criminal, and seizing them. Providing a clear understanding of money laundering practices, it explains the investigative and legislative processes that are essential in detecting and circumventing this illegal and dangerous activity. Highlights of the Third Edition include Important court decisions and changes in federal law since the Second Edition New trends in crime and terrorism financing The rise of money laundering in connecting with major frauds, including the Bernie Madoff case Law and policy shifts related to terrorism and financing since the Obama administration New methods for financial intelligence and the filing of Suspicious Activity Reports How changes in technology have enabled launderers to move funds more easily and anonymously Knowledge of the techniques used to investigate these cases and a full understanding of the laws and regulations that serve as the government’s weapons in this fight are essential for the criminal investigator. This volume arms those tasked with finding and tracing illegal proceeds with this critical knowledge, enabling them to thwart illegal profiteering by finding the paper trail.

Author : Dalvinder Singh
Publisher : Routledge
Page : 238 pages
File Size : 40,7 Mb
Release : 2016-04-15
Category : Business & Economics
ISBN : 9781317176329

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Banking Regulation of UK and US Financial Markets by Dalvinder Singh Pdf

Dalvinder Singh provides an interdisciplinary analysis of the legal aspects of prudential supervision. This gives the reader a broader understanding of the core processes of banking supervision. By using the UK as a case study, a comparison is made with the US to illustrate the different ways of approaching the issues. The author examines the legal as well as the theoretical, economic, political and policy issues that underpin the purpose of prudential supervision, such as corporate governance, enforcement sanctions, the role of external auditors and accountability of financial regulators. These are considered in the context of broad-policy considerations which render prudential supervision necessary, namely financial stability and depositor protection. The book will be of interest to academics, policymakers, regulators and practitioners, and equally will serve specialist undergraduate and postgraduate programmes in law, management and economics which focus on financial regulation.

Author : United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on General Oversight and Renegotiation
Publisher : Unknown
Page : 96 pages
File Size : 52,9 Mb
Release : 1982
Category : Banks and banking
ISBN : UVA:X030227939

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To Investigate the Enforcement and Effectiveness of the Bank Secrecy Act by United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on General Oversight and Renegotiation Pdf

Author : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Consumer and Regulatory Affairs
Publisher : Unknown
Page : 264 pages
File Size : 50,8 Mb
Release : 1990
Category : Criminal investigation
ISBN : STANFORD:36105019572093

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Drug Money Laundering Control Efforts by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Consumer and Regulatory Affairs Pdf

Author : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Consumer and Regulatory Affairs
Publisher : Unknown
Page : 142 pages
File Size : 51,6 Mb
Release : 1990
Category : Criminal investigation
ISBN : STANFORD:36105045182255

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Money Laundering in Florida by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Consumer and Regulatory Affairs Pdf

Author : Michiel Luchtman,Katalin Ligeti,John Vervaele
Publisher : Bloomsbury Publishing
Page : 385 pages
File Size : 48,9 Mb
Release : 2023-02-23
Category : Law
ISBN : 9781509946471

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EU Enforcement Authorities by Michiel Luchtman,Katalin Ligeti,John Vervaele Pdf

EU enforcement authorities are on the rise, entrusted with investigating breaches of EU law by individuals and economic actors. What are the implications for legal practice of their increasing prominence? This book explores this pertinent question from a constitutional and comparative perspective. It sets out the perimeters for composite enforcement and explores the relevant issues such as the interface between criminal and administrative law enforcement, the protection of fundamental rights and legal protection, as well as the admissibility of evidence, including unlawfully obtained evidence. Given the very real implications of the authorities' investigations, this book will appeal to practitioners and scholars, in fields from criminal law to competition and banking law.

Author : K. H. Spencer Pickett,Jennifer M. Pickett
Publisher : John Wiley & Sons
Page : 288 pages
File Size : 54,5 Mb
Release : 2002-10-15
Category : Business & Economics
ISBN : 9780471269779

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Financial Crime Investigation and Control by K. H. Spencer Pickett,Jennifer M. Pickett Pdf

The indispensable guide to detecting and solving financial crime inthe office Low-level financial crimes are a fact of life in the modernworkplace. Individually these crimes are rarely significant enoughto warrant the hiring of professional investigators, but if leftunchecked, small crimes add up to big losses. In companies withoutdedicated fraud investigators, detecting and solving low-levelcrimes generally falls to managers and internal auditors. FinancialCrime Investigation and Control offers tips, tools, and techniquesto help professionals who lack investigative experience stem thetide of small financial crimes before it becomes a tsunami. Inside you'll find expert guidance on investigating and uncoveringcommon types of fraud, including: * Credit card fraud * Consumer fraud * Kickbacks * Bid rigging * Inflated invoices * Inventory theft * Theft of cash * Travel and subsistence claims * Check fraud * ID fraud * Ghost employees * Misappropriation schemes * Computer-related crime * Financial statement fraud

Author : LAURA. WISSINK
Publisher : Europa Law Publishing
Page : 382 pages
File Size : 49,8 Mb
Release : 2021-05-12
Category : Electronic
ISBN : 9462512523

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Effective Legal Protection in Banking Supervision by LAURA. WISSINK Pdf

This book provides an in-depth analysis of the effectiveness of legal protection in the composite procedures in place within the Single Supervisory Mechanism (SSM), established to ensure an effective prudential banking supervision within the euro area. This system, in which the European Central Bank and national prudential banking supervisors closely cooperate, results in a far-reaching shared administration entailing supervisory decisions based on complex composite administrative procedures which involve both EU and national legal orders. The current system of legal protection seems not yet fully-fledged to the reality of increasingly far-reaching forms of shared administration for the implementation of EU law. This book addresses the tension between ensuring effective supervision, by means of a shared administration, and ensuring effective legal protection in composite administrative procedures. To arrive at a meaningful discussion of the SSM's far-reaching shared administration, it categorizes the composite procedures in place within the SSM in such a way that other shared administrations in fields of law such as the European Structural Funds, fisheries, and the Single Resolut

Author : Wassim Shahin,Elias El-Achkar
Publisher : Routledge
Page : 282 pages
File Size : 53,5 Mb
Release : 2016-08-12
Category : Business & Economics
ISBN : 9781317429951

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Banking and Monetary Policies in a Changing Financial Environment by Wassim Shahin,Elias El-Achkar Pdf

The 21st century witnessed major changes in the financial environment surrounding bank regulators and banks. Banking and Monetary Policies in a Changing Financial Environment delves into three of these developments and challenges. The first change in the financial environment relates to the rise in the number and sophistication of financial and economic crimes which shaped the international regulatory architecture. New rules and regulations led to the creation of new strategies to combat these crimes, especially those concerning the spread of more advanced money laundering methods and techniques, terrorist financing after the 9/11 attacks, and the proliferation of weapons of mass destruction. The second development concerns the global financial crisis of 2008 which drastically affected the regulatory environment of various international and domestic financial authorities causing major changes in bank lending and corporate governance policies, and in the development of the Basel III accord on capital adequacy for bank supervision. The third development manifests itself in the creation of a major European monetary union without a fiscal union and a giant European central bank impacting the conduct of monetary policy. This book combines theory, policy, regulation and institutional approaches with empirical testing, analyzing applications and case studies of various international regulatory authorities and administrations, countries and jurisdictions, central banks and commercial banks. This volume is suitable for those who study international finance, Banking and white collar crime.

Author : Michael Birzer,Cliff Roberson
Publisher : Taylor & Francis
Page : 402 pages
File Size : 43,6 Mb
Release : 2018-07-31
Category : Law
ISBN : 9781040082416

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Introduction to Criminal Investigation by Michael Birzer,Cliff Roberson Pdf

The manner in which criminal investigators are trained is neither uniform nor consistent, ranging from sophisticated training protocols in some departments to on-the-job experience alongside senior investigators in others. Ideal for students taking a first course in the subject as well as professionals in need of a refresher, Introduction to Criminal Investigation uses an accessible format to convey concepts in practical, concrete terms. Topics discussed include: The history of criminal investigation in Western society Qualifications for becoming an investigator, the selection process, and ideal training requirements Crime scene search techniques, including planning and post-search debriefing Preparing effective field notes and investigative reports Interviewing and interrogating Types of evidence found at the crime scene and how to collect, package, and preserve it The contributions of forensic science to criminal investigations and the equipment used in crime labs Investigative protocol for a range of crimes, including property crimes, auto theft, arson, financial crimes, homicide, assault, sex crimes, and robbery Specialized investigations, including drug trafficking, cybercrime, and gang-related crime Legal issues involved in criminal investigations and preparing a case for trial Bringing together contributions from law enforcement personnel, academics, and attorneys, the book combines practical and theoretical elements to provide a comprehensive examination of today‘s criminal investigative process. The accessible manner in which the information is conveyed makes this an ideal text for a wide-ranging audience.

Author : Basle Committee on Banking Supervision
Publisher : Unknown
Page : 36 pages
File Size : 45,5 Mb
Release : 1996
Category : Banks and banking, International
ISBN : IND:30000119818817

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The Supervision of Cross-border Banking by Basle Committee on Banking Supervision Pdf