Code Of Federal Regulations Title 17 Commodity And Securities Exchanges Parts 41 To 199 Revised As Of April 1 2017
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Code of Federal Regulations Title 17 Commodity and Securities Exchanges Parts 41 to 199 Revised As of April 1, 2017 by Office of the Federal Register (Us) Pdf
Title 17-COMMODITY AND SECURITIES EXCHANGES is composed of four volumes. The first two volumes containing parts 1-40, and 41-199 comprise Chapter I- Commodity Futures Trading Commission. The third volume contains Chapter II- Securities and Exchange Commission, parts 200-239. The fourth volume, comprising part 240 to end, contains the remaining regulations of the Securities and Exchange Commission, and Chapter IV-Department of the Treasury. The contents of these volumes represent all current regulations issued by the Commodity Futures Trading Commission, the Securities and Exchange Commission, and the Department of the Treasury as of April 1, 2017.
Code of Federal Regulations, Title 17 Commodity and Securities Exchanges 41-199, Revised As of April 1 2017 by U.s. Office of the Federal Register Pdf
Title 17 presents regulations governing commodities and securities exchanges. It includes the rules of Commodity Futures Trading Commission, the Securities and Exchange Commission, and the Department of the Treasury.
Author : Office Of The Federal Register (U.S.) Publisher : Code of Federal Regulations, Title 17 Commodity and Securities Exchanges Page : 574 pages File Size : 45,9 Mb Release : 2021-01-18 Category : Electronic ISBN : 1641435615
Code of Federal Regulations, Title 17 Commodity and Securities Exchanges 41-199, Revised as of April 1, 2020 by Office Of The Federal Register (U.S.) Pdf
Title 17 presents regulations governing commodities and securities exchanges. It includes the rules of Commodity Futures Trading Commission, the Securities and Exchange Commission, and the Department of the Treasury.
Code of Federal Regulations, Title 17, Commodity and Securities Exchanges, Pt. 1-199, Revised as of April 1 2010 by Anonim Pdf
The Code of Federal Regulations is a codification of the general and permanent rules published in the Federal Register by the Executive departments and agencies of the United States Federal Government.
Cfr 17, Parts 41 to 199, Commodity and Securities Exchanges, April 01, 2016 (Volume 2 Of 4) by Office of the Federal Register (Cfr) Pdf
Code of Federal Regulations Title 17, Volume 2, April 1, 2016 contains regulations governing Commodity and Securities Exchanges and may also be referenced as: - Code of Federal Regulations Title 17, Volume 2, April 1, 2016 - CFR Title 17 - CFR 17, Commodity and Securities Exchanges - CFR 17, Parts 41 to 199, Commodity and Securities Exchanges This volume contains Parts 41 to 199: - Part 41; SECURITY FUTURES PRODUCTS - Part 42; ANTI-MONEY LAUNDERING, TERRORIST FINANCING - Part 43; REAL-TIME PUBLIC REPORTING - Part 44; INTERIM FINAL RULE FOR PRE-ENACTMENT SWAP TRANSACTIONS - Part 45; SWAP DATA RECORDKEEPING AND REPORTING REQUIREMENTS - Part 46; SWAP DATA RECORDKEEPING AND REPORTING REQUIREMENTS: PRE-ENACTMENT AND TRANSITION SWAPS - Part 48; REGISTRATION OF FOREIGN BOARDS OF TRADE - Part 49; SWAP DATA REPOSITORIES - Part 50; CLEARING REQUIREMENT AND RELATED RULES - Part 75; PROPRIETARY TRADING AND CERTAIN INTERESTS IN AND RELATIONSHIPS WITH COVERED FUNDS - Part 100; DELIVERY PERIOD REQUIRED - Part 140; ORGANIZATION, FUNCTIONS, AND PROCEDURES OF THE COMMISSION - Part 141; SALARY OFFSET - Part 142; INDEMNIFICATION OF CFTC EMPLOYEES - Part 143; COLLECTION OF CLAIMS OWED THE UNITED STATES ARISING FROM ACTIVITIES UNDER THE COMMISSION'S JURISDICTION - Part 144; PROCEDURES REGARDING THE DISCLOSURE OF INFORMATION AND THE TESTIMONY OF PRESENT OR FORMER OFFICERS AND EMPLOYEES IN RESPONSE TO SUBPOENAS OR OTHER DEMANDS OF A COURT - Part 145; COMMISSION RECORDS AND INFORMATION - Part 146; RECORDS MAINTAINED ON INDIVIDUALS - Part 147; OPEN COMMISSION MEETINGS - Part 148; IMPLEMENTATION OF THE EQUAL ACCESS TO JUSTICE ACT IN COVERED ADJUDICATORY PROCEEDINGS BEFORE THE COMMISSION - Part 149; ENFORCEMENT OF NONDISCRIMINATION ON THE BASIS OF HANDICAP IN PROGRAMS OR ACTIVITIES CONDUCTED BY THE COMMODITY FUTURES TRADING COMMISSION - Part 150; LIMITS ON POSITIONS - Part 151; POSITION LIMITS FOR FUTURES AND SWAPS - Part 155; TRADING STANDARDS - Part 156; BROKER ASSOCIATIONS - Part 160; PRIVACY OF CONSUMER FINANCIAL INFORMATION UNDER TITLE V OF THE GRAMM-LEACH-BLILEY ACT - Part 162; PROTECTION OF CONSUMER INFORMATION UNDER THE FAIR CREDIT REPORTING ACT - Part 165; WHISTLEBLOWER RULES - Part 166; CUSTOMER PROTECTION RULES - Part 170; REGISTERED FUTURES ASSOCIATIONS - Part 171; RULES RELATING TO REVIEW OF NATIONAL FUTURES ASSOCIATION DECISIONS IN DISCIPLINARY, MEMBERSHIP DENIAL, REGISTRATION AND MEMBER RESPONSIBILITY ACTIONS - Part 180; PROHIBITION AGAINST MANIPULATION - Part 190; BANKRUPTCY - Parts 191-199; Reserved
Code of Federal Regulations, Title 17, Commodity and Securities Exchanges, Pt. 1-199, Revised as of April 1, 2009 by Anonim Pdf
The Code of Federal Regulations is a codification of the general and permanent rules published in the Federal Register by the Executive departments and agencies of the United States Federal Government.
Author : OFFICE OF THE FEDERAL REGISTER (U.S.) Publisher : Code of Federal Regulations, Title 17 Commodity and Securities Exchanges Page : 128 pages File Size : 52,9 Mb Release : 2022-03-24 Category : Electronic ISBN : 1636718191
Code of Federal Regulations, Title 17 Commodity and Securities Exchanges 41-199, Revised as of April 1, 2021 by OFFICE OF THE FEDERAL REGISTER (U.S.) Pdf
Title 17 presents regulations governing commodities and securities exchanges. It includes the rules of Commodity Futures Trading Commission, the Securities and Exchange Commission, and the Department of the Treasury.
Author : Office of the Federal Register (U S ) Publisher : Office of the Federal Register Page : 551 pages File Size : 40,6 Mb Release : 2014-07-20 Category : Law ISBN : 0160923263
Code of Federal Regulations, Title 17, Commodity and Securities Exchanges, PT. 41-199, Revised as of April 1, 2014 by Office of the Federal Register (U S ) Pdf
The Code of Federal Regulations is a codification of the general and permanent rules published in the Federal Register by the Executive departments and agencies of the United States Federal Government.
Code of Federal Regulations, Title 17: Commodity and Securities Exchanges by Commodity Futures Trading Commission Pdf
Title 17 presents regulations governing commodities and securities exchanges. It includes the rules of the Commodity Futures Trading Commission, the Securities and Exchange Commission, and the Department of the Treasury. Additions and revisions to this section of the code are posted annually by April. Publication follows within six months.
Code of Federal Regulations, Title 17, Commodity and Securities Exchanges, PT. 200-239, Revised as of April 1, 2012 by Office of the Federal Register (U.S.) Staff Pdf
Code of Federal Regulations, Title 17, Commodity and Securities Exchanges, Pt. 240-End, Revised As of April 1 2012 by Office of the Federal Register (U.S.) Staff Pdf
Code of Federal Regulations, Title 17, Commodity and Securities Exchanges, Pt. 1-199, Revised as of April 1 2007 by Anonim Pdf
The Code of Federal Regulations is a codification of the general and permanent rules published in the Federal Register by the Executive departments and agencies of the United States Federal Government.
