Compliance Ethics And Governance

Author : Michael D. Greenberg
Publisher : RAND Corporation
Page : 62 pages
File Size : 54,9 Mb
Release : 2009
Category : Business & Economics
ISBN : UOM:39015075653108

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Perspectives of Chief Ethics and Compliance Officers on the Detection and Prevention of Corporate Misdeeds by Michael D. Greenberg Pdf

"Improvements in corporate compliance, ethics, and oversight have been a significant policy goal for the U.S. government at least since the enactment of the U.S. Federal Sentencing Guidelines in 1991 and the Sarbanes-Oxley Act in 2002. Notwithstanding these earlier government initiatives, the collapse of financial markets in late 2008 has invited renewed questions about the governance, compliance, and ethics practices of firms throughout the U.S. economy. On March 5, 2009, RAND convened a conference in Washington, D.C., on the role and perspectives of corporate chief ethics and compliance officers (CECOs) in supporting organizations in the detection and prevention of corporate misdeeds. The conference brought together leaders from among ethics and compliance officers in the corporate community, as well as stakeholders in the nonprofit sector, academia, and government. Discussions focused on the challenges facing corporate ethics and compliance programs as a first line of defense against malfeasance and misbehavior; on the role of CECOs as champions for implementation in their companies; and on potential steps that might be taken by government to empower CECOs and, by extension, the corporate ethics and compliance programs that they oversee."--Publisher's website.

Author : Intan Marzita Saidon,Roshima Said
Publisher : Springer Nature
Page : 191 pages
File Size : 52,9 Mb
Release : 2020-04-06
Category : Business & Economics
ISBN : 9789811518805

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Ethics, Governance and Risk Management in Organizations by Intan Marzita Saidon,Roshima Said Pdf

This book brings together research works, ideas, critical reviews and strategic proposals encompassing various ethical and corporate governance issues in workplaces and organizations around the globe. For the most part, organizations are managed by policies, guidelines and systems. Good ethics and solid corporate governance help to tie these three elements together so that an effective and successful organization is established. Alongside corporate governance, ethics play an integral role in ensuring the long term survival of businesses. Multidisciplinary in approach, this book provides a platform for scholars and researchers from various backgrounds and interdisciplinary expertise to showcase their research work, ideas, critical review and strategic proposals on the ethical aspects, governance and risk management issues in organizations. The book includes discussions of ethical issues in a variety of organizations around the globe including the non-profit and non-governmental sector and also provides readers with ideas, guidelines and strategic recommendations for handling such issues.

Author : Campuswise
Publisher : Campuswise
Page : 425 pages
File Size : 51,9 Mb
Release : 2020-06-19
Category : Business & Economics
ISBN : 8210379456XXX

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Governance, Ethics, Risk Management, Internal Control by Campuswise Pdf

The primary objective of this book is to help students understand the course subject.

Author : Babak Boghraty
Publisher : Aspen Publishing
Page : 931 pages
File Size : 40,5 Mb
Release : 2023-02-01
Category : Law
ISBN : 9781543840292

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Organizational Compliance and Ethics by Babak Boghraty Pdf

Organizational Compliance and Ethics, Second Edition is designed to teach how to assess corporate legal risk as a quantifiable value that can be compared to other risks across a business enterprise and mitigated through various tools. Students learn how to 1) evaluate the potential financial consequences of a federal investigation or enforcement action; 2) build an effective compliance program tailored to a corporation’s operations; and 3) create a business ethics program that enhances corporate performance. New to the Second Edition: Updated cases and materials New “Test Your Knowledge” hypotheticals at the end of each Part More streamlined presentation Added new section covering supply chain due diligence Benefits for instructors and students: Well organized and easy to read Imparts highly marketable legal skills Emphasizes the practical application of legal theories and concepts Integrates business ethics into compliance and risk management

Author : S. Rao Vallabhaneni
Publisher : John Wiley & Sons
Page : 454 pages
File Size : 43,6 Mb
Release : 2008-05-02
Category : Business & Economics
ISBN : 9780470255803

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Corporate Management, Governance, and Ethics Best Practices by S. Rao Vallabhaneni Pdf

All the best practices a manager and an executive need-in a one-stop, comprehensive reference Praise for Corporate Management, Governance, and Ethics Best Practices "If you want a comprehensive compendium of best practices in corporate governance, risk management, ethical values, quality, process management, credible financial reporting, and related issues like the SOX Act all in one place spanning both breadth and depth, Vallabhaneni's book is the source of insightful thoughts as a reference manual. A must-read and a should-own for all institutions and libraries around the globe; I am pleased I read it and use it in my classes." -Professor Bala V. Balachandran, Kellogg School of Management, Northwestern University "Mr. Vallabhaneni has an excellent grasp of corporate governance principles. In particular, he shows how these principles can mitigate a broad range of corporate risks." -Steven M. Bragg, author of Accounting Best Practices and Inventory Best Practices "Professor Vallabhaneni provides an excellent analysis of the corporate governance landscape. His discussion and categorization of risks confronting an organization will be very helpful to boards of directors." -Frederick D. Lipman, President of the Association of Audit Committee Members, Inc. and Partner, Blank Rome LLP Representing a single and collective voice for the entire business management profession, Corporate Management, Governance, and Ethics Best Practices provides a cohesive framework for organization-wide implementation of the best practices used by today's leading companies and is an authoritative source on best practices covering all functions of a business corporation, including governance and ethics.

Author : David Jackman
Publisher : John Wiley & Sons
Page : 224 pages
File Size : 41,7 Mb
Release : 2015-08-31
Category : Business & Economics
ISBN : 9781119020592

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The Compliance Revolution by David Jackman Pdf

The Compliance Revolution—Practical, Powerful Changes for Strategic Organizational Value Compliance is absolutely critical in creating a robust and resilient organization, one which is trusted by clients and contributes to market stability. Firms must approach compliance differently in order to meet these standards. Written for compliance staff, regulatory organizations, and senior management, The Compliance Revolution explains how key changes in compliance affect underlying principles, practices, roles, expectations and values. This valuable resource for global practitioners assists in navigating compliance requirements and implementing solid protection for a sound organization. Author David Jackman presents a coherent model for understanding and applying key developments in regulation and compliance. While the model is based on financial services, it can be applied to any sector and industry. It identifies five critical compliance components: Start-up, crises, expansion, sustainability, and outcomes-led focus. You will also discover: Why compliance is worth spending money on What your firm could and should be doing differently The importance of ethics in compliance and regulatory challenges How to create a pro-compliance culture Ten principles of good governance and why good governance matters How to employ judgment-based compliance The features and benefits of corporate maturity The Compliance Revolution is a crucial asset for all those with stakes in compliance—board members, compliance managers, and employees. David Jackman outlines key compliance challenges and reveals the practical tools and techniques required for successful practice. The insight, examples, and strategies in this comprehensive guidebook will help you and your organization achieve increasingly efficient, substantially more effective compliance procedures and practices.

Author : Michael D. Greenberg
Publisher : RAND Corporation
Page : 84 pages
File Size : 45,5 Mb
Release : 2010
Category : Business & Economics
ISBN : STANFORD:36105213110005

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Directors as Guardians of Compliance and Ethics Within the Corporate Citadel by Michael D. Greenberg Pdf

RAND convened a symposium on the perspective and role of corporate boards of directors in overseeing their firms' ethics and compliance matters. These conference proceedings summarize the event and the discussions, which focused on oversight challenges that directors face, board responsibility for corporate culture, and steps that business leaders and policymakers might take to better encourage and empower directors in their oversight role.

Author : Prof. S.C. Bleker-van Eyk,R.A.M. Houben
Publisher : Kluwer Law International B.V.
Page : 442 pages
File Size : 43,6 Mb
Release : 2017-08-25
Category : Law
ISBN : 9789041188199

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Handbook of Compliance & Integrity Management by Prof. S.C. Bleker-van Eyk,R.A.M. Houben Pdf

This handbook is the first resource to provide a scientific analysis of the nature of compliance. It examines the subject from such crucial and varied perspectives as ethics, behavioral science, risk management, accounting, and European and international law. Much more than a critical approach to the existing practice of supervision, it provides a wealth of information, guidance, and valuable insights for the day-to-day work of compliance officers. With chapters contributed by lecturers of VU University Amsterdam’s flourishing post-doctoral Executive Master Program in Compliance and Integrity Management – which fosters alternatives such as greater trust in self-regulation and market discipline – the book explores such aspects of compliance and integrity management as the following: • monitoring risk compliance and integrity; • stakeholder and reputation management; • conflicts of interest; • anti-bribery; • export controls; • extraterritorial jurisdiction of U.S. legislation; • fraud; • duty of care; • market abuse; • privacy; and • competition. The analysis throughout is supported by a comprehensive study of the literature concerning the raison d'être of supervision and regulation. Meeting the need for an in-depth analysis of the expanding field of compliance and integrity management, this book is a milestone in a field that is rapidly growing in importance across a wide spectrum of business and professional activity. It will prove an essential practical resource for company or institutional officers worldwide in setting up a compliance function in their organization. Well known as a consultant in compliance-related matters, Sylvie C. Bleker-van Eyk is currently Senior Director at PricewaterhouseCoopers Forensic Services, Chair of the Supervisory Committee on Monitoring Anti–Money Laundering Policy at WODC, the Research and Documentation Centre of the Netherlands Ministry of Security and Justice, and Professor and Program Director of Postgraduate Education in Compliance and Integrity Management at VU University Amsterdam. Raf A. M. Houben is Head of Compliance and Security at HDI Global SE–The Netherlands in Rotterdam, and program coordinator and lecturer at the same Postgraduate Education in Amsterdam.

Author : Mike Lotzof
Publisher : Unknown
Page : 16 pages
File Size : 40,5 Mb
Release : 2005
Category : Industrial management
ISBN : 0646445707

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Two Minute Guide to Compliance, Ethics, Governance and Risk by Mike Lotzof Pdf

Author : Roshima Said,David Crowther,Azlan Amran
Publisher : Emerald Group Publishing
Page : 288 pages
File Size : 42,8 Mb
Release : 2014-06-18
Category : Business & Economics
ISBN : 9781783506743

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Ethics, Governance and Corporate Crime by Roshima Said,David Crowther,Azlan Amran Pdf

This book is comprised of academic work on key current issues pertaining to the areas of ethics, governance and corporate crimes. The book provides a platform for researchers to publish their work, articulate their concerns and offer critical perspectives on what they see happening around them.

Author : Gerwin M. Ortega
Publisher : Google Books
Page : 425 pages
File Size : 51,7 Mb
Release : 2020-06-19
Category : Business & Economics
ISBN : 8210379456XXX

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Governance, Ethics, Risk Management, Internal Control by Gerwin M. Ortega Pdf

This book is designed to prepare BSA and BSMA students to become professionals who provide value to the organization and who serve as the catalyst for improving organization governance, risk management, and internal control. This subject, “Governance, Risk Management, and Control,” makes up thirty-five percent (35%) of the 2019 CIA Exam Syllabus, Part 1 – Essentials of Internal Auditing, covering the foundation of internal auditing; independence and objectivity; proficiency and due professional care; quality assurance and improvement programs; governance, risk management, and control; and fraud risk. May this book be a blessing to BSA and BSMA students.

Author : L. W. Huberts,Jeroen Maesschalck,Carole L. Jurkiewicz
Publisher : Edward Elgar Publishing
Page : 295 pages
File Size : 55,7 Mb
Release : 2008-01-01
Category : Political Science
ISBN : 9781848441378

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Ethics and Integrity of Governance by L. W. Huberts,Jeroen Maesschalck,Carole L. Jurkiewicz Pdf

The book is a welcome contribution to the literature on ethics as it provides a broader horizon of investigation than most familiar works in recent years. Jamil E. Jreisat, International Journal of Public Administration This book provides critical, up-to-date reviews on the field of ethics and integrity of governance, along with fresh future perspectives. Focusing on Europe and the US, it addresses the key dimensions of public service values, the integrity and rationality of governance, ethics management, and the ethics of governance politics. In each of these four areas, leading international scholars tackle the main issues and controversies facing the world today. The final chapter synthesizes these views and provides an ambitious and critical outline for future work in the field of ethics and integrity of governance. Emanating from the much heralded transatlantic dialogue , this study integrates both the European and American perspectives into a common voice for action. Ethics and Integrity of Governance will appeal to academics, researchers and practitioners in the areas of leadership and organisation, public policy and public administration, and public values and ethics.

Author : Zabihollah Rezaee
Publisher : John Wiley & Sons
Page : 464 pages
File Size : 53,8 Mb
Release : 2008-06-16
Category : Business & Economics
ISBN : 9780471738008

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Corporate Governance and Ethics by Zabihollah Rezaee Pdf

This book is the first to present a comprehensive framework of the theory and practice of corporate governance and business ethics by focusing on the four cornerstones promoted by the AACSB. Readers will quickly gain an understanding of the main themes, perspectives, frameworks, concepts, and issues pertaining to corporate governance and business ethics from historical, global, institutional, commercial, best practices, and regulatory perspectives. Additionally, there is also complete coverage of all oversight functions of corporate governance.

Author : Geoffrey P. Miller
Publisher : Wolters Kluwer
Page : 577 pages
File Size : 40,8 Mb
Release : 2014-03-17
Category : Law
ISBN : 9781454846574

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The Law of Governance, Risk Management and Compliance by Geoffrey P. Miller Pdf

The first casebook on the law of governance, risk management, and compliance. Author Geoffrey P. Miller, a highly respected professor of corporate and financial law, also brings real world experience to the book as a member of the board of directors and audit and risk committees of a significant banking institution. The book addresses issues of fundamental importance for any regulated organization (the $13 billion settlement between JPMorgan Chase and its regulators is only one of many examples). This book can be a cornerstone for courses on compliance, corporate governance, or on the role of attorneys in managing risk in organizational clients. Features: Addresses issues of enormous and growing importance that are not covered by other law school casebooks. Presents numerous cutting edge issues in a rapidly growing body of law and practice. Covers a subject matter that is a major employment opportunity for law school graduates. Professors who adopt this book participate in a new and burgeoning field of academic study and legal practice. Covers general issues as well as specific fields of compliance and risk management. Includes two sets of case studies--one on cases where compliance programs broke down (e.g., Enron, WorldComm, and JP Global), and one on cases where risk management broke down (e.g., UBS and the financial crisis, and JPMorgan Chase and the London whale). Features fewer cases and a higher ratio of author-written text and materials drawn from regulatory publications than in typical law school casebooks. Authored by a professor who is also an independent director of a financial institution.

Author : Zabihollah Rezaee
Publisher : John Wiley & Sons
Page : 992 pages
File Size : 40,6 Mb
Release : 2019-11-06
Category : Business & Economics
ISBN : 9781119601470

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Business Sustainability, Corporate Governance, and Organizational Ethics by Zabihollah Rezaee Pdf

A comprehensive framework for understanding the most important issues in global business This is the e-book version of Business Sustainability, Corporate Governance, and Organizational Ethics. In today's business environment, multinational corporations are under pressure from investors, lawmakers, and regulators to improve their corporate governance, business sustainability, and corporate culture. Business sustainability, corporate governance, and organizational ethics are taking center stage in the global business environment. This long-awaited text covers each of these three important areas in detail, guiding readers to a robust understanding with features including chapter summaries, essential terms, discussion questions, and cases for each topic covered.