Corporate Compliance

Author : Thomas Fox
Publisher : Unknown
Page : 554 pages
File Size : 55,9 Mb
Release : 2018-05-05
Category : Electronic
ISBN : 1783583304

Get Book

The Complete Compliance Handbook by Thomas Fox Pdf

Thomas Fox, the Compliance Evangelist, is one of the leading writers, thinkers and commentators on the nuts and bolts of compliance. His always practical advice is now available in one volume, The Complete Compliance Handbook. This book incorporates the most recent pronouncements and guidance from the Department of Justice, including 2017's Evaluation of Corporate Compliance Programs and FCPA Corporate Enforcement Policy, to provide the most up-to-date advice on what constitutes a best practices compliance program. In this single volume compendium, Fox brings together the tops ideas, topics and techniques you can incorporate your compliance program, literally in 31-days to more fully operationalize your compliance regime. If you want one volume to guide you in operationalizing compliance, this is it. The book is designed to provide you with a step-by-step guide to the design, creation, implementation of or enhancement to a compliance program. It begins with 31-days to a more effective compliance program. Each entry presents one thing you can accomplish, at little to no cost, to improve any level of compliance program. There are three key-takeaways for each entry. The final chapter goes through the same process for you to operationalize your compliance program. In between these bookends, The Complete Compliance Handbook features chapters on: -Operationalizing Compliance Through Human Resources -The Role of the Board of Directors and Compliance -360-Degrees of Communication in Compliance -Better Third-Party Risk Management -Reporting and Investigations -Internal Controls -Innovation in Compliance -Written Standards -More Effective Compliance for Business Ventures -Continuous Improvement The author, Thomas Fox, has written 15 books on compliance, leadership and business ethics. He founded the Compliance Podcast Network and has one of the largest social media presences in compliance. He has worked in the compliance arena for over 10 years and draws upon his many years of experience in the profession to create this single volume which will become the standard 'nuts and bolts' text on compliance. Fox's writing style is suited for any skill level of compliance practitioner or maturity of corporate compliance program.

Author : Christopher A. Myers,Kwamina Thomas Williford
Publisher : Unknown
Page : 2384 pages
File Size : 48,5 Mb
Release : 2018-11
Category : Auditing, Internal
ISBN : 1402431198

Get Book

Corporate Compliance Answer Book by Christopher A. Myers,Kwamina Thomas Williford Pdf

Representing the combined work of more than forty leading compliance attorneys, Corporate Compliance Answer Book helps you develop, implement, and enforce compliance programs that detect and prevent wrongdoing. You'll learn how to: Use risk assessment to pinpoint and reduce your company's areas of legal exposureApply gap analysis to detect and eliminate flaws in your compliance programConduct internal investigations that prevent legal problems from becoming major crisesDevelop records management programs that prepare you for the e-discovery involved in investigations and litigationSatisfy labor and employment mandates, environmental rules, lobbying and campaign finance laws, export control regulations, and FCPA anti-bribery standardsMake voluntary disclosures and cooperate with government agencies in ways that mitigate the legal, financial and reputational damages caused by violationsFeaturing dozens of real-world case studies, charts, tables, compliance checklists, and best practice tips, Corporate Compliance Answer Book pays for itself over and over again by helping you avoid major legal and financial burdens.

Author : Sharon Oded
Publisher : Edward Elgar Publishing
Page : 337 pages
File Size : 52,5 Mb
Release : 2013-01-01
Category : Law
ISBN : 9781781954751

Get Book

Corporate Compliance by Sharon Oded Pdf

How to induce corporate compliance with regulations? Harsh punishments will cause companies to disguise violations, and mild punishments will cause companies to report their violations and make weak efforts to avoid them. In this book, Sharon Oded canvasses the history of thinking about corporate compliance, and he proposes his own candidate for the best law. This is a sophisticated account of legal incentives that will repay any reader interested in corporate compliance. Robert Cooter, University of California, Berkeley, US The effective control of corporate misconduct is a vital but elusive task for regulators, given the complexity of organization structures and the need to find the right balance between deterrent- and cooperative-based enforcement policies. In this powerful and comprehensive study, Sharon Oded argues for combining different approaches and boldly advocates, in particular, the use of third-party independent corporate monitoring firms to implement self-policing strategies. This will be essential reading for those involved in the theory or practice of regulatory corporate enforcement. Anthony Ogus, University of Manchester, UK and University of Rotterdam, The Netherlands This book considers how a regulatory enforcement policy should be designed to efficiently induce proactive corporate compliance. It first explores two major schools of thought regarding law enforcement, both the deterrence and cooperative approaches, and shows that neither of these represents an optimal regulatory enforcement paradigm from a social welfare perspective. It provides a critical analysis of recent developments in US Federal corporate liability regimes, and proposes a generic framework that better tailors sanction schemes and monitoring systems to regulatee performance. The proposed framework efficiently induces corporate proactive compliance, while maintaining an optimal level of deterrence. This insightful book will appeal to academics in law and economics, behavioral economics, criminology, and business, as well as to practitioners and policymakers.

Author : Carole Basri
Publisher : Unknown
Page : 0 pages
File Size : 41,7 Mb
Release : 2023-06
Category : Electronic
ISBN : 1531028691

Get Book

Corporate Compliance (Paperback) by Carole Basri Pdf

This versatile casebook covers corporate compliance generally, allowing professors to tailor the course as narrowly or as broadly as they prefer. The assignments in the casebook help professors verify that their students understand the topics and are able to apply the skills acquired practically. The book covers creating an "effective" compliance program, as well as ethics awareness; corporate governance; risk assessment; compliance training; testing and surveillance; auditing, monitoring, and reporting; global codes of conduct; and corporate compliance links to attorney-client privilege, records management, internal investigations, and crisis management.

Author : Stefano Manacorda,Francesco Centonze
Publisher : Springer Nature
Page : 370 pages
File Size : 53,7 Mb
Release : 2021-11-25
Category : Social Science
ISBN : 9783030816551

Get Book

Corporate Compliance on a Global Scale by Stefano Manacorda,Francesco Centonze Pdf

This edited volume presents an innovative and critical analysis of corporate compliance from an interdisciplinary and international perspective. It defines the historical framework and the various roles played by corporate compliance in today's context. It questions how different cultures affect economic behaviors and under which conditions the individual choices may be directed toward law-abiding behavior. Examining corporate compliance as a tool of criminal and regulatory policy strategies in different countries and sectors, this book also aims to provide a picture of the dimension and scope of the public-private partnership, focusing on the prevention and detection of corporate crimes. It analyzes the effects of corporate compliance on the internal organization in terms of cost-benefit assessment, as well as the opportunities in technical innovation for detecting and controlling risk.

Author : Martin T. Biegelman
Publisher : John Wiley & Sons
Page : 320 pages
File Size : 41,7 Mb
Release : 2008-06-20
Category : Business & Economics
ISBN : 9780470278406

Get Book

Building a World-Class Compliance Program by Martin T. Biegelman Pdf

Written by a long-standing practitioner in the field, this timely and critical work is your best source for understanding all the complex issues and requirements associated with corporate compliance. It provides clear guidance for those charged with protecting their companies from financial and reputational risk, litigation, and government intervention, who want a robust guide to establish an effective compliance program.

Author : Melissa Rorie,Benjamin van Rooij
Publisher : Unknown
Page : 325 pages
File Size : 44,6 Mb
Release : 2022-02-24
Category : Law
ISBN : 9781108488594

Get Book

Measuring Compliance by Melissa Rorie,Benjamin van Rooij Pdf

Measuring Corporate Compliance is a 'one-stop-shop' for individuals looking to assess the effectiveness of compliance programs and policies.

Author : Banks and Banks
Publisher : Wolters Kluwer
Page : 1886 pages
File Size : 50,8 Mb
Release : 2020-06-19
Category : Electronic
ISBN : 9781543823714

Get Book

Corporate Legal Compliance Handbook, 3rd Edition by Banks and Banks Pdf

Corporate Legal Compliance Handbook, Third Edition, provides the knowledge necessary to implement or enhance a compliance program in a specific company, or in a client's company. The book focuses not only on doing what is legal or what is right--the two are both important but not always the same--but also on how to make a compliance program actually work. The book is organized in a sequence that follows how to approach a compliance program. It gives the compliance officer, consultant, or attorney a good grounding in the basics of compliance law. This includes such things as the rules about corporate and individual liability, an understanding of the basics of the key laws that impact companies, and the workings of the U.S. Sentencing Guidelines. Successful programs also require an understanding of educational techniques, good communication skills, and the use of computer tools. The effective compliance program also takes into account how to deliver messages using a variety of media to reach employees in different locations, of different ages or education, who speak different languages. Note: Online subscriptions are for three-month periods.

Author : Kirsten Liston
Publisher : Unknown
Page : 128 pages
File Size : 47,5 Mb
Release : 2019-08
Category : Electronic
ISBN : 1733598650

Get Book

Creating Great Compliance Training in a Digital World by Kirsten Liston Pdf

Author : Andrew M. Levi,Reynaldo Manzanarez Radilla,Valeria Plastino,Faabio Selhorst
Publisher : Unknown
Page : 330 pages
File Size : 52,7 Mb
Release : 2020
Category : Business ethics
ISBN : OCLC:1198618178

Get Book

Guide to Corporate Compliance by Andrew M. Levi,Reynaldo Manzanarez Radilla,Valeria Plastino,Faabio Selhorst Pdf

Author : Anna Donovan
Publisher : Bloomsbury Publishing
Page : 272 pages
File Size : 41,6 Mb
Release : 2021-02-25
Category : Law
ISBN : 9781509918751

Get Book

Reconceptualising Corporate Compliance by Anna Donovan Pdf

This book offers a comprehensive examination of the issues surrounding corporate compliance. Should corporations comply with the spirit or the letter of the law? What role does compliance play in a capitalist market economy? Why is it that otherwise law-abiding citizens are willing to implement corporate compliance strategies that are seemingly at odds with their personal values? Dr Donovan responds to these questions and more, providing a persuasive argument for the legitimate role of spirited compliance within a market economy. In doing so, she employs the lens of classical liberal ideology, challenging the widespread view that technical compliance is simply 'capitalism.' In an examination that has relevance beyond the compliance arena, the author also explores how the architecture of the firm facilitates the often atypical compliance decisions that individuals make when acting within a corporate setting. The book draws on social psychology to offer important insights into how the often-elusive goal of corporate behavioural change can be achieved, for the benefit of both the market and society as a whole.

Author : Debbie Troklus,Sheryl Vacca,Society of Corporate Compliance & Ethics
Publisher : Unknown
Page : 112 pages
File Size : 50,6 Mb
Release : 2013
Category : Business ethics
ISBN : 0979221072

Get Book

International Compliance 101 : by Debbie Troklus,Sheryl Vacca,Society of Corporate Compliance & Ethics Pdf

Author : Christine Parker,Vibeke Lehmann Nielsen
Publisher : Edward Elgar Publishing
Page : 401 pages
File Size : 41,7 Mb
Release : 2011
Category : Law
ISBN : 9780857938732

Get Book

Explaining Compliance by Christine Parker,Vibeke Lehmann Nielsen Pdf

'Taking a broad view of regulation, and covering a wide range of issues and industries, this collection is the most innovative effort to date to understand the responses of business firms to regulation. The book brings together an impressive group of scholars who analyze the concept of compliance and offer theoretically informed studies of its assumed links to regulation. A must read for both academics and practitioners, this ground-breaking collection firmly establishes a scholarly field of compliance studies.' Ronen Shamir, Tel Aviv University, Israel 'Business responses to regulation is a key area of social science research. Parker and Nielsen's collection brings together an excellent group of scholars with innovative, and I believe highly influential contributions that problematize the relations between regulation and compliance. The collection is a highly welcome addition to our field, that will redefine the research agenda on compliance. A significant achievement that will help to improve policy making and frame the scholarly research agenda for the years to come.' David Levi-Faur, The Hebrew University of Jerusalem, Israel and the Free University of Berlin, Germany 'A timely and important set of analyses on how and why businesses respond to regulation in the way that they do from some of the leading authors in the field, covering business responses to both state and non-state regulatory systems.' Julia Black, London School of Economics, UK Explaining Compliance consists of sixteen specially commissioned chapters by the world's leading empirical researchers, examining whether and how businesses comply with regulation that is designed to affect positive behaviour changes. Each chapter consists of reflective summaries on business compliance with different state or voluntary regulation, and the theoretical lessons to be drawn from it. As a whole, the book develops understanding and explanations of how, why and in what circumstances, firms come to comply with regulation, and when they do not. It also uncovers the complexity, ambiguity and transformation of regulation as it is interpreted, implemented and negotiated by firms, their stakeholders and internal constituencies in everyday business life. This unique and detailed resource will appeal to academics, graduate students and senior undergraduates in law, political science, sociology, criminology, economics, and psychology, as well as business and interdisciplinary areas such as law and society, and law and economics. Anyone researching business regulation, corporate social responsibility, regulation and compliance, enforcement and compliance, and public administration, will also find this book beneficial.

Author : Alan Brener
Publisher : Routledge
Page : 299 pages
File Size : 43,8 Mb
Release : 2020-12-20
Category : Business & Economics
ISBN : 9781000320244

Get Book

Strategies for Compliance by Alan Brener Pdf

Compliance is a fundamental control function within regulated industries globally. This book provides an expert introduction to corporate compliance using cases, examples and insights from the financial services sector and beyond. The author, an experienced compliance practitioner and academic, highlights compliance challenges, using examples such as Wells Fargo, whistleblowing in the financial services and the mis-selling of payment protection insurance in the UK banking sector. The book explores strategies for creating compliant cultures and fostering regulatory trust, whilst practical guidance is provided on anticipating regulatory changes. Addressing organisational obstruction and delay, the author presents a series of valuable tools and techniques for real-world practice. An essential professional development resource for board directors, compliance officers and other senior managers, the book also provides a unique learning and development resource for students of corporate compliance globally.

Author : Society of Corporate Compliance and Ethics
Publisher : Unknown
Page : 128 pages
File Size : 48,6 Mb
Release : 2020-12-15
Category : Electronic
ISBN : 1733598731

Get Book

The Complete Compliance and Ethics Manual - 2021 by Society of Corporate Compliance and Ethics Pdf