Financial Services In The Trading System

Financial Services In The Trading System Book in PDF, ePub and Kindle version is available to download in english. Read online anytime anywhere directly from your device. Click on the download button below to get a free pdf file of Financial Services In The Trading System book. This book definitely worth reading, it is an incredibly well-written.

Financial services in the trading system

Author : Eric Miller
Publisher : BID-INTAL
Page : 38 pages
File Size : 42,5 Mb
Release : 1999
Category : Financial institutions, International
ISBN : 9789507380839

Get Book

Financial services in the trading system by Eric Miller Pdf

Straight Through Processing for Financial Services

Author : Ayesha Khanna
Publisher : Academic Press
Page : 244 pages
File Size : 46,5 Mb
Release : 2008
Category : Business & Economics
ISBN : 9780124664708

Get Book

Straight Through Processing for Financial Services by Ayesha Khanna Pdf

As economic and regulatory pressures drive financial institutions to seek efficiency gains by improving the quality of their trading processes and systems, firms are devoting increasing amounts of capital to maintaining their competitive edge. Straight-Through Processing (STP), which automates every step in the trading system, is the most effective way for firms to remain competitive. According to the Securities Industry Association, the US securities industry will spend $8 billion to implement STP initiatives, and 99% percent of this investment will be made in systems internal to the firm. Straight-Through Processing for Financial Services: The Complete Guide provides the knowledge and tools required by operations managers and systems architects to develop and implement STP processing systems that streamline business processes to maintain competitiveness in the market. * Learn the tools and techniques for developing software systems and for streamlining business processes * Keep up to date and well informed in this highly regulated and ever changing market * Gain the knowledge and experience for a leading consultant in the field

Financial Services Industry Issues

Author : United States. General Accounting Office
Publisher : Unknown
Page : 36 pages
File Size : 44,5 Mb
Release : 1992
Category : Financial institutions
ISBN : IND:30000092240898

Get Book

Financial Services Industry Issues by United States. General Accounting Office Pdf

The Trade Lifecycle

Author : Robert P. Baker
Publisher : Wiley
Page : 320 pages
File Size : 41,7 Mb
Release : 2010-07-26
Category : Business & Economics
ISBN : 0470685913

Get Book

The Trade Lifecycle by Robert P. Baker Pdf

The lifecycle of a trade is the fundamental activity of investment banks, hedge funds, pension funds and many other financial companies. There is no better way to understand the working s of a financial institution than to follow the progress of a trade through all of its various stages and all the activities performed upon it. The Trade Lifecycle: Behind the Scenes of the Trading Process is a guide to the trade lifecycle and it inherent risks and weaknesses. The book dissects a trade into its component parts, tracking it from pre-conception to maturity, and examines how the trade affects each business function of a financial institution. As well as illustrating each part of the trade process it highlights the legal, operational, liquidity, credit and market risks to which the trade is exposed. Readers will benefit from a full understanding of all parts of the trade process, including derivative and credit derivative trades and will also see, with examples where appropriate, how the mismanagement of these risks led to the recent financial crisis. The book is divided in to 4 parts. Part 1 covers products and the background to trading including: trading risk; asset classes; derivatives, structures and hybrids; credit derivatives; liquidity, price and leverage. Part 2 covers the trade lifecycle including: the anatomy of a trade; the lifecycle of a trade; cashflows and asset holdings; risk management; market risk control; counterparty risk control; accounting and P&L attribution. Part 3 covers systems and procedures including;: the people; developing processes for new products; new products; systems; testing; data; reports; calculation; mathematical model and systems validation; regulatory, legal and compliance issues and business continuity planning. Finally Part 4 covers what can go wrong, discussing credit derivatives and the financial crisis. In the aftermath of the financial crisis emphasis had moved to transparency and due diligence involving closer scrutiny of all forms of risk. In this new world order, there is a much greater analysis of every trade and all market participants will need to have a better understanding of the impact of their work on the whole trade cycle – this book provides a one stop comprehensive guide to the lifecycle of a trade.

Creating Value in Financial Services

Author : Edward L. Melnick,Praveen R. Nayyer,Michael L. Pinedo,Sridhar Seshadri
Publisher : Springer Science & Business Media
Page : 486 pages
File Size : 51,5 Mb
Release : 2012-12-06
Category : Business & Economics
ISBN : 9781461546054

Get Book

Creating Value in Financial Services by Edward L. Melnick,Praveen R. Nayyer,Michael L. Pinedo,Sridhar Seshadri Pdf

Creating Value in Financial Services is a compilation of state-of-the-art views of leading academics and practitioners on how financial service firms can succeed in today's competitive environment. The book is based on two conferences held at New York University: the first, `Creating Value in Financial Services', held in March 1997, and the second, `Operations and Productivity in Financial Services', in April 1998. The book is essentially designed to be a compendium of leading edge thinking and practice in the management of financial services firms. There is no book today that has this focus. It contains ideas that can apply to other service industries. Topics addressed are increasingly important worldwide as the financial services industries consolidate and search for innovative new directions and ways to create value in a fiercely competitive environment.

Information Systems for Global Financial Markets: Emerging Developments and Effects

Author : Yap, Alexander Y.
Publisher : IGI Global
Page : 437 pages
File Size : 53,5 Mb
Release : 2011-11-30
Category : Computers
ISBN : 9781613501634

Get Book

Information Systems for Global Financial Markets: Emerging Developments and Effects by Yap, Alexander Y. Pdf

"This book offers focused research on the systems and technologies that provide intelligence and expertise to traders and investors and facilitate the agile ordering processes, networking, and regulation of global financial electronic markets"--Provided by publisher.

Regulation of Trading Systems on Financial Markets

Author : Jean-Baptiste Zufferey,Margaret Tschanz-Norton
Publisher : Springer
Page : 360 pages
File Size : 54,9 Mb
Release : 1997-07-23
Category : Law
ISBN : UOM:35112202263259

Get Book

Regulation of Trading Systems on Financial Markets by Jean-Baptiste Zufferey,Margaret Tschanz-Norton Pdf

Profound changes in the financial markets have caused many lawmakers to modernise their legislation. This work provides a fundamental analysis of the questions raised by the laws ruling trading systems. In doing so, it defines such terms as: stock exchange analogous system protection of investors protection of the market function It also offers answers to questions such as: What trading rules do the financial intermediaries (banks) have to observe? What objectives should be pursued by lawmakers? What role is to be left to competition? What should be left to self-regulation? This work takes both a critical and comparative approach, looking in particular at Anglo-Saxon, Continental, and European legislation. it provides a comparative analysis of each subject covered, including the advantages and disadvantages that exist in the diverse legal solutions envisaged, As well as the current state of the various controversies in the existing doctrine.

Microstructure of World Trading Markets

Author : Hans R. Stoll
Publisher : Springer Science & Business Media
Page : 153 pages
File Size : 47,6 Mb
Release : 2012-12-06
Category : Business & Economics
ISBN : 9789401121804

Get Book

Microstructure of World Trading Markets by Hans R. Stoll Pdf

This volume addresses various aspects of the microstructure of world trading markets and provides scientific evidence on the functioning of specific foreign markets. The study of market microstructure has previously focused on the U.S. markets, but with the rapid expansion in foreign markets there is a real need to understand the nature and functioning of foreign trading markets.

Recommendations by the President's Working Group on Financial Markets

Author : United States. Congress. House. Committee on Banking and Financial Services
Publisher : Unknown
Page : 308 pages
File Size : 52,7 Mb
Release : 2000
Category : Derivative securities
ISBN : LOC:00072308190

Get Book

Recommendations by the President's Working Group on Financial Markets by United States. Congress. House. Committee on Banking and Financial Services Pdf

Global Positioning for Financial Services

Author : Hazel J. Johnson
Publisher : World Scientific
Page : 182 pages
File Size : 43,9 Mb
Release : 2000
Category : Business & Economics
ISBN : 9810242468

Get Book

Global Positioning for Financial Services by Hazel J. Johnson Pdf

Global Positioning for Financial Services is a broad-based examination of the changes occurring in financial services. The forces of privatization and securitization are but two of the factors that are changing the way financial services are delivered. Technology has enabled direct sale of securities to ultimate investors in ways that have not been possible until now. Regulators must adjust their perceptions of risk and reward to maintain safe systems. Astute industry participants must have a clear understanding of these dynamics in order to develop effective strategies for the future.

The Future of the European Post-Trading System

Author : Michael Chlistalla,Peter Gomber,Torsten Schaper
Publisher : ibidem-Verlag / ibidem Press
Page : 142 pages
File Size : 51,8 Mb
Release : 2010-05-01
Category : Business & Economics
ISBN : 9783838261157

Get Book

The Future of the European Post-Trading System by Michael Chlistalla,Peter Gomber,Torsten Schaper Pdf

The European post-trading system has changed significantly in the last years and is currently facing enormous challenges, e.g. due to the financial crisis, stricter regulation of financial markets, globalization, and the automation of securities processing. Until now, a systematic assessment of the European post-trading industry is missing in academic literature. Using the Delphi methodology, this study among 158 experts from different areas of the post-trading industry aims to develop a joint and coherent view of what the European post-trading system will look like in the future. It identifies measures for the improvement of the post-trading system and the most important issues concerning risk management and information technologies within this industry.

Open Doors

Author : Robert E. Litan,Paul R. Masson,Michael Pomerleano
Publisher : Rowman & Littlefield
Page : 452 pages
File Size : 54,5 Mb
Release : 2004-05-13
Category : Business & Economics
ISBN : 081579813X

Get Book

Open Doors by Robert E. Litan,Paul R. Masson,Michael Pomerleano Pdf

A Brookings Institution Press, the World Bank, and the International Monetary Fund publication The extensive reforms and liberalization of financial services in emerging markets worldwide call for cutting-edge strategies to capture the benefits of new investment opportunities. In Open Doors, a volume of papers from the third annual Financial Markets and Development conference, multidisciplinary financial sector experts analyze current economic and political trends and prescribe practical advice to the financial development community. The book addresses the key issues of concern regarding the emerging markets, including the trends, motivations, and scope of FDI in finance; policy options that will best capture the opportunities of foreign entry; and the role of foreign institutions in e-finance innovation. The authors focus on specific topics such as foreign participation in emerging market banking systems and securities industries, WTO policies and enforcement, the role of foreign banks, liberalization of insurance markets, the need for capital markets, and the policy, regulatory, and legal issues associated with e-finance. For policymakers and financial practitioners affected by the WTO's Financial Services Agreement, this timely book should be of particular interest. Contributors include Donald Mathieson (International Money Fund), Pierre Sauvé (Trade Directorate, OECD), George J. Vojta (formerly with Bankers Trust and Citibank), Harold D. Skipper (J. Mack Robinson College of Business, Georgia State University), Benn Steil (Council on Foreign Relations), Morris Goldstein and Edward M. Graham (Institute for International Economics), Nicolas Lardy (Brookings Institution), Phillip Turner (Bank of International Settlements), and Robert Ledig (Fried, Frank, Shriver & Jacobson).