How To Protect Investors

Author : Niamh Moloney
Publisher : Cambridge University Press
Page : 501 pages
File Size : 46,7 Mb
Release : 2010-01-21
Category : Law
ISBN : 9781139485555

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How to Protect Investors by Niamh Moloney Pdf

As governments around the world withdraw from welfare provision and promote long-term savings by households through the financial markets, the protection of retail investors has become critically important. Taking as a case study the wide-ranging EC investor-protection regime which now governs EC retail markets after an intense reform period, this critical, contextual and comparative examination of the nature of investor protection explores why the retail investor should be protected, whether retail investor engagement with the markets should be encouraged and how investor protection laws should be designed, particularly in light of the financial crisis. The book considers the implications of the EC's investor protection rules 'on the books' but also considers investor protection law and policy 'in action', drawing on experience from the UK retail market and in particular the Financial Services Authority's extensive retail market activities, including the recent Retail Distribution Review and the Treating Customers Fairly strategy.

Author : Niamh Moloney
Publisher : Cambridge University Press
Page : 501 pages
File Size : 40,6 Mb
Release : 2010-01-21
Category : Business & Economics
ISBN : 9780521888707

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How to Protect Investors by Niamh Moloney Pdf

A critical, comparative and contextual examination of how to protect retail or household investors which considers the financial crisis's implications.

Author : Booysen, Sandra
Publisher : Edward Elgar Publishing
Page : 384 pages
File Size : 44,7 Mb
Release : 2021-12-07
Category : Law
ISBN : 9781800884625

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Financial Advice and Investor Protection by Booysen, Sandra Pdf

This comprehensive book offers a rigorous analysis of the legal debates, approaches and practice-related issues surrounding financial advice and investor protection. Despite widespread recognition of the importance of financial inclusion more broadly construed, recent financial crises have highlighted deficits in retail investor protection – this book informs the development of robust yet adaptable frameworks to protect investors, including effective enforcement and dispute resolution.

Author : United States. Securities and Exchange Commission. Division of Investment Management
Publisher : Securities and Exchange Commission
Page : 580 pages
File Size : 48,7 Mb
Release : 1992
Category : Business & Economics
ISBN : UOM:39015028436205

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Protecting Investors by United States. Securities and Exchange Commission. Division of Investment Management Pdf

Author : Anonim
Publisher : Unknown
Page : 525 pages
File Size : 44,7 Mb
Release : 1992
Category : Financial institutions
ISBN : OCLC:25956468

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Protecting Investors by Anonim Pdf

Author : United States. Securities and Exchange Commission. Division of Investment Management
Publisher : Unknown
Page : 586 pages
File Size : 46,5 Mb
Release : 1992
Category : Investments
ISBN : STANFORD:36105061023375

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Protecting Investors by United States. Securities and Exchange Commission. Division of Investment Management Pdf

Author : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Publisher : Unknown
Page : 294 pages
File Size : 44,8 Mb
Release : 2009
Category : Global Financial Crisis, 2008-2009
ISBN : STANFORD:36105050535181

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Enhancing Investor Protection and the Regulation of Securities Markets by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs Pdf

Author : Marianne K. Smythe
Publisher : Unknown
Page : 525 pages
File Size : 54,6 Mb
Release : 2002-04
Category : Electronic
ISBN : 0756721369

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Protecting Investors by Marianne K. Smythe Pdf

Author : Garth Rustand,Investors-Aid Co-operative of Canada
Publisher : Unknown
Page : 58 pages
File Size : 45,7 Mb
Release : 2007-08
Category : Investments
ISBN : 0978400208

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Investor Protection Workbook by Garth Rustand,Investors-Aid Co-operative of Canada Pdf

Author : Ben Stein,Phil DeMuth
Publisher : John Wiley & Sons
Page : 224 pages
File Size : 44,6 Mb
Release : 2010-03-02
Category : Business & Economics
ISBN : 9780470634516

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The Little Book of Bulletproof Investing by Ben Stein,Phil DeMuth Pdf

Investing do's and don'ts from some of the most recognizable voices in personal finance It's been a tough year for investors. Many have seen their retirement accounts dwindle dramatically and are looking for a safe way to protect what they have and make back some of what they've lost. That's why the bestselling author team of Ben Stein and Phil DeMuth have created The Little Book of Bulletproof Investing: Do's and Don'ts to Protect Your Financial Life. When you invest, there are essential things you should do and many things you shouldn't. The Little Book of Bulletproof Investing: Do's and Don'ts to Protect Your Financial Life addresses this issue and shows you how to utilize the fundamentals of finance to achieve success in today's market. This practical guide contains proven advice on navigating today's treacherous financial landscape and will put you in a better position to make more informed investment decisions. Includes street-smart advice for the individual investor uncertain about their investment and retirement portfolios Written by a experienced team of bestselling authors whose investment advice is accessible to everyone Outlines the steps you must take to protect yourself from the financial calamities of modern life The Little Book of Bulletproof Investing: Do's and Don'ts to Protect Your Financial Life offers quick, easy-to-follow, and entertaining advice for anyone looking to get back on the right investment track.

Author : Yasuyuki Fuchita,Robert E. Litan
Publisher : Brookings Institution Press
Page : 216 pages
File Size : 42,9 Mb
Release : 2007-02-01
Category : Business & Economics
ISBN : 9780815729822

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Financial Gatekeepers by Yasuyuki Fuchita,Robert E. Litan Pdf

Developed country capital markets have devised a set of institutions and actors to help provide investors with timely and accurate information they need to make informed investment decisions. These actors have become known as "financial gatekeepers" and include auditors, financial analysts, and credit rating agencies. Corporate financial reporting scandals in the United States and elsewhere in recent years, however, have called into question the sufficiency of the legal framework governing these gatekeepers. Policymakers have since responded by imposing a series of new obligations, restrictions, and punishments—all with the purpose of strengthening investor confidence in these important actors. F inancial Gatekeepers provides an in-depth look at these new frameworks, especially in the United States and Japan. How have they worked? Are further refinements appropriate? These are among the questions addressed in this timely and important volume. Contributors include Leslie Boni (University of New Mexico), Barry Bosworth (Brookings Institution), Tomoo Inoue (Seikei University), Zoe-Vonna Palmrose (University of Southern California), Frank Partnoy (University of San Diego School of Law), George Perry (Brookings Institution), Justin Pettit (UBS), Paul Stevens (Investment Company Institute), Peter Wallison (American Enterprise Institute)

Author : Jeff Camarda,Steven James Lee,Jerusha Lee
Publisher : Springer Nature
Page : 255 pages
File Size : 42,5 Mb
Release : 2021-09-21
Category : Business & Economics
ISBN : 9783030772710

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The Financial Storm Warning for Investors by Jeff Camarda,Steven James Lee,Jerusha Lee Pdf

Is an investors’ “perfect storm” brewing? If you’re not careful, it could sweep your wealth away. Long-dormant inflation looks to be catching fire. A stock market in overdrive may crash and burn for years. And taxes to fund deficits and social programs look to be rising to punishing levels not seen in a generation. This triple threat could mean a financial apocalypse from which many investors won’t ever recover. Getting straight talk on smart wealth management has never been more critical. With Social Security and Medicare tracking to go belly-up in a few short years, there will be dire consequences for millions. Already-retired boomers, living far longer than ever expected, will strain government resources and risk running out of money. Who will pay for it all? Without smart planning, your taxes may rise to confiscatory levels, sapping net worth and lifestyle quality. Your retirement lifestyle and legacy for your kids could get crushed. Some may never be able to retire. Investors and savers of every age and stripe will want to pay careful attention to the concentrated wisdom in this book and take proactive steps to protect themselves while there’s still time.

Author : John K. Harris
Publisher : Outskirts Press
Page : 163 pages
File Size : 40,6 Mb
Release : 2017-12-29
Category : Business & Economics
ISBN : 1478795093

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The Grow-And-Protect Investment Strategy by John K. Harris Pdf

"People make their investment decisions in various ways. Some favor looking at history. If you like that approach, you should consider the popular buy-and-hold strategy and the brand-new grow-and-protect strategy set forth in this book. Dr. Harris writes in a user-friendly way that can be readily understood by those less familiar with investing and its terminology. I think experienced investors also will find the book to be a worthwhile read. The knowledge imparted in this book can help you manage your wealth with confidence. An uncommon feature of the book is the moving spiritual account Dr. Harris gives of his life during 1997-2016." Srikant Datar, Professor and Senior Associate Dean, Harvard Business School The buy-and-hold (B&H) strategy along with dollar-cost averaging has served millions of investors very well for a long time. The new-found knowledge imparted in this book provides specific answers regarding when to be invested in the S&P 500 and when not to be invested in the Index. This knowledge has the potential to help individual investors grow and protect (G&P) their wealth with "sleep well" confidence. The knowledge also will broaden the perspectives of financial advisers, professional money managers, market strategists, market technicians, financial journalists and the academic community. Regardless of the perspective, Louis Pasteur's keen observation applies today: "Chance favors the prepared mind." May both the B&H strategy and the G&P strategy help illuminate your financial path. God bless you!

Author : Richard A. Ferri
Publisher : McGraw-Hill Companies
Page : 322 pages
File Size : 53,9 Mb
Release : 2003
Category : Business & Economics
ISBN : 0071408177

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Protecting Your Wealth in Good Times and Bad by Richard A. Ferri Pdf

This volume shows investors how to invest for the total market, not just for individual phases, and build a portfolio to weather all markets with long-term security. Full of practical advice and easy-to-understand techniques and examples, this guidebook provides proven strategies.

Author : United States Accounting Office
Publisher : Createspace Independent Publishing Platform
Page : 96 pages
File Size : 48,7 Mb
Release : 2018-02-13
Category : Electronic
ISBN : 1985283514

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Securities Investor Protection by United States Accounting Office Pdf

GAO-01-653 Securities Investor Protection: Steps Needed to Better Disclose SIPC Policies to Investors