Informal Corporate Disclosure Under Federal Securities Law 2009

Author : Ted Trautmann,James Hamilton
Publisher : Wolters Kluwer
Page : 3 pages
File Size : 50,9 Mb
Release : 2009-04-01
Category : Reference
ISBN : 9780808021582

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Informal Corporate Disclosure Under Federal Securities Law 2009 by Ted Trautmann,James Hamilton Pdf

Informal Corporate Disclosure Under Federal Securities Law, 2009 Editionexamines the regulation of informal disclosure -- e.g., press releases,speeches, analyst conference calls, webcasts, and investor roadshows -- asdistinguished from formal, highly structured disclosure in SEC filings. Thecoverage includes discussion of federal securities law, rules and courtdecisions; self-regulatory organization rules for listed companies, andstandards of practice prescribed by the National Investor RelationsInstitute (NIRI).This updated 2009 Edition includes:discussion of the SEC's recent guidance on the use of company web sites,including advice on the sufficiency of web site disclosure as a means ofdissemination under Regulation FD (see ¶1002)liability for hyperlinks to third-party information (see ¶1003)issues presented by the use of summaries and overviews (see ¶1004)concerns related to blogs and online discussion forums (see ¶1009)The new 2009 Edition also examines materiality principlesgoverning quantitative financial disclosures, specifically the recommendationsof the SEC Advisory Committee on Improvements to Financial Reporting,or CIFiR (see ¶¶403 and 1102). In addition, the work covers recentSEC Compliance and Disclosure Interpretations on the Form 8-K reportingobligation triggered by disclosure of certain financial information (see¶1105). Finally, the 2009 Edition includes discussion ofnew NIRI standards for quarterly earnings releases (see ¶1103), thetext of selected portions of those standards (see Appendix), and a timelinefor preparing an earnings release (see Appendix).

Author : Ted Trautmann,James Hamilton
Publisher : Unknown
Page : 296 pages
File Size : 51,5 Mb
Release : 2002
Category : Disclosure of information
ISBN : STANFORD:36105063210020

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Informal Corporate Disclosure Under Federal Securities Law by Ted Trautmann,James Hamilton Pdf

Author : CCH Incorporated,Ted Trautmann,James Hamilton
Publisher : CCH Incorporated
Page : 300 pages
File Size : 44,5 Mb
Release : 2006-03
Category : Electronic
ISBN : 0808014757

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Informal Corporate Disclosure by CCH Incorporated,Ted Trautmann,James Hamilton Pdf

Discussion of regulatory requirements for press releases and other corporate communications.

Author : Anne Sherry,CCH Incorporated,Ted Trautmann,James Hamilton
Publisher : Aspen Publishers
Page : 284 pages
File Size : 40,7 Mb
Release : 2012-07-01
Category : Electronic
ISBN : 0808032984

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Informal Corporate Disclosure Under Federal Securities Law (2012 Edition) by Anne Sherry,CCH Incorporated,Ted Trautmann,James Hamilton Pdf

Author : Wolters Kluwer Law and Business
Publisher : CCH Incorporated
Page : 0 pages
File Size : 44,8 Mb
Release : 2015-08-17
Category : Law
ISBN : 0808042475

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Informal Corporate Disclosure Under Federal Securities Law (2015 Edition) by Wolters Kluwer Law and Business Pdf

Informal Corporate Disclosure under Federal Securities Law discusses the regulatory requirements that govern press releases, anaylst conference calls, roadshows, webcasts, and other corporate communications.

Author : James Robert Brown
Publisher : Wolters Kluwer
Page : 1709 pages
File Size : 44,9 Mb
Release : 1999-01-01
Category : Law
ISBN : 9780735501560

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The Regulation of Corporate Disclosure by James Robert Brown Pdf

The Regulation of Corporate Disclosure, Third Edition is a complete and up-to-date handbook on the issue of corporate disclosure, covering the impact of the federal securities laws on both informal communications and the process of communicating with shareholders. The Third Edition expands topics previously covered, addressing the legal issues and practical concerns surrounding implementation of the Private Securities Litigation Reform Act of 1995, the Sarbanes-Oxley Act of 2002, and the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. The book also has an in-depth treatment of managementand’s discussion and analysis (MDand&A), something that, although appearing in required SEC filings, involves many of the same difficult and complex issues raised by the informal disclosure process. Also addressed are: SEC reforms of the periodic reporting process; issues pertaining to stock research analysts and conflicts of interest; and various relevant corporate governance requirements and their disclosure implications. Critical areas analyzed include ;Disclosure requirements and anti-fraud provisions The duty to disclose Dissemination Issues involving materiality Disclosure of bad news Negotiations Dealing with analysts And much more!

Author : Anne Sherry J.D.,Wolters Kluwer Law & Business,James Hamilton,Doreen Meinck J.D.
Publisher : Unknown
Page : 0 pages
File Size : 48,8 Mb
Release : 2014-07-07
Category : Electronic
ISBN : 0808039237

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Informal Corporate Disclosure Under Federal Securities Law (2014 Edition) by Anne Sherry J.D.,Wolters Kluwer Law & Business,James Hamilton,Doreen Meinck J.D. Pdf

Author : James Hamilton,Anne Sherry,Doreen Meinck
Publisher : Aspen Publishers
Page : 296 pages
File Size : 48,6 Mb
Release : 2013-07-29
Category : Law
ISBN : 0808036890

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Informal Corporate Disclosure Under Federal Securities Law (2013 Edition) by James Hamilton,Anne Sherry,Doreen Meinck Pdf

Mitigate your reputation risk by assuring disclosures for corporate communication vehicles such as press releases, speeches, analyst conference calls, webcasts, websites, blogs and investor roadshows adhere to appropriate standards of practice. Written by Wolters Kluwer attorney-editors Jim Hamilton, Anne Sherry and Doreen Meinck, Informal Corporate Disclosure Under Federal Securities Law, 2013 Edition examines the regulation of these types of informal disclosures - as distinguished from formal, highly structured disclosure in SEC filings. Coverage includes discussion of federal securities law, rules and court decisions; self-regulatory organization rules for listed companies, and standards of practice prescribed by the National Investor Relations Institute (NIRI). The 2013 Edition of Informal Corporate Disclosure Under Federal Securities Law incorporates the latest NIRI standards of practice on disclosure and is a must-have resource given the NIRI's 2012 revision supersedes the previous standards of practice issued in 2004. It addresses SEC guidance on website disclosure, recommended standards for corporate communications on blogs and social media, and recent case law. In addition to incorporating these standards of practice, the 2013 Edition includes: Analysis of the SEC's recent guidance on cybersecurity Discussion of the test-the-waters communications permitted for emerging growth companies pursuant to the JOBS Act Review of recent SEC enforcement actions with respect to Regulation FD

Author : Wolters Kluwer Editorial Staff
Publisher : Aspen Publishers
Page : 0 pages
File Size : 43,9 Mb
Release : 2017-08-25
Category : Electronic
ISBN : 1454885629

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Informal Corporate Disclosure Under Federal Securities Law by Wolters Kluwer Editorial Staff Pdf

Mitigate reputation risk by assuring disclosure through corporate communication vehicles such as press releases, speeches, analyst conference calls, webcasts, websites, blogs and investor roadshows adheres to appropriate standards of practice. Wolters Kluwer attorney-editors Anne Sherry and Doreen Zanotelli examine the regulation of these types of informal disclosures (as distinguished from formal, highly structured disclosures in SEC filings). Coverage includes discussion of federal securities law, rules and court decisions; self-regulatory organization rules for listed companies; and standards of practice prescribed by the National Investor Relations Institute (NIRI).

Author : James Robert Brown,J. Robert Brown (Jr.)
Publisher : Aspen Publishers
Page : 0 pages
File Size : 48,5 Mb
Release : 1995
Category : Disclosure of information
ISBN : 1567061605

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The Regulation of Corporate Disclosure by James Robert Brown,J. Robert Brown (Jr.) Pdf

This is a complete & up-to-date handbook on the issue of corporate disclosure, covering the impact of the federal securities laws on both informal communications & the process of communicating with shareholders. It includes a new discussion of the "Bespeaks Caution" doctrine, updated coverage of the materiality of government investigations & undisclosed illegal behavior, & cutting-edge analysis of the latest trends, such as electronic communications, SEC reforms, & MD & A requirements. Critical areas analyzed include: Disclosure requirements & anti-fraud provisions The duty to disclose Dissemination Issues involving materiality Disclosure of bad news Negotiations Dealing with analysts Projects & appraisals Stock repurchases Sensitive disclosure periods State disclosure obligations Corporate communication policies Shareholder communications The summary annual report Communicating with beneficial owner Dealing with analysts Communication & dissemination of information over the Internet And more.

Author : Cch
Publisher : CCH
Page : 0 pages
File Size : 41,6 Mb
Release : 2016-09
Category : Electronic
ISBN : 1454875178

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Informal Corporate Disclosure 2016 by Cch Pdf

Mitigate reputation risk by assuring disclosure through corporate communication vehicles such as press releases, speeches, analyst conference calls, webcasts, websites, blogs and investor roadshows adheres to appropriate standards of practice. Wolters Kluwer attorney-editors Anne Sherry and Doreen Zanotelli examine the regulation of these types of informal disclosures (as distinguished from formal, highly structured disclosures in SEC filings). Coverage includes discussion of federal securities law, rules and court decisions; self-regulatory organization rules for listed companies; and standards of practice prescribed by the National Investor Relations Institute (NIRI). The 2016 Edition of Informal Corporate Disclosure Under Federal Securities Law incorporates recent court decisions and SEC enforcement actions relating to the duty to disclose, materiality of statements, analysts' obligations under Regulation AC, and the statutory safe harbor for forward-looking statements.

Author : United States. Securities and Exchange Commission. Division of Enforcement
Publisher : Unknown
Page : 144 pages
File Size : 41,5 Mb
Release : 2008
Category : Corporation law
ISBN : STANFORD:36105063760578

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Enforcement Manual by United States. Securities and Exchange Commission. Division of Enforcement Pdf

Author : Anonim
Publisher : Unknown
Page : 1704 pages
File Size : 41,9 Mb
Release : 2009
Category : Electronic
ISBN : UOM:39015090416721

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Financial Services and General Government Appropriations For 2010, Part 4, 111-1 Hearings by Anonim Pdf

Author : Dennis Campbell
Publisher : Lulu.com
Page : 570 pages
File Size : 55,7 Mb
Release : 2009-09-14
Category : Business & Economics
ISBN : 9780557087983

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International Securities Law and Regulation [2009] - III by Dennis Campbell Pdf

2009 RELEASE - "International Securities Law and Regulation", a three-volume set with more than 1,600 pages, examines the regulation of securities trading in jurisdictions in North and South America, Europe, and Asia and the Pacific. The commentaries are provided by lawyers who practice regularly in the securities sectors of their respective jurisdictions. The publication is replaced by updated volumes annually. Complete the set with volumes I and II. A 25%%%%%%%% discount applies to a subscription for three years of updates. Discounts are applied after purchase by rebate from publisher.

Author : Michael Legg
Publisher : Bloomsbury Publishing
Page : 336 pages
File Size : 42,9 Mb
Release : 2022-02-10
Category : Law
ISBN : 9781509941520

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Public and Private Enforcement of Securities Laws by Michael Legg Pdf

This book undertakes unique case studies, including interviews with participants, as well as empirical analysis, of public and private enforcement of Australian securities laws addressing continuous disclosure. Enforcement of laws is crucial to effective regulation. Historically, enforcement was the province of a government regulator with significant discretion (public enforcement). However, more and more citizens are being expected to take action themselves (private enforcement). Consistent with regulatory pluralism, public and private enforcement exist in parallel, with the capacity to both help and hinder each other, and the achievement of the goals of enforcement in a range of areas of regulation. The rise of the shareholder class action in Australia, backed by litigation funding or lawyers, has given rise to enforcement overlapping with that of the government regulator, the Australian Securities and Investments Commission. The ramifications of overlapping enforcement are explained based on detailed analysis. The analysis is further bolstered by the regulator's approach to enforcement changing from a compliance orientation to a “Why not litigate?” approach. The analysis and ramifications of the Australian case studies involve matters of regulatory theory and practice that apply across jurisdictions. The book will appeal to practitioners, regulators and academics interested in regulatory policy and enforcement, and the operation of regulators and class actions, including their interaction.