Managing Records In Global Financial Markets

Author : Lynn Coleman
Publisher : Facet Publishing
Page : 272 pages
File Size : 54,8 Mb
Release : 2011
Category : Business & Economics
ISBN : 9781856046633

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Managing Records in Global Financial Markets by Lynn Coleman Pdf

Although there are a number of publications covering records management generically, very few are focused on the specific challenges of particular sectors, and fewer still on current regulatory, legal and governance issues associated with managing records in global banking and finance businesses. This timely book fills this gap by exploring these complex issues fully, and offers strategies and examples of best practice to meet the recordkeeping challenges to which they give rise in corporate and commercial banking enterprises operating in global capital markets. The examples and cases studies encompass recordkeeping in investment banking, asset management, brokerage and other financial services which serve global markets, and the book will be of particular significance to the financial sector. However, covering as it does the issues that arise from operating across borders and jurisdictions, it will also be of relevance to multi-national businesses in other sectors. The key chapters cover: setting the scene: background and concepts regulatory and legal compliance common trends in financial services: balancing risk and return litigation-related issues recordkeeping approaches. Whilst the expert team of authors are careful to ensure that the book reflects recognized records management principles, the accessible language used will assure its value to information professionals and others without a formal records management background. Readership: This much-needed textbook will be essential reading for records managers, archivists and information professionals who manage records in the financial sector. It will also be invaluable for individuals engaged in a wide range of disciplines who rely on records to meet the increasing number of legal and regulatory obligations to which institutions engaged in global banking and finance are now subject. These include: compliance professionals, data protection officers, governance professionals, regulators and risk managers, senior managers and directors, chief operating officers and IT specialists.

Author : Jan Joost Teunissen
Publisher : Unknown
Page : 272 pages
File Size : 40,9 Mb
Release : 1999
Category : Capital market
ISBN : UCSD:31822028794923

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The Management of Global Financial Markets by Jan Joost Teunissen Pdf

Author : Narjess Boubakri,Jean-Claude Cosset
Publisher : Emerald Group Publishing
Page : 350 pages
File Size : 52,5 Mb
Release : 2011-09-27
Category : Business & Economics
ISBN : 9781780522432

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Institutional Investors In Global Capital Markets by Narjess Boubakri,Jean-Claude Cosset Pdf

Examines various issues concerning the strategies of institutional investors, the role of institutional investors in corporate governance, their impact on local and international capital markets, as well as the emergence of sovereign and other asset management funds and their interactions with micro and macro economic and market environments.

Author : Geoffrey Yeo
Publisher : Unknown
Page : 208 pages
File Size : 45,7 Mb
Release : 2017-12-21
Category : Archives
ISBN : 1783302267

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Records, Information and Data by Geoffrey Yeo Pdf

This dynamic book considers whether and how the management of records (and archives) differs from the management of information (and data). Can archives and records management still make a distinctive contribution in the 21st century, or are they now being dissolved into a wider world of information governance? What should be our conceptual understanding of records in the digital era? What are the practical implications of the information revolution for the work of archivists and records managers? Geoffrey Yeo, a distinguished expert in the global field, explores concepts of 'records' and 'archives' and sets today's record-keeping and archival practices in their historical context. He examines changing perceptions of records management and archival work, and asks whether and how far understandings derived from the fields of information management and data administration can enhance our knowledge of how records function. He argues that concepts of information and data cannot provide a fully adequate basis for reflective professional thinking about records and that record-keeping practices still have distinct and important roles to play in contemporary society. This thought-provoking and timely book is primarily intended for records managers and archivists, but should also be of interest to professionals in a range of information-related disciplines. It aims to provide a balance of theory and practice that will appeal to practitioners as well as students and academics around the world.

Author : Katuri Nageswara Rao
Publisher : Unknown
Page : 304 pages
File Size : 43,5 Mb
Release : 2009
Category : Electronic
ISBN : OCLC:553609775

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Global Financial Markets by Katuri Nageswara Rao Pdf

Author : Raj Nathan,Irfan Khan,Sinan Baskan
Publisher : Easton Studio Press LLC
Page : 140 pages
File Size : 40,6 Mb
Release : 2009-06-30
Category : Business & Economics
ISBN : 9781935212034

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The New Data Imperative by Raj Nathan,Irfan Khan,Sinan Baskan Pdf

Advancements in data technology are critical to the future of the capital markets and will be a vital contributor to growth in the economy as a whole. Historically, innovations in IT have improved crisis resolution mechanisms and driven significant increases in global productivity. Effective capital and financial risk management now requires that information flows no longer be handled independently in business unit silos; they must be unified for use in front, middle and back offices and to aid compliance with internal controls and regulatory demands. Drawing on their individual and corporate experience at the leading edge of IT developments, three of Sybase's senior IT executives offer a lucid analysis of IT needs in the rapidly changing capital markets. They show how innovative IT capabilities and architectures can strengthen risk management and establish a foundation for new and sustained capital markets growth. Book jacket.

Author : Gordon L Clark,Ashby H B Monk
Publisher : Oxford University Press
Page : 256 pages
File Size : 50,7 Mb
Release : 2017-05-12
Category : Business & Economics
ISBN : 9780192511676

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Institutional Investors in Global Markets by Gordon L Clark,Ashby H B Monk Pdf

Institutional Investors in Global Market provides you with a comprehensive overview about what institutional investors do, how they do it, and when and where they do it; it is about the production of investment returns in the global economy. Being a book about the production process, you learn about key issues found in the academic literature on the theory of the firm. In this case, the focus is on the global financial services industry, where the building blocks underpinning the study of industrial corporations are less relevant. You gain an understanding of how and why the production of investment returns differs from that of manufactured goods. You are provided with an analytical framework that situates financial institutions within the complex web of the intermediaries that dominate developed financial markets. In summary, you gain further insights into analysis of the organization and management of institutional investors; as well as an analysis of the global financial services industry.

Author : Howard Davies,David Green
Publisher : John Wiley & Sons
Page : 180 pages
File Size : 43,9 Mb
Release : 2013-05-08
Category : Business & Economics
ISBN : 9780745655888

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Global Financial Regulation by Howard Davies,David Green Pdf

As international financial markets have become more complex, so has the regulatory system which oversees them. The Basel Committee is just one of a plethora of international bodies and groupings which now set standards for financial activity around the world, in the interests of protecting savers and investors and maintaining financial stability. These groupings, and their decisions, have a major impact on markets in developed and developing countries, and on competition between financial firms. Yet their workings are shrouded in mystery, and their legitimacy is uncertain. Here, for the first time, two men who have worked within the system describe its origins and development in clear and accessible terms. Howard Davies was the first Chairman of the UK's Financial Services Authority, the single regulator for the whole of Britain's financial sector. David Green was Head of International Policy at the FSA, after spending thirty years in the Bank of England, and has been closely associated with the development of the current European regulatory arrangements. Now with a revised and updated introduction, which catalogues the changes made since the credit crisis erupted, this guide to the international system will be invaluable for regulators, financial market practitioners and for students of the global financial system, wherever they are located. The book shows how the system has been challenged by new financial instruments and by new types of institutions such as hedge funds and private equity. Furthermore, the growth in importance of major developing countries, who were excluded for far too long from the key decision-making for a has led to a major overhaul. The guide is essential reading for all those interested in the development of financial markets and the way they are regulated. The revised version is only available in paperback.

Author : Frank J. Fabozzi,Steven V. Mann,Moorad Choudhry
Publisher : John Wiley & Sons
Page : 338 pages
File Size : 52,8 Mb
Release : 2003-02-03
Category : Business & Economics
ISBN : 9780471445647

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The Global Money Markets by Frank J. Fabozzi,Steven V. Mann,Moorad Choudhry Pdf

An informative look at the world of short-term investing and borrowing The Global Money Markets is the authoritative source on short-term investing and borrowing-from instruments in the U.S. and U.K., to asset-liability management. It also clearly demonstrates the various conventions used for money market calculations and discusses other short-term structured financial products such as asset-backed securities and mortgage-backed securities. Steven V. Mann (Columbia, SC) is Professor of Finance at the Moore School of Business, University of South Carolina. He has coauthored two previous books and numerous articles in the area of investments and works as a consultant to investment/commercial banks throughout the United States. Moorad Choudhry (Surrey, UK) is a Vice President of structured finance services with JPMorganChase in London. Prior to that he worked as a gilt-edged market maker and Treasury trader at ABN Amro Hoare Govett Sterling Bonds Limited, and as a sterling proprietary trader at Hambros Bank Limited. Moorad is a Senior Fellow at the Centre for Mathematical Trading and Finance, City University Business School. John Wiley & Sons, Inc. is proud to be the publisher of the esteemed Frank J. Fabozzi Series. Comprising nearly 100 titles-which include numerous bestsellers—The Frank J. Fabozzi Series is a key resource for finance professionals and academics, strategists and students, and investors. The series is overseen by its eponymous editor, whose expert instruction and presentation of new ideas have been at the forefront of financial publishing for over twenty years. His successful career has provided him with the knowledge, insight, and advice that has led to this comprehensive series. Frank J. Fabozzi, PhD, CFA, CPA, is Editor of the Journal of Portfolio Management, which is read by thousands of institutional investors, as well as editor or author of over 100 books on finance for the professional and academic markets. Currently, Dr. Fabozzi is an adjunct Professor of Finance at Yale University's School of Management and on the board of directors of the Guardian Life family of funds and the Black Rock complex of funds.

Author : Victoria Lemieux
Publisher : Springer Science & Business Media
Page : 215 pages
File Size : 52,8 Mb
Release : 2012-10-20
Category : Business & Economics
ISBN : 9783642322327

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Financial Analysis and Risk Management by Victoria Lemieux Pdf

The Global Financial Crisis and the Eurozone crisis that has followed have drawn attention to weaknesses in financial records, information and data. These weaknesses have led to operational risks in financial institutions, flawed bankruptcy and foreclosure proceedings following the Crisis, and inadequacies in financial supervisors’ access to records and information for the purposes of a prudential response. Research is needed to identify the practices that will provide the records, information and data needed to support more effective financial analysis and risk management. The unique contribution of this volume is in bringing together researchers in distinct domains that seldom interact to identify theoretical, technological, policy and practical issues related to the management of financial records, information and data. The book will, therefore, appeal to researchers or advanced practitioners in the field of finance and those with an interest in risk management, computer science, cognitive science, sociology, management information systems, information science, and archival science as applied to the financial domain.

Author : James Lowry,Justus Wamukoya
Publisher : Routledge
Page : 278 pages
File Size : 52,7 Mb
Release : 2016-05-23
Category : Language Arts & Disciplines
ISBN : 9781317115120

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Integrity in Government through Records Management by James Lowry,Justus Wamukoya Pdf

As a celebration of Anne Thurston’s pioneering work on records and archives management as an essential basis for demonstrating integrity in government, this excellent volume brings together scholars and practicing archivists to discuss key issues around records as evidence for accountability, transparency and the protection of citizens’ rights. Never before have authors from the developing and developed worlds come together to explore the intersection of records management, public administration and international development. The book covers Thurston’s work, the importance of records management for effective governance and digital records management and preservation in developing countries. Case studies from across Africa enhance the theoretical and practical perspectives taken by the authors. This book is essential reading for scholars and students interested in records management and good governance around the world.

Author : Luciana Duranti,Corinne Rogers
Publisher : Facet Publishing
Page : 328 pages
File Size : 45,6 Mb
Release : 2019-07-02
Category : Language Arts & Disciplines
ISBN : 9781783304028

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Trusting Records in the Cloud by Luciana Duranti,Corinne Rogers Pdf

Published in association with the Society of American Archivists Trusting Records in the Cloud presents key findings of InterPARES Trust, an international research project that has investigated issues of trust in, and trustworthiness of records and data online, with respect to privacy, accessibility, portability, metadata and ownership. The project has produced theoretical and methodological frameworks for the development of local, national and international policies, procedures, regulations, standards and legislation, to ensure public trust grounded on evidence of good governance, strong digital economy and persistent digital memory. Topics include: - risks and remedies to the contracts the public must enter into with service providers - implementing retention and disposition schedules in the cloud - understanding the role of metadata in cloud services for chain of custody - rethinking issues of appraisal, arrangement and description - preservation as a series of services implementable by a variety of preservation actors - information governance, risk management, and authentication practices and technologies. This book is essential reading for records and archives managers, information professionals and organizations that are using or intend to use the cloud for the creation, management and preservation of their information; records and archives students and educators; individuals working in the academic, government and private sectors, and members of the public concerned about their personal information in the cloud.

Author : Hemendra Aran
Publisher : Unknown
Page : 0 pages
File Size : 43,9 Mb
Release : 2006
Category : Capital market
ISBN : OCLC:1345564124

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Global Financial Markets Revolution by Hemendra Aran Pdf

Author : Patricia C. Franks
Publisher : American Library Association
Page : 426 pages
File Size : 40,8 Mb
Release : 2013-04-30
Category : Business & Economics
ISBN : 9781555709105

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Records and Information Management by Patricia C. Franks Pdf

Benefiting LIS students and professionals alike, Franks presents complete coverage of the records and information lifecycle model. Encompassing paper, electronic (databases, office suites, email), and new media records (blogs, wikis), as well as records residing in “the cloud” (software as a service), the text addresses a full range of topics, including The origins and development of records and information The discipline of information governance Creation/capture, classification, and file plan development Retention strategies Access, storage, and retrieval Electronic records and electronic records management systems Emerging technologies such as web records, social media, and mobile devices Vital records, disaster preparedness and recovery, and business continuity Monitoring, auditing, and risk management Inactive records management, archives, and long-term preservation Education and training Developing a strategic records management plan

Author : Laura A. Millar
Publisher : Facet Publishing
Page : 352 pages
File Size : 54,6 Mb
Release : 2017-05-11
Category : Language Arts & Disciplines
ISBN : 9781783302062

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Archives by Laura A. Millar Pdf

This new and extensively revised second edition offers an international perspective on archives management, providing authoritative guidance relevant to collections-based repositories and to organizations responsible for managing their own institutional archives. Written in clear language with lively examples, Archives: Principles and practices introduces core archival concepts, explains best-practice approaches and discusses the central activities that archivists need to know to ensure the documentary materials in their charge are cared for as effectively as possible. Topics addressed include: core archival principles and conceptsarchival history and the evolution of archival theoriesthe nature and diversity of archival materials and institutionsthe responsibilities and duties of the archivistissues in the management of archival institutionsthe challenges of balancing access and privacy in archival servicebest practice principles and strategic approaches to central archival tasks such as acquisition, preservation, reference and accessdetailed comparison of custodial, fonds-oriented approaches and post-custodial, functional approaches to arrangement and description. Discussion of digital archives is woven throughout the book, including consideration of the changing role of the archivist in the digital age. In recasting her book to address the impact of digital technologies on records and archives, Millar offers us an archival manual for the twenty-first century. This book will be essential reading for archival practitioners, archival studies students and professors, librarians, museum curators, local authorities, small governments, public libraries, community museums, corporations, associations and other agencies with archival responsibility.