Research Handbook On Law And Ethics In Banking And Finance

Author : Costanza A. Russo,Rosa M. Lastra,William Blair
Publisher : Edward Elgar Publishing
Page : 448 pages
File Size : 55,5 Mb
Release : 2019
Category : Law
ISBN : 9781784716547

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Research Handbook on Law and Ethics in Banking and Finance by Costanza A. Russo,Rosa M. Lastra,William Blair Pdf

The global financial crisis evidenced the corrosive effects of unethical behaviour upon the banking industry. The recurrence of misbehaviour in the financial sector, including fraud and manipulations of market indices, suggests the need to establish a banking culture that conforms to the highest standards of ethical and professional behaviour. This Research Handbook on Law and Ethics in Banking and Finance focuses on the role that law should play and the effectiveness of newly introduced regulations and supervisory actions as a driver for ethical conduct so as to reconnect the interests of bankers and financiers with the interests of society.

Author : Malik R. Dahlan,Rosa M. Lastra,Gustavo Rochette
Publisher : Edward Elgar Publishing
Page : 559 pages
File Size : 48,6 Mb
Release : 2022-11-22
Category : Law
ISBN : 9781839100833

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Research Handbook on Energy, Law and Ethics by Malik R. Dahlan,Rosa M. Lastra,Gustavo Rochette Pdf

This Research Handbook offers crucial ethical perspectives on navigating the increasingly complex and contested landscape of contemporary energy law. Taking an interdisciplinary approach, it brings together diverse scholarship and expertise from academia, international organizations, legal practice and the judiciary to address wide-ranging issues linking energy and law to ethical drivers such as wealth, peace and war, development, climate change, and use and abuse of natural resources.

Author : Iris H.-Y. Chiu,Iain G. MacNeil
Publisher : Edward Elgar Publishing
Page : 488 pages
File Size : 45,8 Mb
Release : 2024-05-17
Category : Electronic
ISBN : 9781785362637

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Research Handbook on Shadow Banking by Iris H.-Y. Chiu,Iain G. MacNeil Pdf

Research Handbook on Shadow Banking brings together a range of international experts to discuss shadow banking activities, the purposes they serve, the risks they pose to the financial system and implications for regulators and the regulatory perimeter. Including discussions specific to the UK, European Union, US, China and Singapore, this book offers high level and theoretical perspectives on shadow banking and regulatory risks, as well as more detailed explorations of specific markets in shadow banking.

Author : James R. Barth,Chen Lin,Clas Wihlborg
Publisher : Unknown
Page : 0 pages
File Size : 51,8 Mb
Release : 2013-12-27
Category : Banks and banking, International
ISBN : 1781002959

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Research Handbook on International Banking and Governance by James R. Barth,Chen Lin,Clas Wihlborg Pdf

The contributors - top international scholars from finance, law and business - explore the role of governance, both internal and external, in explaining risk-taking and other aspects of the behavior of financial institutions. Additionally, they discuss market and policy features affecting objectives and quality of governance. The chapters provide in-depth analysis of factors such as: ownership, efficiency and stability; market discipline; compensation and performance; social responsibility; and governance in non-bank financial institutions. Only through this kind of rigorous examination can one hope to implement the financial reforms necessary and sufficient to reduce the likelihood and severity of future crises.

Author : Douglas W. Arner,Wai Yee Wan,Andrew Godwin,Wei Shen,Evan Gibson
Publisher : Edward Elgar Publishing
Page : 608 pages
File Size : 51,7 Mb
Release : 2020-01-31
Category : Law
ISBN : 9781788972208

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Research Handbook on Asian Financial Law by Douglas W. Arner,Wai Yee Wan,Andrew Godwin,Wei Shen,Evan Gibson Pdf

This comprehensive Research Handbook provides an in-depth analysis of the different financial law approaches, legal systems and trends throughout Asia. It considers how reforms following the crises have been critical for the development and growth of the region and explores a broad range of post-crisis financial regulatory issues. This timely book also examines how inconsistent and divergent approaches to financial market regulation are curtailing the region’s potential.

Author : Matthias Haentjens,Bob Wessels
Publisher : Edward Elgar Publishing
Page : 448 pages
File Size : 53,6 Mb
Release : 2019
Category : Law
ISBN : 9781786435989

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Research Handbook on Cross-Border Bank Resolution by Matthias Haentjens,Bob Wessels Pdf

Since 2008, many countries across the globe have witnessed the introduction of new recovery and resolution regimes for banks. Whereas much may have been achieved on regional levels, this has not been perfect, and many global challenges remain unsolved. The Research Handbook on Cross-Border Bank Resolution analyses the strengths and weaknesses of the current regulatory framework for cross-border bank crises with contributions from eminent experts from the US, EU, Japan and China. The topic is addressed from both economic, and legal perspectives, with a special section devoted to real-life cases.

Author : Kern Alexander,Rahul Dhumale
Publisher : Edward Elgar Publishing
Page : 458 pages
File Size : 42,5 Mb
Release : 2012
Category : Business & Economics
ISBN : 184793045X

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Research Handbook on International Financial Regulation by Kern Alexander,Rahul Dhumale Pdf

Author : Frederique Dahan
Publisher : Edward Elgar Publishing
Page : 544 pages
File Size : 46,8 Mb
Release : 2015-06-29
Category : Law
ISBN : 9781781001844

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Research Handbook on Secured Financing in Commercial Transactions by Frederique Dahan Pdf

This cutting-edge Handbook presents an overview of research and thinking in the field of secured financing, examining international standards and best practices of secured transactions law reform and its economic impact. Expert contributors explore the

Author : Patrick S. Kenadjian,Andreas Dombret
Publisher : Walter de Gruyter GmbH & Co KG
Page : 179 pages
File Size : 43,6 Mb
Release : 2016-10-24
Category : Law
ISBN : 9783110494204

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Getting the Culture and the Ethics Right by Patrick S. Kenadjian,Andreas Dombret Pdf

This volume is a collection of articles based upon presentations given on November 23, 2015 at a conference hosted by the Institute for Law and Finance entitled "Towards a New Age of Responsibility in Banking and Finance: Getting the Culture and the Ethics Right" which brought together leaders from the public and private sectors to discuss the importance of culture and ethics in restoring public trust in financial institutions.

Author : Joe McGrath,Ciaran Walker
Publisher : Springer Nature
Page : 234 pages
File Size : 46,6 Mb
Release : 2022-01-01
Category : Social Science
ISBN : 9783030887155

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New Accountability in Financial Services by Joe McGrath,Ciaran Walker Pdf

This book is a critical examination of recently introduced individual accountability regimes that apply to the financial services industry in the UK (SMCR) and Australia (BEAR and the forthcoming FAR), together with a forthcoming new individual accountability regime ( in particular, SEAR) in Ireland. It provides a framework for analysing whether these regimes will achieve behavioural change in the financial services industry. This book argues that, whilst sanctioning individuals to deter future misconduct is an important part of any successful regulatory strategy, the focus should be on ensuring that individuals in the financial services industry internalise the norms of behaviour expected under the new regimes. In this regard, the analysis in this book is informed by criminological theory, regulatory theory and behavioural science. The work also argues for a “trajectory towards professionalisation” of financial services, and banking in particular, as an important means of positively influencing industry-wide norms of behaviour, which have a key influence on firms’ and individuals’ behaviours.

Author : Brigitte Unger,Daan van der Linde
Publisher : Edward Elgar Publishing
Page : 520 pages
File Size : 47,5 Mb
Release : 2013-01-01
Category : Business & Economics
ISBN : 9780857934000

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Research Handbook on Money Laundering by Brigitte Unger,Daan van der Linde Pdf

Although the practice of disguising the illicit origins of money dates back thousands of years, the concept of money laundering as a multidisciplinary topic with social, economic, political and regulatory implications has only gained prominence since the 1980s. This groundbreaking volume offers original, state-of-the-art research on the current money laundering debate and provides insightful predictions and recommendations for future developments in the field. The contributors to this volume academics, practitioners and government representatives from around the world offer a number of unique perspectives on different aspects of money laundering. Topics discussed include the history of money laundering, the scale of the problem, the different types of money laundering, the cost to the private sector, and the effectiveness of anti-money laundering policies and legislation. The book concludes with a detailed and insightful synthesis of the problem and recommendations for additional steps to be taken in the future. Students, professors and practitioners working in economics, banking, finance and law will find this volume a comprehensive and invaluable resource.

Author : Magdalena Ziolo
Publisher : Routledge
Page : 222 pages
File Size : 44,8 Mb
Release : 2020-12-29
Category : Business & Economics
ISBN : 9781000332209

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Finance and Sustainable Development by Magdalena Ziolo Pdf

There are many studies confirming the relationship between financial systems and economic development, but there are few which examine the degree to which financial systems a) impact the quality of information, b) influence sound corporate governance, c) ensure effective mechanisms of risk management, d) mobilize savings and f) facilitate trade. In the context of sustainability, there should also be a line of inquiry into how a particular financial system influences the assurance and implementation of sustainable development principles and goals. This book delivers a methodological approach to designing and assessing sustainable financial systems. It provides an original contribution by prioritizing ESG factors in the decision-making process of financial institutions and identifying their impact on sustainable financial systems. The author argues that to achieve financial stability, it is necessary to have in place mechanisms designed to prevent financial problems from becoming systemic and/or threatening the stability of the financial and economic system, while maintaining (or not undermining) the economy’s ability to sustain growth and perform its other functions. The book primarily takes a simulation and experimental approach. It is the first book to take such a comprehensive look at sustainable financial systems as opposed to sustainable finance in general. It will appeal to academics, students and researchers in the fields of economics, finance and banking, business, management and political and social sciences.

Author : Alan Brener
Publisher : Routledge
Page : 299 pages
File Size : 51,9 Mb
Release : 2020-12-20
Category : Business & Economics
ISBN : 9781000320244

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Strategies for Compliance by Alan Brener Pdf

Compliance is a fundamental control function within regulated industries globally. This book provides an expert introduction to corporate compliance using cases, examples and insights from the financial services sector and beyond. The author, an experienced compliance practitioner and academic, highlights compliance challenges, using examples such as Wells Fargo, whistleblowing in the financial services and the mis-selling of payment protection insurance in the UK banking sector. The book explores strategies for creating compliant cultures and fostering regulatory trust, whilst practical guidance is provided on anticipating regulatory changes. Addressing organisational obstruction and delay, the author presents a series of valuable tools and techniques for real-world practice. An essential professional development resource for board directors, compliance officers and other senior managers, the book also provides a unique learning and development resource for students of corporate compliance globally.

Author : Booysen, Sandra
Publisher : Edward Elgar Publishing
Page : 384 pages
File Size : 51,9 Mb
Release : 2021-12-07
Category : Law
ISBN : 9781800884625

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Financial Advice and Investor Protection by Booysen, Sandra Pdf

This comprehensive book offers a rigorous analysis of the legal debates, approaches and practice-related issues surrounding financial advice and investor protection. Despite widespread recognition of the importance of financial inclusion more broadly construed, recent financial crises have highlighted deficits in retail investor protection – this book informs the development of robust yet adaptable frameworks to protect investors, including effective enforcement and dispute resolution.

Author : Meital Pinto,Guy Seidman
Publisher : Edward Elgar Publishing
Page : 311 pages
File Size : 49,5 Mb
Release : 2023-09-06
Category : Law
ISBN : 9781800880221

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The Legal Aspects of Shaming: An Ancient Sanction in the Modern World by Meital Pinto,Guy Seidman Pdf

Offering an original legal definition of shaming, this incisive book argues for greater attention to shaming by legal scholars and practitioners. Suggesting nuanced procedures to regulate shaming in diverse areas of law, it seeks to make shaming by legal entities legitimate and effective, and to use legal mechanisms to limit inappropriate shaming in non-legal contexts.