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Author : David M. Stuart
Publisher : Unknown
Page : 128 pages
File Size : 49,5 Mb
Release : 2020
Category : Corporate governance
ISBN : 1402436068
Author : H. David Kotz
Publisher : DIANE Publishing
Page : 477 pages
File Size : 41,5 Mb
Release : 2010-03
Category : Biography & Autobiography
ISBN : 9781437921861
Contents: (1) Results of the Invest.; (2) SEC Review of 2000 and 2001 Markopolos Complaints: (3) SEC 2004 OCIE Cause Exam. of Madoff; (4) SEC 2005 NERO Exam. of Madoff; (5) SEC 2006 Invest. of Markopolos Complaint; (6) Effect of Madoff¿s Stature and Reputation on SEC Exam.; (7) Allegations of Conflict of Interest from the Relationship between Eric Swanson and Shana Madoff; (8) Private Entities¿ Due Diligence Efforts Revealed Suspicious Activity about Madoff¿s Operations; (9) Potential Investors Relied upon the Fact That the SEC had Examined and Investigated Madoff in Making Decisions to Invest with Him; (10) Additional Complaints Received by the SEC re: Madoff; (11) Additional Exam. and Inspect. of Madoff¿s Firms by the SEC.
Author : American Bar Association. House of Delegates,Center for Professional Responsibility (American Bar Association)
Publisher : American Bar Association
Page : 216 pages
File Size : 52,7 Mb
Release : 2007
Category : Law
ISBN : 1590318730
The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.
Author : United States. Securities and Exchange Commission
Publisher : Unknown
Page : 1180 pages
File Size : 51,5 Mb
Release : 1996
Category : Securities
ISBN : UIUC:30112005632325
Author : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Publisher : Unknown
Page : 180 pages
File Size : 55,9 Mb
Release : 1978
Category : Electronic
ISBN : UOM:39015076082232
Author : United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications, Consumer Protection, and Finance
Publisher : Unknown
Page : 324 pages
File Size : 55,6 Mb
Release : 1983
Category : Insider trading in securities
ISBN : STANFORD:36105062994053
Author : United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Oversight and Investigations
Publisher : Unknown
Page : 364 pages
File Size : 54,7 Mb
Release : 1985
Category : EDGAR (Information retrieval system)
ISBN : UCR:31210016340687
Author : United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications, Consumer Protection, and Finance
Publisher : Unknown
Page : 536 pages
File Size : 43,6 Mb
Release : 1983
Category : Securities
ISBN : UOM:39015009344782
Author : United States. Securities and Exchange Commission
Publisher : Unknown
Page : 236 pages
File Size : 41,9 Mb
Release : 1949
Category : Holding companies
ISBN : UCLA:31158006447717
Author : United States. Congress. House. Committee on Financial Services. Subcommittee on Oversight and Investigations
Publisher : Unknown
Page : 108 pages
File Size : 52,6 Mb
Release : 2012
Category : Biography & Autobiography
ISBN : UCSD:31822038362455
Author : Greg Roza
Publisher : The Rosen Publishing Group, Inc
Page : 49 pages
File Size : 44,5 Mb
Release : 2007-08-15
Category : Juvenile Nonfiction
ISBN : 9781435844308
Football in the Southeastern Conference offers a wealth of fascinating information and statistics about one of the nations most popular sports and its most successful and profitable college conferences. In the rich tradition of sports journalism, this book is written with a reverence for the history of college football, an enthusiasm for statistics, and a you are there style of reporting. Packed with information, it includes teams and mascots, player and coach profiles, conference rivalries, and important game highlights.
Author : Wong Souk Yee
Publisher : Epigram Books
Page : 128 pages
File Size : 50,7 Mb
Release : 2016-09-22
Category : Fiction
ISBN : 9789814757355
Finalist for the 2015 Epigram Books Fiction Prize Death of a Perm Sec is a mystery about the demise of the permanent-secretary of the housing ministry, Chow Sze Teck, accused of accepting millions of dollars in bribes over his career. Set in 1980's Singapore, the novel examines the civil servant’s death, which first appears to be suicide by a cocktail of alcohol, morphine and Valium. But upon investigation by a CID inspector who might not be what he seems, the family discovers there may be far more sinister circumstances behind his death, that reach to the very top of government. The novel exposes the dark heart of power politics,from the country’s tumultuous post-independence days to the socio-political landscape of the 1980s.
Author : Norm Champ
Publisher : McGraw Hill Professional
Page : 256 pages
File Size : 51,8 Mb
Release : 2017-03-17
Category : Business & Economics
ISBN : 9781259861215
An insider’s look at the SEC and the changes needed to strengthen the U.S. financial system In 2008, Americans were reeling from the devastating financial crisis that caused the Great Recession. There were searing questions about how the crisis was allowed to happen and calls for immediate reform from Capital Hill, the news media, and the general public. Multiple scandals sent real fear through the investing community and brought unprecedented heat on the Securities and Exchange Commission (SEC). There was little doubt that the SEC had to fix rules that permitted bad behavior, shake off decades of complacency and enforce existing laws. Wall Street lawyer Norm Champ spent nearly 20 years dealing with the SEC on behalf of his clients and as an industry representative working to educate the agency about hedge funds. Believing he could help reform the deeply-flawed agency, Champ left his career in the private sector and joined the SEC. As Director of the Division of Investment Management, he became a key player in stabilizing trillions of dollars of investor capital while reenergizing the SEC’s culture and management. In Going Public, Champ presents a rare, insider’s look at how the SEC operates and explains exactly how the agency impacts the overall economic health of the country. He examines the inner workings of hedge funds, economic policy and politics, investing, and inefficient and frustrating federal agencies. Engrossing and important, this book offers critical recommendations for policy changes that will create healthy, free-functioning markets and help Americans better prepare for the inevitable next crisis.
Author : Richard Scott
Publisher : MVP Books
Page : 243 pages
File Size : 51,5 Mb
Release : 2008-09-15
Category : Sports & Recreation
ISBN : 9781616731335
College football in the South, it has been said, is like a religion, and nowhere is the passion and dedication more evident than at the twelve universities that make up the Southeastern Conference. The SEC is one of the most storied associations in all of collegiate sports. Its intense rivalries, historic programs, iconic coaches, and championship traditions are felt every autumn, from Gainesville to Little Rock, Baton Rouge to Lexington. The competition among the schools is as fervent as ever, fomenting rivalries within states (Alabama vs. Auburn and Mississippi State vs. Ole Miss) and across borders (Florida vs. Georgia and LSU vs. Arkansas). Many legends of the game have graced the SEC gridiron, including Fran Tarkenton, Joe Namath, Reggie White, Herschel Walker, Bo Jackson, Emmitt Smith, and Peyton, Archie, and Eli Manning---to name just a few. Celebrating three-quarters of a century of incomparable football, this lavishly illustrated book celebrates the stars, heroes, characters, and games that have made the SEC a force beyond reckoning. The book explores the players and the coaches, the teams and the traditions, and the great games and individual performances that have defined each decade of SEC football. Vintage and modern photography bring the world of the Southeastern Conference, past and present, brilliantly to life, and complete this timely tribute to an exceptional football legacy.
Author : Missouri. Courts of Appeals
Publisher : Unknown
Page : 766 pages
File Size : 50,7 Mb
Release : 1893
Category : Law reports, digests, etc
ISBN : UOM:35112102725514
