Securities Activities Of Banks

Author : Melanie L. Fein
Publisher : Wolters Kluwer
Page : 1662 pages
File Size : 52,9 Mb
Release : 2011-12-20
Category : Law
ISBN : 9781454801245

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Securities Activities of Banks by Melanie L. Fein Pdf

"The Fourth Edition of a leading resource in the field, this valuable practice tool brings you completely up-to-date on the evolving laws governing banks' securities activities - from regulatory changes in the financial markets and administrative reform to recent court decisions and legislative reform, including the recently enacted Sarbanes-Oxley Act of 2002 and the Gramm-Leach-Bliley Act. Here is everything you need to help build a bank's securities business while avoiding compliance pitfalls. Securities Activities of Banks, Fourth Edition provides: In-depth discussions of the securities activities now permissible for banks, bank holding companies, and financial holding companies, Clear explanations of how securities laws affect banks' securities activities, A complete review of how banks are regulated - including foreign banks and affiliates, Up-to-date analysis of the evolution of the banking laws through agency and court decisions. Detailed descriptions and analyses illuminate the full range of current bank securities activities, including investment and trading activities, brokerage activities, investment advice, underwriting, mutual funds, international securities activities, derivative instruments, deposits and loans, fiduciary activities, and more."--Publisher's website.

Author : Arnold W. Sametz
Publisher : Free Press
Page : 216 pages
File Size : 47,8 Mb
Release : 1981
Category : Bank investments
ISBN : UOM:35128000828366

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Securities Activities of Commercial Banks by Arnold W. Sametz Pdf

Author : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Publisher : Unknown
Page : 472 pages
File Size : 55,9 Mb
Release : 1976
Category : Bank investments
ISBN : LOC:00022585563

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Securities Activities of Commercial Banks by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities Pdf

Author : United States. General Accounting Office
Publisher : Unknown
Page : 156 pages
File Size : 55,7 Mb
Release : 1990
Category : Bank holding companies
ISBN : UCBK:C030966597

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Bank Powers by United States. General Accounting Office Pdf

Author : United States. Securities and Exchange Commission
Publisher : Unknown
Page : 272 pages
File Size : 43,9 Mb
Release : 1977
Category : Banking law
ISBN : OSU:32437122781517

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Final Report on Bank Securities Activities by United States. Securities and Exchange Commission Pdf

Author : United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on General Oversight and Investigations
Publisher : Unknown
Page : 606 pages
File Size : 42,6 Mb
Release : 1990
Category : Bank holding companies
ISBN : STANFORD:36105061962341

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GAO Report by United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on General Oversight and Investigations Pdf

Author : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Publisher : Unknown
Page : 602 pages
File Size : 40,5 Mb
Release : 1982
Category : Bank holding companies
ISBN : LOC:00019603507

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Securities Activities of Depository Institutions by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities Pdf

Author : Arnold W. Sametz
Publisher : Unknown
Page : 191 pages
File Size : 43,9 Mb
Release : 1981
Category : Investment banking
ISBN : OCLC:776995687

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Securities Activities of Commercial Banks by Arnold W. Sametz Pdf

Author : Lawrence G. Goldberg,Lawrence J. White
Publisher : Beard Books
Page : 370 pages
File Size : 41,9 Mb
Release : 2003
Category : Law
ISBN : 9781587981678

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The Deregulation of the Banking and Securities Industries by Lawrence G. Goldberg,Lawrence J. White Pdf

This is a reprint of a previously published book. It is composed of a series of papers written for a two-day conference at NYU in 1978 dealing with the problems involved in the deregulation of the banking and securities industries.

Author : Arnold W. Sametz,M. Keenan,Salomon Brothers Center for the Study of Financial Institutions,E. Bloch,L. Goldberg
Publisher : Unknown
Page : 196 pages
File Size : 49,8 Mb
Release : 1979
Category : Banking law
ISBN : OCLC:12570235

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Securities Activities of Commercial Banks by Arnold W. Sametz,M. Keenan,Salomon Brothers Center for the Study of Financial Institutions,E. Bloch,L. Goldberg Pdf

Author : United States. Securities and Exchange Commission
Publisher : Unknown
Page : 630 pages
File Size : 45,5 Mb
Release : 1977
Category : Banking law
ISBN : STANFORD:36105019572705

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Reports on Banks Securities Activities of the Securities and Exchange Commission Pursuant to Section 11A(e) of the Securities and Exchange Act of 1934 (Public Law 94-29). by United States. Securities and Exchange Commission Pdf

Author : United States. General Accounting Office
Publisher : Unknown
Page : 34 pages
File Size : 52,8 Mb
Release : 1991
Category : Bank holding companies
ISBN : STANFORD:36105061971938

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Bank Powers by United States. General Accounting Office Pdf

Author : George J. Benston,John Harland
Publisher : Springer
Page : 274 pages
File Size : 42,6 Mb
Release : 1990-06-18
Category : Business & Economics
ISBN : 9781349112807

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Separation of Commercial and Investment Banking by George J. Benston,John Harland Pdf

The latest in a series of studies in banking and international finance. This book deals with all aspects of the Glass-Steagall Act, and the relationship between the commercial banks and the investment banks.

Author : United States. Congress. House. Committee on Banking and Financial Services. Subcommittee on Capital Markets, Securities, and Government Sponsored Enterprises
Publisher : Unknown
Page : 298 pages
File Size : 41,9 Mb
Release : 1995
Category : Business & Economics
ISBN : STANFORD:36105062056408

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Current State and Future of the Financial Services Markets by United States. Congress. House. Committee on Banking and Financial Services. Subcommittee on Capital Markets, Securities, and Government Sponsored Enterprises Pdf

Author : Melanie L. Fein,Victoria E. Schonfeld,David F. Freeman
Publisher : Aspen Publishers
Page : 1000 pages
File Size : 51,9 Mb
Release : 1993
Category : Law
ISBN : 0131091905

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Mutual Fund Activities of Banks by Melanie L. Fein,Victoria E. Schonfeld,David F. Freeman Pdf

Written in an easy-to-understand style with convenient summaries and lucid explanations of the law, Mutual Fund Activities of Banks provides detailed coverage of what banks can and cannot do in the offering of mutual fund products and services. The authors provide a comprehensive guide to the banking and securities law framework governing bank mutual fund activities, including the Gramm-Leach-Bliley Act of 1999, National Bank Act, Bank Holding Company Act, Investment Company Act of 1940, Investment Advisers Acts of 1934 and 1940, Securities Act of 1933, and state securities laws. Completely up-to-date, this reference discusses all regulations, issues, and case law affecting every aspect of bank proprietary mutual funds, including: Mutual fund types and products -- Organizing a mutual fund -- Investment management -- Distribution -- Ancillary service providers -- Retail sales through branch offices -- Advertising and sales materials -- Fiduciary activities -- And more.