Securities Arbitration Actions Needed To Address Problem Of Unpaid Awards Report To Congressional Requesters

Author : Thomas J. McCool,Michael A. Burnett
Publisher : DIANE Publishing
Page : 84 pages
File Size : 53,5 Mb
Release : 2001-02
Category : Business & Economics
ISBN : 0756703808

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Securities Arbitration by Thomas J. McCool,Michael A. Burnett Pdf

Evaluates issues relating to the arbitration process in the securities industry. It discusses: (1) whether arbitration forums had implemented recommendations made in the 1992 GAO report, Securities Arbitration: How Investors Fare, & assessed the effectiveness of the changes; (2) how investors fared in securities arbitration award decisions; & (3) the extent to which investors were paid the amounts awarded by arbitration panels. The report includes recommendations to the Chairman, U.S. Securities & Exchange Commission, regarding regulatory actions to address the problem of unpaid arbitration awards. Charts & tables.

Author : Anonim
Publisher : DIANE Publishing
Page : 84 pages
File Size : 45,9 Mb
Release : 2024-07-01
Category : Electronic
ISBN : 9781428972711

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Securities arbitration actions needed to address problem of unpaid awards : report to congressional requesters by Anonim Pdf

Author : United States. General Accounting Office
Publisher : Unknown
Page : 84 pages
File Size : 44,5 Mb
Release : 2000
Category : Arbitration and award
ISBN : STANFORD:36105127345556

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Securities Arbitration by United States. General Accounting Office Pdf

Author : United States Accounting Office
Publisher : Createspace Independent Publishing Platform
Page : 84 pages
File Size : 47,5 Mb
Release : 2018-02-13
Category : Electronic
ISBN : 1985283409

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Securities Arbitration by United States Accounting Office Pdf

GGD-00-115 Securities Arbitration: Actions Needed to Address Problem of Unpaid Awards

Author : David A. Lipton
Publisher : Unknown
Page : 904 pages
File Size : 45,9 Mb
Release : 2008
Category : Securities
ISBN : STANFORD:36105064178804

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Broker Dealer Regulation by David A. Lipton Pdf

Author : Anonim
Publisher : Unknown
Page : 400 pages
File Size : 40,9 Mb
Release : 2004
Category : Arbitration and award
ISBN : STANFORD:36105063238815

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Public Investors Arbitration Bar Association Bar Journal by Anonim Pdf

Author : Anonim
Publisher : Unknown
Page : 200 pages
File Size : 45,6 Mb
Release : 1983
Category : Commodity exchanges
ISBN : UCR:31210019921954

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Futures Trading Act of 1982 by Anonim Pdf

Author : United States. Congress
Publisher : Unknown
Page : 1084 pages
File Size : 46,5 Mb
Release : 1919
Category : Law
ISBN : UCR:31210026473015

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Congressional Record by United States. Congress Pdf

Author : Anonim
Publisher : Unknown
Page : 156 pages
File Size : 44,8 Mb
Release : 1995
Category : Personnel records
ISBN : IND:30000085351298

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The Guide to Processing Personnel Actions by Anonim Pdf

Author : United States Government Accountability Office
Publisher : Lulu.com
Page : 88 pages
File Size : 45,6 Mb
Release : 2019-03-24
Category : Reference
ISBN : 9780359541829

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Standards for Internal Control in the Federal Government by United States Government Accountability Office Pdf

Policymakers and program managers are continually seeking ways to improve accountability in achieving an entity's mission. A key factor in improving accountability in achieving an entity's mission is to implement an effective internal control system. An effective internal control system helps an entity adapt to shifting environments, evolving demands, changing risks, and new priorities. As programs change and entities strive to improve operational processes and implement new technology, management continually evaluates its internal control system so that it is effective and updated when necessary. Section 3512 (c) and (d) of Title 31 of the United States Code (commonly known as the Federal Managers? Financial Integrity Act (FMFIA)) requires the Comptroller General to issue standards for internal control in the federal government.

Author : Anonim
Publisher : Unknown
Page : 128 pages
File Size : 54,6 Mb
Release : 2009
Category : Electronic
ISBN : OCLC:528301571

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Guide to the Freedom of Information Act, 2009 Edition, *. by Anonim Pdf

Author : United States. National Aeronautics and Space Administration
Publisher : Unknown
Page : 394 pages
File Size : 51,5 Mb
Release : 1984
Category : Electronic
ISBN : WISC:89061534483

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Federal acquisition regulation supplement (NASA/FAR supplement). by United States. National Aeronautics and Space Administration Pdf

Author : United States. National Archives and Records Service
Publisher : Unknown
Page : 208 pages
File Size : 48,6 Mb
Release : 1977
Category : Archives
ISBN : UOM:39015030482718

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General Records Schedules by United States. National Archives and Records Service Pdf

Author : Freedom House
Publisher : Rowman & Littlefield
Page : 1385 pages
File Size : 47,6 Mb
Release : 2020-01-25
Category : Political Science
ISBN : 9781538134573

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Freedom in the World 2019 by Freedom House Pdf

Freedom in the World, the Freedom House flagship survey whose findings have been published annually since 1972, is the standard-setting comparative assessment of global political rights and civil liberties. The survey ratings and narrative reports on 195 countries and fifteen territories are used by policymakers, the media, international corporations, civic activists, and human rights defenders to monitor trends in democracy and track improvements and setbacks in freedom worldwide. The Freedom in the World political rights and civil liberties ratings are determined through a multi-layered process of research and evaluation by a team of regional analysts and eminent scholars. The analysts used a broad range of sources of information, including foreign and domestic news reports, academic studies, nongovernmental organizations, think tanks, individual professional contacts, and visits to the region, in conducting their research. The methodology of the survey is derived in large measure from the Universal Declaration of Human Rights, and these standards are applied to all countries and territories, irrespective of geographical location, ethnic or religious composition, or level of economic development.

Author : Freedom House
Publisher : Rowman & Littlefield
Page : 1040 pages
File Size : 49,9 Mb
Release : 2019-01-31
Category : Political Science
ISBN : 9781538112038

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Freedom in the World 2018 by Freedom House Pdf

Freedom in the World is the standard-setting comparative assessment of global political rights and civil liberties. The methodology of this survey is derived in large measure from the Universal Declaration of Human Rights, and these standards are applied to all countries and territories.