Securities Industry Developments

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Market Making and the Changing Structure of the Securities Industry

Author : Yakov Amihud,Thomas S. Y. Ho,Robert A. Schwartz
Publisher : Beard Books
Page : 338 pages
File Size : 40,5 Mb
Release : 2002
Category : Business & Economics
ISBN : 9781587981630

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Market Making and the Changing Structure of the Securities Industry by Yakov Amihud,Thomas S. Y. Ho,Robert A. Schwartz Pdf

This is a reprnit of a previously published book. it deals with changes on the U.S. financial market by the Securities Acts Amendment of 1975.

Securities Industry Developments

Author : Anonim
Publisher : Unknown
Page : 72 pages
File Size : 45,7 Mb
Release : 2009
Category : Brokers
ISBN : IND:30000111176263

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Securities Industry Developments by Anonim Pdf

Staff Report on the Securities Industry in 1978

Author : United States. Securities and Exchange Commission. Directorate of Economic and Policy Research
Publisher : Unknown
Page : 130 pages
File Size : 52,8 Mb
Release : 1979
Category : Securities
ISBN : IND:30000090137120

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Staff Report on the Securities Industry in 1978 by United States. Securities and Exchange Commission. Directorate of Economic and Policy Research Pdf

Staff Report on the Securities Industry in 1979

Author : United States. Securities and Exchange Commission. Directorate of Economic and Policy Analysis
Publisher : Unknown
Page : 236 pages
File Size : 52,8 Mb
Release : 1980
Category : Securities
ISBN : NYPL:33433082673538

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Staff Report on the Securities Industry in 1979 by United States. Securities and Exchange Commission. Directorate of Economic and Policy Analysis Pdf

Study of the Securities Industry

Author : United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance
Publisher : Unknown
Page : 1626 pages
File Size : 44,5 Mb
Release : 1971
Category : Securities
ISBN : STANFORD:36105026529524

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Study of the Securities Industry by United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance Pdf

Study of the Securities Industry: Serial No. 92-37b

Author : United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance
Publisher : Unknown
Page : 528 pages
File Size : 53,5 Mb
Release : 1971
Category : Securities
ISBN : UIUC:30112101558044

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Study of the Securities Industry: Serial No. 92-37b by United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance Pdf

New Developments in International Commercial and Consumer Law

Author : International Academy of Commercial and Consumer Law. Conference
Publisher : Hart Publishing
Page : 530 pages
File Size : 54,5 Mb
Release : 1998-03-19
Category : Law
ISBN : 9781901362077

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New Developments in International Commercial and Consumer Law by International Academy of Commercial and Consumer Law. Conference Pdf

Consulting Editor: Shalom Lerner. This volume contains the text of the papers and principal commentaries delivered at the 8th Biennial Conference of the IACCL held at Bar Ilan University in August 1996. The papers include original and practical papers on banking law, secured financing, securities regulation, the international sale of goods, competition law, electronic fund transfers, transnational commercial law, commercial law in Central and Eastern Europe, international demand guarantees, the UNIDROIT principles of international commercial law, company charges, consumer bankruptcies, European consumer rights, products liability, and international commercial arbitration. Contributors: James E. Byrne, R.C.C. Cuming, S.K. Date-Bah, Louis F. del Duca and Patrick del Duca, Anthony J. Duggan, Raúl Etcheverry, Benjamin Geva, Roy Goode, Laureano F. Gutiérrez-Falla, Attila Harmathy, Rafael Illescas-Ortiz, Donald B. King, Shalom Lerner, Ricardo Sandoval Lopez, Patrick Osode, Uriel Procaccia, Arcelia Quintana-Adriano, Jerzy Rajski, Arie Reich, Norbert Reich, Harry C. Sigman, Catherine Walsh, Jacob S. Ziegel.

Plunkett's Investment & Securities Industry Almanac

Author : Jack W. Plunkett
Publisher : Plunkett Research, Ltd.
Page : 508 pages
File Size : 40,6 Mb
Release : 2008
Category : Electronic
ISBN : 9781593921026

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Plunkett's Investment & Securities Industry Almanac by Jack W. Plunkett Pdf

The investment and securities industry is rebounding from the dismal markets of the early 2000s. Improved corporate profits, low interest rates and efforts to improve corporate governance have led the way, despite recent scandals in the mutual funds industry. Meanwhile, the investment industry is increasingly a global business. This is partly due to the needs of multinational corporations to list their stocks or issue debt in more than one nation. For example, ADRs (American Depository Receipts) are increasingly popular instruments. Cross-border investments and acquisitions continue at a rapid pace. Discount brokerages are enjoying improved levels of trading, while investment banks are developing new ways to create lucrative fees. This carefully-researched book (which includes a database of leading companies on CD-ROM) is a complete investments, securities and asset management market research and business intelligence tool -- everything you need to know about the business of investments, including: 1) Investment banking, 2) Stock brokers, 3) Discount brokers, 4) Online brokers, 5) Significant trends in financial information technologies, 6) Asset management, 7) Stock ownership by individuals and households, 8) 401(k)s and pension plans, 9) Mutual funds, 10) ETFs (Exchange traded funds), 11) ECNs (Electronic Communication Networks), 12) Developments at the NYSE and other exchanges. The book includes a complete chapter of vital industry statistics, an industry glossary, a complete list of industry contacts such as industry associations and government agencies, and our in-depth profiles of more than 300 leading firms in the investment and asset management business. A CD-ROM database of these firms is included with the book.

Auction Rate Securities Market

Author : United States. Congress. House. Committee on Financial Services
Publisher : Unknown
Page : 228 pages
File Size : 48,7 Mb
Release : 2008
Category : Business & Economics
ISBN : PSU:000065527887

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Auction Rate Securities Market by United States. Congress. House. Committee on Financial Services Pdf

The Canadian Securities Industry

Author : Anonim
Publisher : Unknown
Page : 8 pages
File Size : 52,8 Mb
Release : 1991
Category : Economics
ISBN : 0887631746

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The Canadian Securities Industry by Anonim Pdf

The Global Securities Market

Author : R. C. Michie,Ranald Michie
Publisher : Oxford University Press
Page : 412 pages
File Size : 55,5 Mb
Release : 2006-11-09
Category : Business & Economics
ISBN : 9780199280612

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The Global Securities Market by R. C. Michie,Ranald Michie Pdf

This volume provides an authoritative account of the global securities market from its earliest developments to 2006.

Study of the Securities Industry: Serial No. 92-37c

Author : United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance
Publisher : Unknown
Page : 548 pages
File Size : 50,9 Mb
Release : 1971
Category : Securities
ISBN : UIUC:30112101558036

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Study of the Securities Industry: Serial No. 92-37c by United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance Pdf

Asia-Pacific Legal Development

Author : Gerry Ferguson
Publisher : UBC Press
Page : 624 pages
File Size : 53,8 Mb
Release : 1998-11-01
Category : Law
ISBN : 0774806737

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Asia-Pacific Legal Development by Gerry Ferguson Pdf

In this age of globalization many legal experts see evidence of swift global movement toward an eventual single "world legal system." Yet, the trend to political and economic integration in some parts of the world is matched by the trend to disintegration in others, where strong cultural and political resistance to external influences exists. Asia-Pacific Legal Development traces current and prospective developments in several legal systems of the Asia-Pacific region to make sense of these trends and counter-trends. The contributing authors represent a wide variety of specialist expertise, both "public" and "private," and together they encompass the three sectors that constitute a modern system of formal law: the economic, the behavioural, and the civic. Taking into account the opinions and perspectives of both indigenous and non-indigenous experts on topics ranging from prostitution to constitutional law, the book surveys how several ASEAN nations, as well as Canada, Australia, and New Zealand, are confronting social, economic, and legal change. In the first three parts, chapters are grouped along general sectoral lines to cover economic, civic, and behavioural themes, while in the fourth, cross-sectoral contexts are addressed. With the introduction and concluding chapter, the editors provide an overall integrating framework as well as provocative insights into trends in legal development in the Asia-Pacific region, and on comparative legal research and writing in general. Asia-Pacific Legal Development is not only an exemplary model for cooperative and comparative legal research and scholarly pluralism, but also a rich study of the increasingly relevant issue of convergence and divergence of legal systems, with a unique Asian focus.

Securities Industry Study

Author : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Publisher : Unknown
Page : 470 pages
File Size : 43,5 Mb
Release : 1971
Category : Brokers
ISBN : IND:30000090804919

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Securities Industry Study by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities Pdf