The Director S Book Role Of Directors For National Banks And Federal Savings Associations

Author : Office of Office of the Comptroller of the Currency
Publisher : Unknown
Page : 105 pages
File Size : 49,7 Mb
Release : 2019-07-27
Category : Electronic
ISBN : 1083159208

Get Book

The Director's Book: Role of Directors for National Banks and Federal Savings Associations by Office of Office of the Comptroller of the Currency Pdf

The Office of the Comptroller of the Currency (OCC) charters, regulates, and supervises all national banks and federal savings associations (collectively, banks), as well as federal branches and agencies of foreign banks. In regulating banks, the OCC has the power to:* examine the banks.* approve or deny applications for new charters, branches, capital, or otherchanges in corporate or banking structure.* take supervisory actions against banks that do not comply with lawsand regulations or that otherwise engage in unsafe or unsound practices.The OCC also can remove officers and directors, negotiate agreementsto change banking practices, and issue cease-and-desist (C&D) orders aswell as civil money penalties (CMP).* issue rules and regulations, legal interpretations, and corporate decisionsgoverning investments, lending, and other activities.Boards of directors play critical roles in the successful operation of banks. The OCC recognizes the challenges facing bank directors. The Director's Book: Role of Directors for National Banks and Federal Savings Associations helps directors fulfill their responsibilities in a prudent manner. This book provides an overview of the OCC, outlines directors' responsibilities as well as management's role, explains basic concepts and standards for safe and sound operation of banks, and delineates laws and regulations that apply to banks. To better understand a particular bank activity and its associated risks, directors should refer to the Comptroller's Handbook booklets, including the "Corporate and Risk Governance" booklet. For information generally found in board reports, including "red flags"--ratios or trends that may signal existing or potential problems--directors should refer to Detecting Red Flags in Board Reports: A Guide for Directors..

Author : Villa
Publisher : Wolters Kluwer Law & Business
Page : 1594 pages
File Size : 43,8 Mb
Release : 2020-05-19
Category : Bank directors
ISBN : 9781543823592

Get Book

Bank Directors', Officers' and Lawyers' Civil Liabilities, 3rd Edition by Villa Pdf

Bank Directors', Officers', and Lawyers' Civil Liabilities, Third Edition is an essential resource for any attorney who is litigating or attempting to settle cases brought by the federal and state banking regulators against directors, officers, and legal counsel of financial institutions. It provides current analysis of the new law emerging from the courts, the Supreme Court's landmark decision in O'Melveny & Myers v. FDIC and the demise of the federal common law regarding failed financial institutions. Directors' and officers' liability insurance and bank fidelity bonds are also covered in detail. John K. Villa guides you through the complexities of litigating an action - and discusses ways to reduce the chances of litigation - with strategic recommendations for all key players. This authoritative treatise answers essential questions such as: When is a bank director indemnified? How is the statute of limitations applied? What added responsibilities does a lawyer assume by becoming a bank director; does federal or state law control? What are acceptable courses of conduct for the bank? What must agencies prove before a court will enforce an administrative subpoena for financial data? How does the Sarbanes-Oxley Act of 2002 affect those banks that constitute a public company? New developments analyzed in the Third Edition include: Updated guidance from the banking regulatory agencies on implementing effective Bank Secrecy Act/Anti-Money Laundering compliance programs. Updated regulations on the application of the Volcker Rule. Recent ethics opinions addressing the nature and extent of a lawyer's duty with respect to the return of a client's files. An attorney's liability as a joint tortfeasor for participating in another's breach of fiduciary duty. Updated guidance on the imposition of firm-wide penalties in enforcement actions and on capital requirements for community banking entities. New case law addressing issues under the Delaware indemnification statute. Note: Online subscriptions are for three-month periods.

Author : John K. Villa
Publisher : Wolters Kluwer
Page : 1714 pages
File Size : 41,7 Mb
Release : 2011-01-01
Category : Law
ISBN : 9781454801085

Get Book

Bank Directors', Officers', and Lawyers' Civil Liabilities by John K. Villa Pdf

Bank Directors', Officers', and Lawyers' Civil Liabilities, Second Edition is an essential resource for any attorney who is litigating or attempting to settle cases brought by the federal and state banking regulators against directors, officers, and legal counsel of financial institutions. It provides current analysis of the new law emerging from the courts, the Supreme Court's landmark decision in O'Melveny and& Myers v. FDIC and the demise of the federal common law regarding failed financial institutions. Directors' and officers' liability insurance and bank fidelity bonds are also covered in detail. John K. Villa guides you through the complexities of litigating an action - and discusses ways to reduce the chances of litigation - with strategic recommendations for all key players. This authoritative treatise answers essential questions such as: When is a bank director indemnified? How is the statute of limitations applied? What added responsibilities does a lawyer assume by becoming a bank director; does federal or state law control? What are acceptable courses of conduct for the bank? What must agencies prove before a court will enforce an administrative subpoena for financial data? How does the Sarbanes-Oxley Act of 2002 affect those banks that constitute a public company?

Author : Catherine A. Ghiglieri
Publisher : Outskirts Press
Page : 136 pages
File Size : 40,8 Mb
Release : 2024-05-21
Category : Business & Economics
ISBN : 9781977274946

Get Book

The Ultimate Guide for Bank Directors by Catherine A. Ghiglieri Pdf

The recent bank failures demonstrate a need to get back to the basics of banking. The Ultimate Guide for Bank Directors – Back to Basics helps bank directors and management focus on what matters: keeping all aspects of the bank in balance by minimizing concentrations, keeping the risks at bay, and maintaining good liquidity, capital, earnings and credit quality. And all the while keeping a steady hand on the controls of the bank. This book is a concise, fast-paced and indispensable guide providing bank directors and management with practical advice, as well as best practices, to help them face the challenges in the banking industry today and fulfill their fiduciary responsibilities. A must read for any new board member, long-time board members or bank executives who want to get back to the basics of sound banking.

Author : United States. Office of the Comptroller of the Currency
Publisher : Unknown
Page : 24 pages
File Size : 50,6 Mb
Release : 1934
Category : Banking law
ISBN : IND:30000116141957

Get Book

Duties and Liabilities of Directors of National Banks by United States. Office of the Comptroller of the Currency Pdf

Author : Richard Leblanc
Publisher : John Wiley & Sons
Page : 1474 pages
File Size : 44,8 Mb
Release : 2020-05-19
Category : Business & Economics
ISBN : 9781119537168

Get Book

The Handbook of Board Governance by Richard Leblanc Pdf

The revised new edition of the must-read guide for executives—provides comprehensive coverage of topics in corporate governance by leading subject-matter experts The Handbook of Board Governance is the marketing-leading text on public, nonprofit, and private board governance. Providing comprehensive, in-depth coverage, this unique text represents a collaboration of internationally-recognized academics and prominent organization directors, executives, managers, and advisors. Contributors include Ariel Fromer Babcock, Robert Eccles, Alice Korngold, Ellie Mulholland, Michael Useem, Elizabeth Valentine and John Zinkin. Practical, expert guidance enables readers to understand value creation and the strategic role of the board, risk governance and oversight, audit and compensation committee effectiveness, CEO succession planning, and other diverse board duties and responsibilities. Now in its second edition, the Handbook offers substantial updates and revisions reflecting contemporary trends, practices, and developments in board governance. New content includes discussions of pressing issues related to climate change, examination of information technology and cybersecurity challenges, and recent tax legislation that will impact executive compensation. Editor Dr. Richard Leblanc—an award-winning teacher, professor, lawyer, management consultant, and specialist on boards of directors—integrates practical experience and academic rigor to assist readers: Build and strengthen engaged and collaborative leadership in the boardroom Recognize the role and responsibilities of a well-functioning governing board Risk governance, assurance, and the duties of directors Keep pace with new trends in board governance and shareholder responsibility Measure performance and align performance measurement to executive pay Understand information technology governance, sustainability governance, and the different forms of governance Highly relevant to board and committee members regardless of sector or industry, The Handbook of Board Governance, 2nd Edition is an invaluable source of knowledge on all aspects of corporate and organization governance.

Author : Office of the Comptroller of the Currency
Publisher : Createspace Independent Publishing Platform
Page : 84 pages
File Size : 43,8 Mb
Release : 2014-10-19
Category : Reference
ISBN : 1502846365

Get Book

Detecting Red Flags in Board Reports by Office of the Comptroller of the Currency Pdf

Good decisions begin with good information. A bank's board of directors needs concise, accurate, and timely reports to help it perform its fiduciary responsibilities. This booklet describes information generally found in board reports, and it highlights “red flags”—ratios or trends that may signal existing or potential problems. An effective board is alert for the appearance of red flags that give rise to further inquiry. By making further inquiry, the directors can determine if a substantial problem exists or may be forming.

Author : Office of The Federal Register
Publisher : IntraWEB, LLC and Claitor's Law Publishing
Page : 1129 pages
File Size : 41,8 Mb
Release : 2018-01-01
Category : Law
ISBN : 8210379456XXX

Get Book

2018 CFR e-Book Title 12, Banks and Banking, Parts 1-199 by Office of The Federal Register Pdf

Title 12, Banks and Banking, Parts 1-199

Author : Robert E. Barnett
Publisher : CCH Incorporated
Page : 116 pages
File Size : 43,8 Mb
Release : 1984
Category : Business & Economics
ISBN : STANFORD:36105043849202

Get Book

Responsibilities and Liabilities of Savings Institutions Directors by Robert E. Barnett Pdf

Author : Forest E. Myers
Publisher : Lulu.com
Page : 130 pages
File Size : 52,5 Mb
Release : 2012-05-28
Category : Reference
ISBN : 9781105810381

Get Book

Basics for Bank Directors by Forest E. Myers Pdf

The goal of this book is to provide directors, especially non-management directors who may have little knowledge about banks and their operation, with basic information to help them be intelligent questioners of risk taking and risk management at their institutions. In it, the Federal Reserve Bank of Kansas City shares information gained from years of supervisory experience; information that it believes will help directors meet their oversight responsibilities. This volume offers ideas, suggestions, and tools directors can use in guiding their banks.

Author : Steven Davidoff Solomon,Randall Stuart Thomas
Publisher : University of Chicago Press
Page : 364 pages
File Size : 53,8 Mb
Release : 2019-03-08
Category : Law
ISBN : 9780226599403

Get Book

The Corporate Contract in Changing Times by Steven Davidoff Solomon,Randall Stuart Thomas Pdf

Over the past few decades, significant changes have occurred across capital markets. Shareholder activists have become more prominent, institutional investors have begun to wield more power, and intermediaries like investment advisory firms have greatly increased their influence. These changes to the economic environment in which corporations operate have outpaced changes in basic corporate law and left corporations uncertain of how to respond to the new dynamics and adhere to their fiduciary duties to stockholders. With The Corporate Contract in Changing Times, Steven Davidoff Solomon and Randall Stuart Thomas bring together leading corporate law scholars, judges, and lawyers from top corporate law firms to explore what needs to change and what has prevented reform thus far. Among the topics addressed are how the law could be adapted to the reality that activist hedge funds pose a more serious threat to corporations than the hostile takeovers and how statutory laws, such as the rules governing appraisal rights, could be reviewed in the wake of appraisal arbitrage. Together, the contributors surface promising paths forward for future corporate law and public policy.

Author : Raymond Van Houtte
Publisher : Unknown
Page : 104 pages
File Size : 46,7 Mb
Release : 1974
Category : Bank directors
ISBN : UOM:35128000251189

Get Book

Responsibilities of Bank Directors by Raymond Van Houtte Pdf

Author : Oliver William Birckhead
Publisher : Unknown
Page : 94 pages
File Size : 45,6 Mb
Release : 1922
Category : Banks and banking
ISBN : NYPL:33433023685393

Get Book

Bank Directors by Oliver William Birckhead Pdf

Author : Edwin B. Cox
Publisher : Praeger
Page : 326 pages
File Size : 47,9 Mb
Release : 1986-10-30
Category : Business & Economics
ISBN : IND:39000008312212

Get Book

The Bank Director's Handbook by Edwin B. Cox Pdf

The deregulation, increasing regionalization, and keen competition that have characterized the banking industry in recent years have made this a challenging period for bank managers and directors alike. Today, more than ever, directors need a readable, comprehensive reference, not only for their day-to-day responsibilities, but also to guide them through the unprecedented changes that are transforming the financial services industry. The information and insights in The Bank Director's Handbook enable board members to take the active, responsible role that promotes a bank's success.

Author : John Jay Crawford
Publisher : Unknown
Page : 50 pages
File Size : 44,8 Mb
Release : 1907
Category : Banks and banking
ISBN : HARVARD:HB0WEM

Get Book

Bank Directors by John Jay Crawford Pdf