Author : Wiley
Publisher : John Wiley & Sons
Page : 326 pages
File Size : 44,5 Mb
Release : 2017-03-06
Category : Business & Economics
ISBN : 9781119379805
Wiley FINRA Series 4 Exam Review 2017 by Wiley Pdf
Simplified Arbitration -- Larger Disputes -- Awards Under Arbitration -- Investor Information -- Violations and Complaints -- Resolution of Allegations -- Minor Rule Violation -- Firm Element Continuing Education -- Regulatory Element -- Circuit Breakers -- Limit up Limit down (LULD) -- Pretest -- Answer Keys -- Chapter 1: Option Basics -- Chapter 2: Option Strategies -- Chapter 3: Index, Interest Rate, and Currency Options -- Chapter 4: The Options MarketPlace -- Chapter 5: Option Taxation and Margin Requirements -- Chapter 6: Option Compliance and Account Supervision -- Chapter 7: Securities Industry Rules and Regulations -- Glossary of Exam Terms -- Index -- Advert -- Access Code -- EULA