Corporate Compliance Programs

Author : Thomas Fox
Publisher : Unknown
Page : 554 pages
File Size : 50,7 Mb
Release : 2018-05-05
Category : Electronic
ISBN : 1783583304

Get Book

The Complete Compliance Handbook by Thomas Fox Pdf

Thomas Fox, the Compliance Evangelist, is one of the leading writers, thinkers and commentators on the nuts and bolts of compliance. His always practical advice is now available in one volume, The Complete Compliance Handbook. This book incorporates the most recent pronouncements and guidance from the Department of Justice, including 2017's Evaluation of Corporate Compliance Programs and FCPA Corporate Enforcement Policy, to provide the most up-to-date advice on what constitutes a best practices compliance program. In this single volume compendium, Fox brings together the tops ideas, topics and techniques you can incorporate your compliance program, literally in 31-days to more fully operationalize your compliance regime. If you want one volume to guide you in operationalizing compliance, this is it. The book is designed to provide you with a step-by-step guide to the design, creation, implementation of or enhancement to a compliance program. It begins with 31-days to a more effective compliance program. Each entry presents one thing you can accomplish, at little to no cost, to improve any level of compliance program. There are three key-takeaways for each entry. The final chapter goes through the same process for you to operationalize your compliance program. In between these bookends, The Complete Compliance Handbook features chapters on: -Operationalizing Compliance Through Human Resources -The Role of the Board of Directors and Compliance -360-Degrees of Communication in Compliance -Better Third-Party Risk Management -Reporting and Investigations -Internal Controls -Innovation in Compliance -Written Standards -More Effective Compliance for Business Ventures -Continuous Improvement The author, Thomas Fox, has written 15 books on compliance, leadership and business ethics. He founded the Compliance Podcast Network and has one of the largest social media presences in compliance. He has worked in the compliance arena for over 10 years and draws upon his many years of experience in the profession to create this single volume which will become the standard 'nuts and bolts' text on compliance. Fox's writing style is suited for any skill level of compliance practitioner or maturity of corporate compliance program.

Author : Martin T. Biegelman
Publisher : John Wiley & Sons
Page : 320 pages
File Size : 50,6 Mb
Release : 2008-06-20
Category : Business & Economics
ISBN : 9780470278406

Get Book

Building a World-Class Compliance Program by Martin T. Biegelman Pdf

Written by a long-standing practitioner in the field, this timely and critical work is your best source for understanding all the complex issues and requirements associated with corporate compliance. It provides clear guidance for those charged with protecting their companies from financial and reputational risk, litigation, and government intervention, who want a robust guide to establish an effective compliance program.

Author : Canada. Competition Bureau
Publisher : Unknown
Page : 128 pages
File Size : 51,5 Mb
Release : 1997
Category : Electronic
ISBN : OCLC:631947481

Get Book

Corporate Compliance Programs [computer File] by Canada. Competition Bureau Pdf

Author : Stefano Manacorda,Francesco Centonze
Publisher : Springer Nature
Page : 370 pages
File Size : 55,9 Mb
Release : 2021-11-25
Category : Social Science
ISBN : 9783030816551

Get Book

Corporate Compliance on a Global Scale by Stefano Manacorda,Francesco Centonze Pdf

This edited volume presents an innovative and critical analysis of corporate compliance from an interdisciplinary and international perspective. It defines the historical framework and the various roles played by corporate compliance in today's context. It questions how different cultures affect economic behaviors and under which conditions the individual choices may be directed toward law-abiding behavior. Examining corporate compliance as a tool of criminal and regulatory policy strategies in different countries and sectors, this book also aims to provide a picture of the dimension and scope of the public-private partnership, focusing on the prevention and detection of corporate crimes. It analyzes the effects of corporate compliance on the internal organization in terms of cost-benefit assessment, as well as the opportunities in technical innovation for detecting and controlling risk.

Author : Banks and Banks
Publisher : Wolters Kluwer
Page : 1886 pages
File Size : 42,5 Mb
Release : 2020-06-19
Category : Electronic
ISBN : 9781543823714

Get Book

Corporate Legal Compliance Handbook, 3rd Edition by Banks and Banks Pdf

Corporate Legal Compliance Handbook, Third Edition, provides the knowledge necessary to implement or enhance a compliance program in a specific company, or in a client's company. The book focuses not only on doing what is legal or what is right--the two are both important but not always the same--but also on how to make a compliance program actually work. The book is organized in a sequence that follows how to approach a compliance program. It gives the compliance officer, consultant, or attorney a good grounding in the basics of compliance law. This includes such things as the rules about corporate and individual liability, an understanding of the basics of the key laws that impact companies, and the workings of the U.S. Sentencing Guidelines. Successful programs also require an understanding of educational techniques, good communication skills, and the use of computer tools. The effective compliance program also takes into account how to deliver messages using a variety of media to reach employees in different locations, of different ages or education, who speak different languages. Note: Online subscriptions are for three-month periods.

Author : Debbie Troklus,Sheryl Vacca,Society of Corporate Compliance & Ethics
Publisher : Unknown
Page : 112 pages
File Size : 45,9 Mb
Release : 2013
Category : Business ethics
ISBN : 0979221072

Get Book

International Compliance 101 : by Debbie Troklus,Sheryl Vacca,Society of Corporate Compliance & Ethics Pdf

Author : Anonim
Publisher : Unknown
Page : 128 pages
File Size : 46,6 Mb
Release : 2010
Category : Competition
ISBN : 1100145281

Get Book

Corporate compliance programs by Anonim Pdf

Author : Canada. Competition Bureau
Publisher : Competition Bureau, Canada
Page : 20 pages
File Size : 42,9 Mb
Release : 1997
Category : Antitrust law
ISBN : 0662629957

Get Book

Corporate Compliance Programs by Canada. Competition Bureau Pdf

This bulletin provides the Competition Bureau's views about corporate programs designed to ensure compliance with the Competition Act. The bulletin outlines the components of a credible and effective program. To be credible, a compliance program must demonstrate the company's commitment to conducting business in conformity with the Act.

Author : Sharon Oded
Publisher : Edward Elgar Publishing
Page : 337 pages
File Size : 48,8 Mb
Release : 2013-01-01
Category : Law
ISBN : 9781781954751

Get Book

Corporate Compliance by Sharon Oded Pdf

How to induce corporate compliance with regulations? Harsh punishments will cause companies to disguise violations, and mild punishments will cause companies to report their violations and make weak efforts to avoid them. In this book, Sharon Oded canvasses the history of thinking about corporate compliance, and he proposes his own candidate for the best law. This is a sophisticated account of legal incentives that will repay any reader interested in corporate compliance. Robert Cooter, University of California, Berkeley, US The effective control of corporate misconduct is a vital but elusive task for regulators, given the complexity of organization structures and the need to find the right balance between deterrent- and cooperative-based enforcement policies. In this powerful and comprehensive study, Sharon Oded argues for combining different approaches and boldly advocates, in particular, the use of third-party independent corporate monitoring firms to implement self-policing strategies. This will be essential reading for those involved in the theory or practice of regulatory corporate enforcement. Anthony Ogus, University of Manchester, UK and University of Rotterdam, The Netherlands This book considers how a regulatory enforcement policy should be designed to efficiently induce proactive corporate compliance. It first explores two major schools of thought regarding law enforcement, both the deterrence and cooperative approaches, and shows that neither of these represents an optimal regulatory enforcement paradigm from a social welfare perspective. It provides a critical analysis of recent developments in US Federal corporate liability regimes, and proposes a generic framework that better tailors sanction schemes and monitoring systems to regulatee performance. The proposed framework efficiently induces corporate proactive compliance, while maintaining an optimal level of deterrence. This insightful book will appeal to academics in law and economics, behavioral economics, criminology, and business, as well as to practitioners and policymakers.

Author : Christopher A. Myers,Kwamina Thomas Williford
Publisher : Unknown
Page : 2384 pages
File Size : 48,7 Mb
Release : 2018-11
Category : Auditing, Internal
ISBN : 1402431198

Get Book

Corporate Compliance Answer Book by Christopher A. Myers,Kwamina Thomas Williford Pdf

Representing the combined work of more than forty leading compliance attorneys, Corporate Compliance Answer Book helps you develop, implement, and enforce compliance programs that detect and prevent wrongdoing. You'll learn how to: Use risk assessment to pinpoint and reduce your company's areas of legal exposureApply gap analysis to detect and eliminate flaws in your compliance programConduct internal investigations that prevent legal problems from becoming major crisesDevelop records management programs that prepare you for the e-discovery involved in investigations and litigationSatisfy labor and employment mandates, environmental rules, lobbying and campaign finance laws, export control regulations, and FCPA anti-bribery standardsMake voluntary disclosures and cooperate with government agencies in ways that mitigate the legal, financial and reputational damages caused by violationsFeaturing dozens of real-world case studies, charts, tables, compliance checklists, and best practice tips, Corporate Compliance Answer Book pays for itself over and over again by helping you avoid major legal and financial burdens.

Author : United States. Department of Justice
Publisher : Unknown
Page : 128 pages
File Size : 50,8 Mb
Release : 1988
Category : Justice, Administration of
ISBN : OCLC:19110395

Get Book

United States Attorneys' Manual by United States. Department of Justice Pdf

Author : Society of Corporate Compliance and Ethics
Publisher : Unknown
Page : 128 pages
File Size : 45,5 Mb
Release : 2020-12-15
Category : Electronic
ISBN : 1733598731

Get Book

The Complete Compliance and Ethics Manual - 2021 by Society of Corporate Compliance and Ethics Pdf

Author : Jennifer Arlen
Publisher : Edward Elgar Publishing
Page : 392 pages
File Size : 55,5 Mb
Release : 2018
Category : Electronic
ISBN : 9781783474479

Get Book

Research Handbook on Corporate Crime and Financial Misdealing by Jennifer Arlen Pdf

Jennifer Arlen brings together 13 original chapters by leading scholars that examine how to deter corporate misconduct through public enforcement and private interventions. Scholars from a variety of disciplines present both theoretical and empirical analyses of organizational and individual liability for corporate crime, liability for foreign corruption, securities fraud enforcement, compliance, corporate investigations, and whistleblowing. This Research Handbook also highlights promising avenues for future research.

Author : Andrew M. Levi,Reynaldo Manzanarez Radilla,Valeria Plastino,Faabio Selhorst
Publisher : Unknown
Page : 330 pages
File Size : 47,6 Mb
Release : 2020
Category : Business ethics
ISBN : OCLC:1198618178

Get Book

Guide to Corporate Compliance by Andrew M. Levi,Reynaldo Manzanarez Radilla,Valeria Plastino,Faabio Selhorst Pdf

Author : Thomas R. Fox
Publisher : Createspace Independent Publishing Platform
Page : 554 pages
File Size : 48,8 Mb
Release : 2018-09-03
Category : Electronic
ISBN : 1725935465

Get Book

The Compliance Handbook by Thomas R. Fox Pdf

Thomas Fox, the Compliance Evangelist, is one of the leading writers, thinkers and commentators on the nuts and bolts of compliance. His always practical advice is now collated in The Compliance Handbook. This book incorporates the most recent pronouncements and guidance from the Department of Justice, including 2017's Evaluation of Corporate Compliance Programs and FCPA Corporate Enforcement Policy, to provide the most up-to-date advice on what constitutes a best practices compliance program. In this one volume compendium, Fox brings together the tops ideas, topics and techniques you can incorporate your compliance program, literally in 31-days to more fully operationalize your compliance regime. If you want one volume to guide you in operationalizing compliance, this is it. This single volume will aid anyone from the most seasoned compliance professional to someone new to the compliance realm. The Compliance Handbook takes a deep dive into the topics most relevant to a compliance professional, including the role of the Board of Directors, Investigations, Internal Controls, the Role of HR in Compliance, Third Parties, Innovation in Compliance, a 360-Degree Approach to Communications, Written Standards and Business Ventures. What Others Are Saying Tom Fox does it again!-Kristy Grant-Hart- CEO, Spark Compliance Consulting and Author of "How to Be a Wildly Effective Compliance Officer Tom is an invaluable resource for compliance professionals, and even enforcement authorities, seeking a better understanding of compliance trends- James M. Koukios, Former Senior Deputy Chief, Fraud Section, Criminal Division, United States Department of Justice