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Author : Arnold S. Jacobs
Publisher : Unknown
Page : 782 pages
File Size : 50,8 Mb
Release : 2008
Category : Securities fraud
ISBN : STANFORD:36105060249385
Author : Marc I. Steinberg
Publisher : Law Journal Press
Page : 1220 pages
File Size : 54,5 Mb
Release : 1984
Category : Business & Economics
ISBN : 1588520218
This book provides you with the guidance you need to protect your clients' confidential information while facing disclosure and liability concerns under the securities laws.
Author : Ted Trautmann,James Hamilton
Publisher : Unknown
Page : 268 pages
File Size : 54,7 Mb
Release : 2001
Category : Law
ISBN : STANFORD:36105062954131
Author : Marc I. Steinberg
Publisher : Unknown
Page : 1088 pages
File Size : 50,9 Mb
Release : 2009
Category : Business & Economics
ISBN : STANFORD:36105134453419
The coverage of this text is designed for both the basic securities regulation course and for advanced seminars. In addition to case law, the text includes other relevant material such as SEC releases and scholarly commentary. The problem method is used extensively. Securities Regulation covers the traditional issues as well as the developing areas. Subjects that receive extensive treatment include: o Definition of a security, o Exemptions from registration, o The registration process, o Sarbanes-Oxley, o The policy debate underlying disclosure, o Resales (including SEC Rule 144), o Due diligence (including the integrated disclosure framework), o Disclosure obligations in a myriad of contexts, o Regulation of the securities markets, o International securities developments including global offerings, o Remedies and liabilities under both federal and state securities law, o Broker-dealer regulation, o Corporate control transactions and contests, o Attorney professional responsibility, o SEC enforcement, and o "Blue Sky" regulation A Teacher's Manual is available to professors.
Author : Marc I. Steinberg
Publisher : LexisNexis/Matthew Bender
Page : 554 pages
File Size : 40,8 Mb
Release : 2007
Category : Business & Economics
ISBN : STANFORD:36105134460356
Author : James Robert Brown
Publisher : Wolters Kluwer
Page : 960 pages
File Size : 45,6 Mb
Release : 1999-01-01
Category : Law
ISBN : 0735501564
The Regulation of Corporate Disclosure, Third Edition is a complete and up-to-date handbook on the issue of corporate disclosure, covering the impact of the federal securities laws on both informal communications and the process of communicating with shareholders. The Third Edition expands topics previously covered, addressing the legal issues and practical concerns surrounding implementation of the Private Securities Litigation Reform Act of 1995, the Sarbanes-Oxley Act of 2002, and the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. The book also has an in-depth treatment of managementand’s discussion and analysis (MDand&A), something that, although appearing in required SEC filings, involves many of the same difficult and complex issues raised by the informal disclosure process. Also addressed are: SEC reforms of the periodic reporting process; issues pertaining to stock research analysts and conflicts of interest; and various relevant corporate governance requirements and their disclosure implications. Critical areas analyzed include ;Disclosure requirements and anti-fraud provisions The duty to disclose Dissemination Issues involving materiality Disclosure of bad news Negotiations Dealing with analysts And much more!
Author : Québec (Province). Autorité des marchés financiers
Publisher : Unknown
Page : 128 pages
File Size : 41,8 Mb
Release : 2006
Category : Communication in financial institutions
ISBN : 2550478827
Author : Harold S. Bloomenthal
Publisher : Unknown
Page : 200 pages
File Size : 42,8 Mb
Release : 1977
Category : Securities
ISBN : UCAL:B4307428
Author : Marc I. Steinberg
Publisher : Unknown
Page : 0 pages
File Size : 44,7 Mb
Release : 2023
Category : Securities
ISBN : 1531015050
The eighth edition of Understanding Securities Law provides comprehensive coverage of the federal securities laws, including legislative, judicial, and SEC pronouncements. Additions to the new edition include the SEC's amendments to the limited offering rules, significant appellate and Supreme Court decisions, and SEC actions in both the litigation and transaction settings. Like earlier editions, the eighth edition follows a logical sequence of analysis of the securities laws. The text begins with the definition of security, followed by exemptions from Securities Act registration, and thereafter by the registration process. Following treatment of these subjects, the text focuses on due diligence, issuer affirmative disclosure obligations, securities litigation, insider trading, mergers and acquisitions, and the role of the securities attorney. Understanding Securities Law clearly, thoroughly, and concisely addresses the subjects covered in basic Securities Regulation courses, including: The definition of securities; exemptions from registration; the registration framework and process; Sarbanes-Oxley Act; Dodd-Frank Act SEC Securities Act Offering Rules; Resales and reorganizations; Due diligence; Liabilities and remedies; Affirmative disclosure duties; Insider trading; SEC enforcement; and Professional responsibility. The author also includes a glossary of key terms, statutes, rules, regulations; forms and schedules; and comparative charts synopsizing previously discussed materials. The text covers the regulation of public and privately held companies under the Securities Acts, SEC fraud, concepts of disclosure, civil liabilities under the securities laws, and state Blue Sky laws. It also discusses the Sarbanes-Oxley legislation, SEC public offering rules, SEC regulations on the resale of securities, and recent federal Supreme Court and appellate court decisions. This widely-adopted reference text continues to be embraced as a "go-to" source for both law students and practicing attorneys. The book has been ranked as high as #1 of all securities law books on Amazon.
Author : Arnold S. Jacobs
Publisher : Clark Boardman Callaghan
Page : 1154 pages
File Size : 53,8 Mb
Release : 1981
Category : Business & Economics
ISBN : MINN:31951D004784780
Author : Poonam Puri,Jeffrey Larsen
Publisher : Markham, Ont. : LexisNexis Butterworths
Page : 338 pages
File Size : 41,6 Mb
Release : 2004
Category : Corporate governance
ISBN : 0433442921
"This book is a compilation of essays written by lawyers who were enrolled in a corporate governance seminar in 2002 as a part of the Part-Time Master of Laws program in Securities Law at Osgoode Hall Law School. The contributors include securities lawyers at major Canadian law firms, provincial securities commissions, self-regulatory organizations and corporations. An essay was also contributed by two professors at Osgoode Hall Law School. Each chapter represents a critical aspect of securities law and corporate governance reform, looking at how legal and market mechanisms aim to encourage better corporate governance monitoring."--Pub. desc.
Author : Arnold S. Jacobs
Publisher : Unknown
Page : 1546 pages
File Size : 55,5 Mb
Release : 2008
Category : Securities fraud
ISBN : STANFORD:36105060249427
Author : MIRANDE. DE ASSIS VALBRUNE (RENEE. CARDELL, SUZANNE.),Renee de Assis,Suzanne Cardell
Publisher : Unknown
Page : 180 pages
File Size : 45,9 Mb
Release : 2019-09-27
Category : Electronic
ISBN : 1680923021
A less-expensive grayscale paperback version is available. Search for ISBN 9781680923018. Business Law I Essentials is a brief introductory textbook designed to meet the scope and sequence requirements of courses on Business Law or the Legal Environment of Business. The concepts are presented in a streamlined manner, and cover the key concepts necessary to establish a strong foundation in the subject. The textbook follows a traditional approach to the study of business law. Each chapter contains learning objectives, explanatory narrative and concepts, references for further reading, and end-of-chapter questions. Business Law I Essentials may need to be supplemented with additional content, cases, or related materials, and is offered as a foundational resource that focuses on the baseline concepts, issues, and approaches.
Author : United States. Securities and Exchange Commission. Division of Enforcement
Publisher : Unknown
Page : 144 pages
File Size : 47,6 Mb
Release : 2008
Category : Corporation law
ISBN : STANFORD:36105063760578
Author : Louis Loss
Publisher : Aspen Publishers
Page : 820 pages
File Size : 42,5 Mb
Release : 2009
Category : Business & Economics
ISBN : STANFORD:36105064149326
"The universally acknowledged work Securities Regulation is of immense day-to-day value to the practitioner. The authors' analysis of all relevant statutes plus thousands of cases, SEC administrative decisions and letters definitively clarifies such questions as: When does a note fall within the definition of a "security" How have the courts altered the express civil liability provisions of the federal securities laws? Can the SEC impose additional ten-day suspensions on trading without notice? Does scienter include reckless as well as intentional conduct? And countless others, so that you're almost sure to find coverage of the "small point" on which your case may turn."--Publisher's website.