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Author : Mark R. Gillen
Publisher : Unknown
Page : 1101 pages
File Size : 44,8 Mb
Release : 2019
Category : Securities
ISBN : 0779891457
Author : David L. Johnston,Kathleen Doyle Rockwell,Cristie Ford,LEXIS-NEXIS (Firme)
Publisher : Unknown
Page : 128 pages
File Size : 54,9 Mb
Release : 2014
Category : Corporations
ISBN : 0433461225
Author : Robert C. Rosen
Publisher : Unknown
Page : 0 pages
File Size : 42,6 Mb
Release : 1986
Category : International finance
ISBN : 0379208253
Definitive and comprehensive, International Securities Regulation is the first treatise on international securities with translations of laws and regulations of 30 jurisdictions entirely in English. This seven-volume set encompasses the complete range of securities topics, including legal systems, securities regulatory schemes, descriptions of public securities markets, and discussions of those regulations regarding substantive securities matters. Lawyers, regulators, and professionals with first-hand, day-to-day experience have written commentary for each jurisdiction. Commentary focuses on each country's legal system, public securities markets, security regulations and implementations, and recent trends and developments.
Author : James D. Cox,Robert W Hillman,Thomas Aquinas Reynolds Professor of Law Donald C Langevoort
Publisher : Aspen Publishers
Page : 0 pages
File Size : 41,7 Mb
Release : 2008-07-16
Category : Electronic
ISBN : 0735571880
To ensure that you have the most up-to-date and complete materials for yourSecurities Regulation class, be sure to use this 2008 Case Supplement.Table of Cases:Italics indicate principal cases.American Federation of State, County & Municipal Employees v. AmericanInternational Group, Inc. Berckeley Investment Group, Ltd. v.ColkittChamber of Commerce v. SECCredit Suisse Sec. (USA) LLC v. Glen BillingsDolphin and Bradbury v. SEC Feder v. FrostFinancial Planning Association v. SECGFL Advantage Fund, Ltd. v. ColkittGoldstein v. SECMakor Issues & Rights Ltd. v. Tellabs, Inc. (7th Cir.) Merrill Lynch, Pierce, Fenner & Smith, Inc. v.Dabit Oscar Private Equity Investments v.Allegiance Telecom, Inc. Overton v. Todman & Co.Securities and Exchange Commission v. Kern Securities and Exchange Commission v.RocklageSecurities and Exchange Commission v. DorozhkoStoneridge Inv. Partners, LLC, Petitioner v. Scientific-Atlanta, Inc. Tellabs, Inc. v. Makor Issues & Rights, Ltd. United States v. BrownUnited States v. EbbersUnited States v. SimonYung v. Lee
Author : Marc I. Steinberg
Publisher : Law Journal Press
Page : 1220 pages
File Size : 41,6 Mb
Release : 1984
Category : Business & Economics
ISBN : 1588520218
This book provides you with the guidance you need to protect your clients' confidential information while facing disclosure and liability concerns under the securities laws.
Author : Poonam Puri,Jeffrey Larsen
Publisher : Markham, Ont. : LexisNexis Butterworths
Page : 338 pages
File Size : 50,5 Mb
Release : 2004
Category : Corporate governance
ISBN : 0433442921
"This book is a compilation of essays written by lawyers who were enrolled in a corporate governance seminar in 2002 as a part of the Part-Time Master of Laws program in Securities Law at Osgoode Hall Law School. The contributors include securities lawyers at major Canadian law firms, provincial securities commissions, self-regulatory organizations and corporations. An essay was also contributed by two professors at Osgoode Hall Law School. Each chapter represents a critical aspect of securities law and corporate governance reform, looking at how legal and market mechanisms aim to encourage better corporate governance monitoring."--Pub. desc.
Author : John Peter Williamson
Publisher : Ottawa
Page : 516 pages
File Size : 49,9 Mb
Release : 1960
Category : Business & Economics
ISBN : STANFORD:20501245212
Author : Marc I. Steinberg
Publisher : LexisNexis/Matthew Bender
Page : 554 pages
File Size : 52,6 Mb
Release : 2007
Category : Business & Economics
ISBN : STANFORD:36105134460356
Author : Thomas Lee Hazen
Publisher : West Group Publishing
Page : 1194 pages
File Size : 50,8 Mb
Release : 2002
Category : Securities
ISBN : STANFORD:36105063901818
"This Hornbook is aimed primarily at law students. It is a substantial abridgement of my four-volume Treatise on the law of securities regulation"--P. ix.
Author : Alan R. Palmiter
Publisher : Unknown
Page : 564 pages
File Size : 42,9 Mb
Release : 2005
Category : Securities
ISBN : STANFORD:36105064207009
Students depend on Securities Regulation: Examples & Explanations because it gives them what they need: - coverage of key concepts, such as public offerings, exemptions from registration, liability in securities offerings, materiality, definition of security, securities fraud, insider trading, SEC enforcement, and cross-border regulation - Examples and Explanations approach that reinforces learning by combining textual material with well-written examples, questions, and explanations - assistance in navigating a complex subject, beginning with clear delineations of the basic concepts of securities regulation and then applying the concepts in specific areas - numerous examples drawn from newsworthy events - content corresponds to the topics in the leading casebooks - sound and logical organization moves from major themes to specifics - clear and straightforward writing style The Third Edition keeps pace with developments in the law: - Sarbanes-Oxley Act with comprehensive overview and developments, including new problems - new SEC rules on expanded risk disclosure, company certifications, and lawyer up the ladder reporting - new material on IPO abuses: spinning, flipping, gun-jumping - new NYSE and NASDAQ rules on corporate governance listing standards and stock analysts - new and updated cases - new and revised examples
Author : David L. Ratner
Publisher : Unknown
Page : 376 pages
File Size : 55,9 Mb
Release : 1982
Category : Business & Economics
ISBN : STANFORD:36105044610900
Author : Jeffrey G. MacIntosh,Christopher C. Nicholls
Publisher : Unknown
Page : 434 pages
File Size : 48,5 Mb
Release : 2002
Category : Securities
ISBN : STANFORD:36105063711365
Canadian securities law comprises a unique mix of enduring basic principles and constantly-changing technical details. This new book provides a solid introduction to both; it looks at securities law topics--including definitions, the public and exempt markets for securities, insider trading, and continuous disclosure--and larger public policy issues.
Author : Paul G. Mahoney
Publisher : University of Chicago Press
Page : 215 pages
File Size : 48,5 Mb
Release : 2016-11-11
Category : Law
ISBN : 9780226420998
In Securities Regulation Reassessed, Paul Mahoney shows that policy responses to financial crises are broadly similar across place and time: political actors, hoping to avoid blame for a financial crisis, create a narrative of market failure, arguing that misbehavior by securities market participants, rather than prior policy errors, is the primary cause of the crisis. Politically obliged regulators craft reforms that purport to solve problems which are either non-existent or only tangentially related to the crisis; yet they increase the complexity and expense of compliance, resulting in consolidation and concentration of market share in the hands of already leading financial firms. Securities Regulation Reassessed illustrates these points primarily but not exclusively with evidence from the New Deal-era securities reforms in the United States. Against the conventional wisdom that regards the New Deal reforms as successful, Mahoney provides substantial countervailing evidence, showing instead that Congress’s diagnoses were systematically inaccurate and its remedies reduced competition in the securities industry. Looking farther into history, the work treats several key episodes prior to the New Deal, including the English financial crises of 1697 and 1720 and the "blue sky” era of the 1910s and 1920s in the United States. Finally, Mahoney considers the Sarbanes-Oxley Act of 2002 and the Dodd-Frank Act of 2010 from the same analytical perspective. Mahoney finds a predictable pattern for efforts at securities reform: they require huge effort to enact, and yield little objectively measurable payoff and some objectively measurable harm.
Author : Québec (Province). Autorité des marchés financiers
Publisher : Unknown
Page : 128 pages
File Size : 53,7 Mb
Release : 2006
Category : Communication in financial institutions
ISBN : 2550478827
Author : Victor P. Alboini
Publisher : Unknown
Page : 128 pages
File Size : 43,8 Mb
Release : 1984
Category : Securities
ISBN : LCCN:85114463