Financial Services And Markets

Author : Eilís Ferran,Charles Albert Eric Goodhart
Publisher : Hart Publishing
Page : 357 pages
File Size : 48,9 Mb
Release : 2001-09-11
Category : Law
ISBN : 9781841132792

Get Book

Regulating Financial Services and Markets in the 21st Century by Eilís Ferran,Charles Albert Eric Goodhart Pdf

The essays in this work offer a high-level examination of the most important issues facing financial services regulation,and the far-reaching effects of the Financial Services and Markets Act 2000 on the UK financial sector in the context of rapid global change. Taking an interdisciplinary approach the book includes contributions by many distinguished academic authorities on the law and economics of regulation, and also some of the most influential practitioners, regulators and policymakers. As such it provides an authoritative analysis of the underlying issues affecting the broad development of financial services regulation: the objectives of regulation, the responsibilities of the regulated community, the accountability of regulators, the regulation of electronic financial markets and the impact of stock market mergers, regional regulation within Europe, and the development of global financial regulation.

Author : Ashurst Morris Crisp (Firm)
Publisher : Unknown
Page : 488 pages
File Size : 51,9 Mb
Release : 2001
Category : Business & Economics
ISBN : STANFORD:36105060993362

Get Book

The Financial Services and Markets Act by Ashurst Morris Crisp (Firm) Pdf

Provides the reader with an overview of the Financial Services and Markets Act and the principal statutory instruments made under it. The text places the statutory provisions in their practical context, providing commentary, and an overview of the law and its consequences. The work also summarizes the relevant changes in the regulatory regime, and highlights the powers of the FSA.

Author : G.S. Batra
Publisher : Deep and Deep Publications
Page : 284 pages
File Size : 41,9 Mb
Release : 2002-09
Category : Capital market
ISBN : 8176293415

Get Book

Financial Services and Markets by G.S. Batra Pdf

Author : Alex Tapscott
Publisher : Unknown
Page : 128 pages
File Size : 47,8 Mb
Release : 2020
Category : Banks and banking
ISBN : 1988025516

Get Book

Financial Services Revolution by Alex Tapscott Pdf

Author : Pandian Punithavathy
Publisher : Vikas Publishing House
Page : 128 pages
File Size : 46,8 Mb
Release : 2009-11
Category : Electronic
ISBN : 9788125931201

Get Book

Financial Services and Markets by Pandian Punithavathy Pdf

Financial Services and Markets has been written to meet the requirements of MBA M.Com and MFA students of various universities. Financial services and markets are becoming more complex over the years, building up or pulling down economies. This book presents the subject in the light of contemporary financial scenario and highlights the significance assumed by financial services in the present context. The book presents a comprehensive view of financial services and markets in a student-friendly manner. Appropriate solved have been added to explain the concepts.

Author : V. A. Avadhani
Publisher : Unknown
Page : 672 pages
File Size : 45,9 Mb
Release : 1999
Category : Banks and banking
ISBN : UOM:39015043008161

Get Book

Marketing of Financial Services and Markets by V. A. Avadhani Pdf

With reference to India.

Author : Great Britain. Parliament. House of Lords
Publisher : Unknown
Page : 241 pages
File Size : 55,7 Mb
Release : 1999
Category : Electronic
ISBN : 0108395081

Get Book

Financial Services and Markets Bill by Great Britain. Parliament. House of Lords Pdf

Author : CLIFFORD GOMEZ
Publisher : PHI Learning Pvt. Ltd.
Page : 522 pages
File Size : 50,7 Mb
Release : 2008-07-11
Category : Business & Economics
ISBN : 9788120335370

Get Book

FINANCIAL MARKETS, INSTITUTIONS, AND FINANCIAL SERVICES by CLIFFORD GOMEZ Pdf

Today, with the financial sector experiencing an unprecedented boom due to a variety of factors such as liberalisation, globalisation and consumer spending, the subject of this book has become more important than ever before. And this book compresses, within the covers of a single volume, the entire gamut of financial markets, institutions and financial services. Divided into three parts— Part I on Financial Markets deals with different Indian and global money markets, and primary and secondary markets. It also covers stock exchanges and their trade mechanism, foreign exchanges, as well as capital markets and their regulations; Part II, Financial Institutions covers diverse banking and non-banking institutions and their legislation; Part III, Financial Services discusses about the financial services which include mutual funds, lease financing, securitisation, and credit and debit cards. KEY FEATURES : A unique attempt to comprehensively analyse, within a single volume, the working of the three pillars of the financial system—financial markets, financial institutions, and financial services. Gives updated and latest financial data and related information on the subject. Provides tables and diagrams to illustrate the concepts, and questions (short answer and long answer/essay type) to test the comprehension skills of the students. Intended primarily as a text for the undergraduate and postgraduate students of Commerce, this accessible text will prove to be extremely useful also for the postgraduate students of Management, Economics, as well as for competitive examinations. In addition, it will be a ready reference for Chartered Accountants and all those who would like to acquaint themselves with Indian banking and capital market.

Author : Dr. F. C. Sharma
Publisher : SBPD Publications
Page : 431 pages
File Size : 43,5 Mb
Release : 2021-10-16
Category : Business & Economics
ISBN : 8210379456XXX

Get Book

Financial Markets, Institutions and Services - SBPD Publications by Dr. F. C. Sharma Pdf

1.Financial System and its Components, 2 .Financial System and Economic Development, 3 .Indian Financial System—An Overview, 4 .Money Market, 5 .Capital Market, 6 .Risk and Return—Concept and Analysis, 7 .Primary Market, 8 .Primary Market Intermediaries, 9 .Secondary Market, 10 . Government Securities Market, 11 .Recent Reforms in Indian Capital Market, 12 .Role of SEBI—An Overview, 13 .Reserve Bank of India, 14. Commercial Banks, 15. Life and Non-Life Insurance Companies—LIC, GIC, 16. Mutual Funds, 17. Non-Banking Financial Compaines (NBFCs), 18. Merchant Banking, 19. Leasing, Hire Purchase and Housing Finance : Factoring Services and Financial Counseling etc., 20. Venture Capital Financing, 21. Credit Rating, 22.Indian Financial Institutions/Development Bank.

Author : Masahiro Kawai,Eswar Prasad
Publisher : Brookings Institution Press
Page : 441 pages
File Size : 54,5 Mb
Release : 2011
Category : Business & Economics
ISBN : 9780815704898

Get Book

Financial Market Regulation and Reforms in Emerging Markets by Masahiro Kawai,Eswar Prasad Pdf

"In the wake of the global financial crisis that began in 2008, offers a systematic overview of recent developments in regulatory frameworks in advanced and emerging-market countries, outlining challenges to improving regulation, markets, and access in developing economies"--Provided by publisher.

Author : Eilís Ferran,Charles Goodhart CBE
Publisher : Bloomsbury Publishing
Page : 356 pages
File Size : 50,7 Mb
Release : 2001-09-11
Category : Law
ISBN : 9781847311696

Get Book

Regulating Financial Services and Markets in the 21st Century by Eilís Ferran,Charles Goodhart CBE Pdf

The essays in this work offer a high-level examination of the most important issues facing financial services regulation,and the far-reaching effects of the Financial Services and Markets Act 2000 on the UK financial sector in the context of rapid global change. Taking an interdisciplinary approach the book includes contributions by many distinguished academic authorities on the law and economics of regulation, and also some of the most influential practitioners, regulators and policymakers. As such it provides an authoritative analysis of the underlying issues affecting the broad development of financial services regulation: the objectives of regulation, the responsibilities of the regulated community, the accountability of regulators, the regulation of electronic financial markets and the impact of stock market mergers, regional regulation within Europe, and the development of global financial regulation.

Author : Eva Z. Lomnicka
Publisher : Unknown
Page : 960 pages
File Size : 44,6 Mb
Release : 2002
Category : Financial services industry
ISBN : 0421800003

Get Book

The Financial Services and Markets Act by Eva Z. Lomnicka Pdf

This manual presents commentary on the Financial Services and Markets Act 2002. Alongside the complete text of the act, the reader has instant access to guidance on the meaning of the law from the general editor of the Encyclopedia of Financial Services Law.

Author : OECD
Publisher : OECD Publishing
Page : 424 pages
File Size : 46,5 Mb
Release : 2017-11-06
Category : Electronic
ISBN : 9789264281288

Get Book

Understanding Financial Accounts by OECD Pdf

Understanding Financial Accounts seeks to show how a range of questions on financial developments can be answered with the framework of financial accounts and balance sheets, by providing non-technical explanations illustrated with practical examples.

Author : Loretta Minghella
Publisher : Blackstone Press
Page : 0 pages
File Size : 48,7 Mb
Release : 2001
Category : Financial institutions
ISBN : 1841741167

Get Book

Blackstone's Guide to the Financial Services & Markets Act 2000 by Loretta Minghella Pdf

The Financial Services and Markets Act 2000 is the most important piece of legislation in the financial services area for many years. It overhauls and unifies the arrangement for oversight of banking, insurance and other investment services. Under the title of Market Abuse, it introducesradical new sanctions to restrain abuse of financial markets. It establishes the Financial Services Authority as a powerful, active and near-universal regulator of the United Kingdom's financial services industry. It also creates, for the benefit of consumers, a statutory Financial Ombudsman Serviceto enable financial disputes to be resolved quickly and informally, and a Financial Services Compensation Scheme to unify arrangements for depositor and policyholder protection and investor compensation. The Act will have widespread influence in the lives and businesses of all concerned withfinancial services, whether as part of the marketplace or as users of the services which it provides. This new book provides a clear exposition of the new statutory framework, with an emphasis on practical matters. it describes a complicated and multi-faceted Act in a simple and straightforward way.The Guide takes the Act as its framework, but includes some general background material and details the more important subordinate material that is still to be finalised. Blackstone's Guide to the Financial Services and Markets Act 2000 is essential reading for anyone with responsibility in thefinancial services marketplace, and for all those advising financial firms, including accountants, solicitors, barristers, compliance officers, auditors and actuaries. Equally, financial consumers and those advising them, whether in contentious or non-contentious matters, will find this book ofinestimable value in coming to grips with the new regime. The book contains a copy of the Act.

Author : Clive Briault
Publisher : Unknown
Page : 40 pages
File Size : 54,8 Mb
Release : 2005
Category : Electronic
ISBN : OCLC:1290347606

Get Book

Revisiting the Rationale for a Single National Financial Services Regulator by Clive Briault Pdf

In an earlier paper (Briault, 1999) I put forward the case for a single national financial services regulator. Such a regulator, covering a broad range of financial services activities and spanning both prudential and conduct of business regulation, should be well placed to deliver effective, efficient and properly differentiated regulation in the current financial environment in the UK. That paper described the formation of the UK Financial Services Authority (FSA) and similar developments in other countries. It also discussed the factors which supported the creation of an integrated financial services regulator and commented on the relationship between a single regulator and a central bank.So why revisit this case now? The purpose of this paper 1 is not simply to repeat the arguments set out in the earlier paper, but to review developments over the last three and a half years in the UK in an attempt to measure the performance of the FSA against the rationale for creating it in the first place. The FSA has gained some useful experience over this period from which to begin to draw some tentative conclusions about the success or otherwise of a single financial services regulator in the UK, even if these conclusions must be subject to qualifications at this stage. And although the FSA has been acting in most respects as a single regulator for the last three and a half years (see Briault, 1999, page 7), it only came fully into existence at midnight on 30 November 2001, when the Financial Services and Markets Act 2000 (FSMA) came into force. The quot;alphabet soupquot; of the previous regulatory bodies, as Michael Taylor once described them (Taylor, 1995, page 7), has finally disappeared.