International Securities Enforcement

Author : Pierre-Henri Conac,Martin Gelter
Publisher : Cambridge University Press
Page : 1363 pages
File Size : 44,5 Mb
Release : 2019-01-03
Category : Law
ISBN : 9781108577427

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Global Securities Litigation and Enforcement by Pierre-Henri Conac,Martin Gelter Pdf

Global Securities Litigation and Enforcement provides a clear and exhaustive description of the national regime for the enforcement of securities legislation in cases of misrepresentation on financial markets. It covers 29 jurisdictions worldwide, some of them are important although their law is not well known. It will be an invaluable resource for academics and students of securities litigation, as well as for lawyers, policy-makers and regulators. The book also provides a comprehensive contribution debate on whether public or private enforcement is preferable in terms of development of securities markets. It will appeal to those interested in the legal origins theory and in comparative securities law, and shows that the classification of jurisdictions within legal families does not explain the differences in legal regimes. While US securities law often serves as a model for international convergence, some of its elements, such as securities class actions, have not been adopted worldwide.

Author : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Publisher : Unknown
Page : 350 pages
File Size : 42,9 Mb
Release : 1990
Category : Fraud
ISBN : PURD:32754073961025

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Globalization of the Securities Markets and S. 646, the International Securities Enforcement Cooperation Act of 1989 by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities Pdf

Author : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Publisher : Unknown
Page : 88 pages
File Size : 45,6 Mb
Release : 1988
Category : Corruption investigation
ISBN : STANFORD:36105062171918

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International Securities Enforcement Cooperation Act of 1988 by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs Pdf

Author : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Publisher : Unknown
Page : 96 pages
File Size : 48,7 Mb
Release : 1988
Category : Judicial assistance
ISBN : LOC:00100951551

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The International Securities Enforcement Cooperation Act of 1988 by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities Pdf

Author : Dennis Campbell,Robert Solomon
Publisher : BRILL
Page : 296 pages
File Size : 55,5 Mb
Release : 2021-09-13
Category : Law
ISBN : 9789004479531

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International Securities Law and Regulation by Dennis Campbell,Robert Solomon Pdf

With this valuable text securities lawyers from the world's major trading nations offer valuable insights into the workings and legal underpinnings of global securities markets. They examine listing requirements for various stock exchanges and markets, the globalization of mutual funds, the impact of offshore funds, Internet and public offerings, planning and distribution of private securities, requirements for public offerings, disclosure and compliance requirements across international markets, and a great deal more. Published under the Transnational Publishers imprint.

Author : Marc Steinberg
Publisher : Springer
Page : 368 pages
File Size : 45,7 Mb
Release : 1999-08-12
Category : Business & Economics
ISBN : STANFORD:36105060439119

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International Securities Law by Marc Steinberg Pdf

The globalisation of the securities markets, rapid technological advancement, the perpetration of widespread cross-border fraud and the proliferation of emerging capital markets have made international financial law an increasingly important area of regulation, practice and research. Its significance will continue to grow in the 21st century, making the advent of a book focusing on developments in international securities law extremely timely. Key topics covered in this book include disclosure requirements, insider trading regulation, global offerings, transnational regulatory co-operation, the role of the International Organization of Securities Commissions (IOSCO), memoranda of understanding and emerging capital markets. Discussion of these issues is supported by examination of the law and policy in numerous countries, including developed and emerging capital markets. The author makes detailed analysis of applicable legal principles with regard to a wide range of topics, discusses proposed standards for law reform and makes recommendations to enhance international cooperation.

Author : United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance
Publisher : Unknown
Page : 184 pages
File Size : 50,6 Mb
Release : 1989
Category : Disclosure of information
ISBN : PSU:000014982491

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International Securities Enforcement by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance Pdf

Author : David M. Stuart
Publisher : Unknown
Page : 128 pages
File Size : 46,7 Mb
Release : 2020
Category : Corporate governance
ISBN : 1402436068

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SEC Compliance and Enforcement Answer Book by David M. Stuart Pdf

Author : John Buretta,David M. Stuart,Lindsay J. Timlin
Publisher : Unknown
Page : 0 pages
File Size : 53,6 Mb
Release : 2022
Category : Securities
ISBN : 1838629106

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The Guide to International Enforcement of the Securities Laws by John Buretta,David M. Stuart,Lindsay J. Timlin Pdf

Author : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Publisher : Unknown
Page : 31 pages
File Size : 51,8 Mb
Release : 1988
Category : Corruption investigation
ISBN : OCLC:721052682

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International Securities Enforcement Cooperation Act of 1988 by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs Pdf

Author : Anonim
Publisher : Aspen Law & Business Publishers
Page : 254 pages
File Size : 53,5 Mb
Release : 2002
Category : Business & Economics
ISBN : STANFORD:36105063201763

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U.S. Regulation of the International Securities and Derivatives Markets by Anonim Pdf

Author : Wenming Xu
Publisher : Springer Nature
Page : 157 pages
File Size : 47,7 Mb
Release : 2022-03-14
Category : Law
ISBN : 9789811909047

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The Enforcement of Securities Law in China by Wenming Xu Pdf

This book takes a law and economic approach to examine the securities law enforcement in China and provides an in-depth empirical analysis on the enforcement inputs and outputs. In contrast to previous studies, it systematically collects a large sample of judicated securities fraud cases and public sanctions as disclosed by the listed companies. The enforcement regime is further divided into the private enforcement exemplified by the civil litigation imitated by harmed investors and public enforcement by sanctions proceedings initiated by public agencies. Academic researchers, policy makers and practitioners, who are interested in the securities market and regulation could find the information provided in this book interesting.

Author : John C. Coffee,Hillary A. Sale
Publisher : Foundation Press
Page : 0 pages
File Size : 50,5 Mb
Release : 2012
Category : Securities
ISBN : 1609301161

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Securities Regulation by John C. Coffee,Hillary A. Sale Pdf

This casebook provides the tools for the in-depth study of the law of securities regulation. This edition has been revised to recognize and address the issues underlying the current financial crisis, including the problems associated with asset-backed securitizations, the credit rating agencies, and the collapse of the investment banks. Topics covered include the Dodd-Frank Act, the competitiveness of the U.S. capital markets, and the effect of globalization on the world's security markets. It includes recent Supreme Court cases, a completely revised chapter on international securities enforcement, and updated coverage of SEC enforcement actions, as well as state securities law, international issues, and the regulation of investment companies.

Author : Edward F. Greene
Publisher : Unknown
Page : 128 pages
File Size : 46,8 Mb
Release : 1996
Category : Banks and banking, Foreign
ISBN : STANFORD:36105061787953

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U.S. regulation of the international securities and derivatives markets by Edward F. Greene Pdf

Author : Marcus Best,Jean-Luc Soulier
Publisher : Unknown
Page : 0 pages
File Size : 46,6 Mb
Release : 2010
Category : Securities
ISBN : 9041132341

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International Securities Law Handbook by Marcus Best,Jean-Luc Soulier Pdf

Numerous changes, large and small, in securities laws and regulations in many jurisdictions necessitate periodic new editions of this unique and much relied upon source of information for global investors. In this, the third edition, the objective