Oversight Of The Sec S Division Of Corporation Finance

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Financial Oversight of Enron

Author : United States. Congress. Senate. Committee on Governmental Affairs
Publisher : Unknown
Page : 110 pages
File Size : 49,7 Mb
Release : 2002
Category : Credit ratings
ISBN : STANFORD:36105063300227

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Financial Oversight of Enron by United States. Congress. Senate. Committee on Governmental Affairs Pdf

Oversight of the SEC's Division of Corporation Finance

Author : United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises
Publisher : Unknown
Page : 60 pages
File Size : 41,8 Mb
Release : 2015
Category : Corporations
ISBN : STANFORD:36105050682140

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Oversight of the SEC's Division of Corporation Finance by United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises Pdf

Model Rules of Professional Conduct

Author : American Bar Association. House of Delegates,Center for Professional Responsibility (American Bar Association)
Publisher : American Bar Association
Page : 216 pages
File Size : 47,5 Mb
Release : 2007
Category : Law
ISBN : 1590318730

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Model Rules of Professional Conduct by American Bar Association. House of Delegates,Center for Professional Responsibility (American Bar Association) Pdf

The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.

The Financial Crisis Inquiry Report

Author : Financial Crisis Inquiry Commission
Publisher : Cosimo, Inc.
Page : 692 pages
File Size : 47,8 Mb
Release : 2011-05-01
Category : Political Science
ISBN : 9781616405410

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The Financial Crisis Inquiry Report by Financial Crisis Inquiry Commission Pdf

The Financial Crisis Inquiry Report, published by the U.S. Government and the Financial Crisis Inquiry Commission in early 2011, is the official government report on the United States financial collapse and the review of major financial institutions that bankrupted and failed, or would have without help from the government. The commission and the report were implemented after Congress passed an act in 2009 to review and prevent fraudulent activity. The report details, among other things, the periods before, during, and after the crisis, what led up to it, and analyses of subprime mortgage lending, credit expansion and banking policies, the collapse of companies like Fannie Mae and Freddie Mac, and the federal bailouts of Lehman and AIG. It also discusses the aftermath of the fallout and our current state. This report should be of interest to anyone concerned about the financial situation in the U.S. and around the world.THE FINANCIAL CRISIS INQUIRY COMMISSION is an independent, bi-partisan, government-appointed panel of 10 people that was created to "examine the causes, domestic and global, of the current financial and economic crisis in the United States." It was established as part of the Fraud Enforcement and Recovery Act of 2009. The commission consisted of private citizens with expertise in economics and finance, banking, housing, market regulation, and consumer protection. They examined and reported on "the collapse of major financial institutions that failed or would have failed if not for exceptional assistance from the government."News Dissector DANNY SCHECHTER is a journalist, blogger and filmmaker. He has been reporting on economic crises since the 1980's when he was with ABC News. His film In Debt We Trust warned of the economic meltdown in 2006. He has since written three books on the subject including Plunder: Investigating Our Economic Calamity (Cosimo Books, 2008), and The Crime Of Our Time: Why Wall Street Is Not Too Big to Jail (Disinfo Books, 2011), a companion to his latest film Plunder The Crime Of Our Time. He can be reached online at www.newsdissector.com.

Performance and Accountability Report

Author : National Science Foundation (U.S.)
Publisher : Unknown
Page : 314 pages
File Size : 54,8 Mb
Release : 2004
Category : Research
ISBN : STANFORD:36105214097417

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Performance and Accountability Report by National Science Foundation (U.S.) Pdf

U.S. Regulation of Hedge Funds

Author : Douglas L. Hammer
Publisher : American Bar Association
Page : 398 pages
File Size : 49,9 Mb
Release : 2005
Category : Business & Economics
ISBN : 159031297X

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U.S. Regulation of Hedge Funds by Douglas L. Hammer Pdf

This authoritative resource surveys federal securities laws and rules applicable to the organization, capitalization and operations of private U.S. domestic investment partnerships that invest and trade mainly in the public securities markets. Includes a detailed index.

SEC

Author : Securities and Exchange commission
Publisher : Unknown
Page : 18 pages
File Size : 48,6 Mb
Release : 2000
Category : Electronic
ISBN : STANFORD:36105123531332

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SEC by Securities and Exchange commission Pdf

The SEC and Corporate Disclosure

Author : Homer Kripke
Publisher : Unknown
Page : 400 pages
File Size : 40,5 Mb
Release : 1979
Category : Business & Economics
ISBN : STANFORD:36105043649511

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The SEC and Corporate Disclosure by Homer Kripke Pdf

"The protection of vulnerable adults is a fast emerging area of work for local authorities, the NHS and other agencies. Safeguarding Vulnerable Adults and the Law, sets this within a comprehensive legal framework. The relevant law and guidance is extensive. It includes Department of Health guidance (No Secrets), human rights, the regulation of health and social care providers, the barring of carers from working with vulnerable adults, care standards tribunal cases, mental capacity, undue influence, assault, battery, wilful neglect, ill treatment, manslaughter, murder, theft, fraud, sexual offences, data protection and the sharing of information." "The book focuses on how these areas of law apply to vulnerable adults, and brings together an extensive body of case law to illustrate this. Also covered is how local authorities and the NHS may themselves be implicated in the harm - through abuse, neglect or omission - suffered by vulnerable adults. For example, in terms of the gross lapses in standards of care, infection control, nutrition and basic dignity sometimes to be found in hospitals." --Book Jacket.

Law, Bubbles, and Financial Regulation

Author : Erik F. Gerding
Publisher : Routledge
Page : 560 pages
File Size : 52,9 Mb
Release : 2013-12-04
Category : Business & Economics
ISBN : 9781134642694

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Law, Bubbles, and Financial Regulation by Erik F. Gerding Pdf

Financial regulation can fail when it is needed the most. The dynamics of asset price bubbles weaken financial regulation just as financial markets begin to overheat and the risk of crisis spikes. At the same time, the failure of financial regulations adds further fuel to a bubble. This book examines the interaction of bubbles and financial regulation. It explores the ways in which bubbles lead to the failure of financial regulation by outlining five dynamics, which it collectively labels the "Regulatory Instability Hypothesis." . The book concludes by outlining approaches to make financial regulation more resilient to these dynamics that undermine law.

Financial Soundness Indicators

Author : International Monetary Fund
Publisher : International Monetary Fund
Page : 302 pages
File Size : 40,8 Mb
Release : 2006-04-04
Category : Business & Economics
ISBN : 9781589063853

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Financial Soundness Indicators by International Monetary Fund Pdf

Financial Soundness Indicators (FSIs) are measures that indicate the current financial health and soundness of a country's financial institutions, and their corporate and household counterparts. FSIs include both aggregated individual institution data and indicators that are representative of the markets in which the financial institutions operate. FSIs are calculated and disseminated for the purpose of supporting macroprudential analysis--the assessment and surveillance of the strengths and vulnerabilities of financial systems--with a view to strengthening financial stability and limiting the likelihood of financial crises. Financial Soundness Indicators: Compilation Guide is intended to give guidance on the concepts, sources, and compilation and dissemination techniques underlying FSIs; to encourage the use and cross-country comparison of these data; and, thereby, to support national and international surveillance of financial systems.

Powering the Digital Economy: Opportunities and Risks of Artificial Intelligence in Finance

Author : El Bachir Boukherouaa,Mr. Ghiath Shabsigh,Khaled AlAjmi,Jose Deodoro,Aquiles Farias,Ebru S Iskender,Mr. Alin T Mirestean,Rangachary Ravikumar
Publisher : International Monetary Fund
Page : 35 pages
File Size : 40,8 Mb
Release : 2021-10-22
Category : Business & Economics
ISBN : 9781589063952

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Powering the Digital Economy: Opportunities and Risks of Artificial Intelligence in Finance by El Bachir Boukherouaa,Mr. Ghiath Shabsigh,Khaled AlAjmi,Jose Deodoro,Aquiles Farias,Ebru S Iskender,Mr. Alin T Mirestean,Rangachary Ravikumar Pdf

This paper discusses the impact of the rapid adoption of artificial intelligence (AI) and machine learning (ML) in the financial sector. It highlights the benefits these technologies bring in terms of financial deepening and efficiency, while raising concerns about its potential in widening the digital divide between advanced and developing economies. The paper advances the discussion on the impact of this technology by distilling and categorizing the unique risks that it could pose to the integrity and stability of the financial system, policy challenges, and potential regulatory approaches. The evolving nature of this technology and its application in finance means that the full extent of its strengths and weaknesses is yet to be fully understood. Given the risk of unexpected pitfalls, countries will need to strengthen prudential oversight.

Financial Oversight of Enron

Author : United States. Congress. Senate. Committee on Governmental Affairs
Publisher : Unknown
Page : 108 pages
File Size : 54,6 Mb
Release : 2002
Category : Credit ratings
ISBN : UCSD:31822030849962

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Financial Oversight of Enron by United States. Congress. Senate. Committee on Governmental Affairs Pdf

Super PACs

Author : Louise I. Gerdes
Publisher : Greenhaven Publishing LLC
Page : 113 pages
File Size : 53,9 Mb
Release : 2014-05-20
Category : Young Adult Nonfiction
ISBN : 9780737768640

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Super PACs by Louise I. Gerdes Pdf

The passage of Citizens United by the Supreme Court in 2010 sparked a renewed debate about campaign spending by large political action committees, or Super PACs. Its ruling said that it is okay for corporations and labor unions to spend as much as they want in advertising and other methods to convince people to vote for or against a candidate. This book provides a wide range of opinions on the issue. Includes primary and secondary sources from a variety of perspectives; eyewitnesses, scientific journals, government officials, and many others.

Oversight of the SEC's Division of Enforcement

Author : United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises
Publisher : Unknown
Page : 64 pages
File Size : 43,6 Mb
Release : 2015
Category : Securities fraud
ISBN : STANFORD:36105050693485

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Oversight of the SEC's Division of Enforcement by United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises Pdf

SEC Docket

Author : United States. Securities and Exchange Commission
Publisher : Unknown
Page : 1332 pages
File Size : 47,7 Mb
Release : 1997
Category : Securities
ISBN : UIUC:30112037312359

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SEC Docket by United States. Securities and Exchange Commission Pdf