Rethinking Securities Law

Author : Marc I. Steinberg
Publisher : Unknown
Page : 128 pages
File Size : 45,9 Mb
Release : 2021
Category : Securities
ISBN : 0197583156

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Rethinking Securities Law by Marc I. Steinberg Pdf

"This book focuses on a very timely and important subject that merit s comprehensive analysis: "rethinking" the securities laws, with particular emphasis on the Securities Act and Securities Exchange Act. The system of securities regulation that prevails today in the United States is one that has been formed through piecemeal federal legislation, Securities and Exchange Commission (SEC) in vocation of its administrative authority, and self-regulatory episodic action. As a consequence, the presence of consistent and logical regulation all too often is lacking. In both transactional and litigation settings, with frequency, mandates apply that are erratic and antithetical to sound public policy. Over four decades ago, the American Law Institute (ALI) adopted the ALI Federal Securities Code. The Code has not been enacted by Congress and its prospects are dim. Since that time, no treatise, monograph, or other source comprehensively has focused on this meritorious subject. The objective of this book is to identify the deficiencies that exist under the current regimen, address their failings, provide recommendations for rectifying these deficiencies, and set forth a thorough analysis for remediation in order to prescribe a consistent and sound securities law framework. By undertaking this challenge, the book provides an original and valuable resource for effectuating necessary law reform that should prove beneficial to the integrity of the U.S. capital markets, effective and fair government and private enforcement, and the enhancement of investor protection"--

Author : Marc I. Steinberg
Publisher : Oxford University Press
Page : 361 pages
File Size : 49,7 Mb
Release : 2021
Category : Law
ISBN : 9780197583142

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Rethinking Securities Law by Marc I. Steinberg Pdf

"This book focuses on a very timely and important subject that merit s comprehensive analysis: "rethinking" the securities laws, with particular emphasis on the Securities Act and Securities Exchange Act. The system of securities regulation that prevails today in the United States is one that has been formed through piecemeal federal legislation, Securities and Exchange Commission (SEC) in vocation of its administrative authority, and self-regulatory episodic action. As a consequence, the presence of consistent and logical regulation all too often is lacking. In both transactional and litigation settings, with frequency, mandates apply that are erratic and antithetical to sound public policy. Over four decades ago, the American Law Institute (ALI) adopted the ALI Federal Securities Code. The Code has not been enacted by Congress and its prospects are dim. Since that time, no treatise, monograph, or other source comprehensively has focused on this meritorious subject. The objective of this book is to identify the deficiencies that exist under the current regimen, address their failings, provide recommendations for rectifying these deficiencies, and set forth a thorough analysis for remediation in order to prescribe a consistent and sound securities law framework. By undertaking this challenge, the book provides an original and valuable resource for effectuating necessary law reform that should prove beneficial to the integrity of the U.S. capital markets, effective and fair government and private enforcement, and the enhancement of investor protection"--

Author : Alessio Pacces
Publisher : Routledge
Page : 492 pages
File Size : 41,6 Mb
Release : 2013-01-17
Category : Law
ISBN : 9781135099411

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Rethinking Corporate Governance by Alessio Pacces Pdf

The standard approach to the legal foundations of corporate governance is based on the view that corporate law promotes separation of ownership and control by protecting non-controlling shareholders from expropriation. This book takes a broader perspective by showing that investor protection is a necessary, but not sufficient, legal condition for the efficient separation of ownership and control. Supporting the control powers of managers or controlling shareholders is as important as protecting investors from the abuse of these powers. Rethinking Corporate Governance reappraises the existing framework for the economic analysis of corporate law based on three categories of private benefits of control. Some of these benefits are not necessarily bad for corporate governance. The areas of law mainly affecting private benefits of control – including the distribution of corporate powers, self-dealing, and takeover regulation – are analyzed in five jurisdictions, namely the US, the UK, Italy, Sweden, and the Netherlands. Not only does this approach to corporate law explain separation of ownership and control better than just investor protection; it also suggests that the law can improve the efficiency of corporate governance by allowing non-controlling shareholders to be less powerful.

Author : Johnstone, Syren
Publisher : Edward Elgar Publishing
Page : 328 pages
File Size : 46,7 Mb
Release : 2021-09-21
Category : Law
ISBN : 9781800886797

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Rethinking the Regulation of Cryptoassets by Johnstone, Syren Pdf

This thought-provoking book challenges the way we think about regulating cryptoassets. Bringing a timely new perspective, Syren Johnstone critiques the application of a financial regulation narrative to cryptoassets, questioning the assumptions on which it is based and whether regulations developed in the 20th century remain fit to apply to a technology emerging in the 21st.

Author : Harold S. Bloomenthal
Publisher : Unknown
Page : 991 pages
File Size : 45,8 Mb
Release : 1989
Category : Corporation law
ISBN : 0876326831

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Securities law handbook : [a comprehensive overview of the law of securities regulation - plus recent developments] by Harold S. Bloomenthal Pdf

Author : Alphonse A. Sommer
Publisher : Unknown
Page : 128 pages
File Size : 53,9 Mb
Release : 2024-07-01
Category : Actions and defenses
ISBN : 1579118100

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Securities Law Techniques by Alphonse A. Sommer Pdf

Author : Louis Loss
Publisher : Aspen Publishers
Page : 820 pages
File Size : 47,8 Mb
Release : 2009
Category : Business & Economics
ISBN : STANFORD:36105064149326

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Securities Regulation by Louis Loss Pdf

"The universally acknowledged work Securities Regulation is of immense day-to-day value to the practitioner. The authors' analysis of all relevant statutes plus thousands of cases, SEC administrative decisions and letters definitively clarifies such questions as: When does a note fall within the definition of a "security" How have the courts altered the express civil liability provisions of the federal securities laws? Can the SEC impose additional ten-day suspensions on trading without notice? Does scienter include reckless as well as intentional conduct? And countless others, so that you're almost sure to find coverage of the "small point" on which your case may turn."--Publisher's website.

Author : Marc I. Steinberg
Publisher : Law Journal Press
Page : 1220 pages
File Size : 48,8 Mb
Release : 1984
Category : Business & Economics
ISBN : 1588520218

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Securities Regulation by Marc I. Steinberg Pdf

This book provides you with the guidance you need to protect your clients' confidential information while facing disclosure and liability concerns under the securities laws.

Author : American Bar Association. Young Lawyers Division. Securities Law Committee
Publisher : Unknown
Page : 0 pages
File Size : 48,8 Mb
Release : 1991
Category : Securities
ISBN : LCCN:89080157

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Securities Law Glossary by American Bar Association. Young Lawyers Division. Securities Law Committee Pdf

Author : Anonim
Publisher : Unknown
Page : 54 pages
File Size : 41,6 Mb
Release : 1995
Category : Electronic
ISBN : OCLC:841394870

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Securities law by Anonim Pdf

Author : Nicholas Leonidas Georgakopoulos
Publisher : Unknown
Page : 128 pages
File Size : 43,9 Mb
Release : 2017
Category : LAW
ISBN : 1108147380

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The Logic of Securities Law by Nicholas Leonidas Georgakopoulos Pdf

This book explains both financial markets and securities regulation in simple yet sophisticated terms.

Author : Anonim
Publisher : Unknown
Page : 128 pages
File Size : 55,8 Mb
Release : 2014
Category : Electronic
ISBN : OCLC:1125710765

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United States Securities Law by Anonim Pdf

Author : Alastair Hudson
Publisher : Unknown
Page : 874 pages
File Size : 46,7 Mb
Release : 2013-12
Category : Electronic
ISBN : 1414028458

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Securities Law by Alastair Hudson Pdf

Author : John N. Drobak
Publisher : Oxford University Press
Page : 183 pages
File Size : 49,7 Mb
Release : 2021-05-25
Category : Law
ISBN : 9780197578971

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Rethinking Market Regulation by John N. Drobak Pdf

A subversive approach to economic theory, Rethinking Market Regulation explores the devastating impact of globalisation and a lack of governmental regulation on the US workforce. It challenges two key economic principles: that markets are competitive, making government intervention unnecessary, and the claim that corporations exist for the benefit of their shareholders, but not for other stakeholders. Arguing that both principles are based in myth, this book offers an insightful perspective into the plight of workers faced with widespread job losses through the merging and outsourcing of resources. Rethinking Market Regulation ties together the problems that come with using economic principles as a justification for a lack of government intervention with the harm and widespread social repercussions faced by workers. With a close focus on the personal and financial consequences of losing employment, this book offers a compelling comparison of the legal and social treatment of labor in the US and the EU, closing with the recommendation for a new regulatory regime as a prescription for the current system of mass inequality and widespread job losses. Rethinking Market Regulation is ideal for scholars, professionals and anyone else interested in gaining an alternative perspective to modern US economic theory and market regulation.

Author : James M. Bartos
Publisher : Unknown
Page : 324 pages
File Size : 46,8 Mb
Release : 2006
Category : Electronic
ISBN : 9041131108

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United States Securities Law by James M. Bartos Pdf

Capital raising, mergers and acquisitions and securities trading around the world often involve some connection with the United States and implicate the US securities laws. United States Securities Law: A Practical Guide, offers a concise overview of US.