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Author : Anonim
Publisher : Unknown
Page : 164 pages
File Size : 45,7 Mb
Release : 2001
Category : Electronic
ISBN : OCLC:248265417
Author : Anonim
Publisher : Unknown
Page : 544 pages
File Size : 47,8 Mb
Release : 1983
Category : Disclosure of information (Securities law)
ISBN : UVA:X001573175
Author : American Bar Association. House of Delegates,Center for Professional Responsibility (American Bar Association)
Publisher : American Bar Association
Page : 216 pages
File Size : 49,6 Mb
Release : 2007
Category : Law
ISBN : 1590318730
The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.
Author : United States. Congress. Senate. Committee on Banking and Currency,United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities
Publisher : Unknown
Page : 1356 pages
File Size : 52,5 Mb
Release : 1959
Category : Securities
ISBN : UCAL:B4932328
Considers S. 1178 and related bills, to expand SEC jurisdictional authority, operations, and enforcement procedures.
Author : United States
Publisher : Unknown
Page : 1508 pages
File Size : 41,8 Mb
Release : 1952
Category : Law
ISBN : UCR:31210025663863
Author : Steven Mark Levy
Publisher : Unknown
Page : 128 pages
File Size : 54,5 Mb
Release : 2024-07-03
Category : Securities
ISBN : 1454805439
Author : Canada
Publisher : Unknown
Page : 0 pages
File Size : 51,5 Mb
Release : 1996
Category : Civil rights
ISBN : OCLC:49089791
Author : United States. Securities and Exchange Commission
Publisher : Unknown
Page : 1768 pages
File Size : 52,8 Mb
Release : 1993
Category : Securities
ISBN : STANFORD:36105060928319
Author : Thomas Lee Hazen
Publisher : West Academic Publishing
Page : 986 pages
File Size : 43,9 Mb
Release : 2006
Category : Business & Economics
ISBN : STANFORD:36105064134195
The Fifth Edition of Professors Hazen's Hornbook has been revised to reflect the SEC's offering reform introduced in late 2005 and also recent Supreme Court developments. Professor Hazen's Hornbook now is totally up to date. The Revised Fifth Edition is a comprehensive secondary source for any course in Securities Regulation. Coverage includes definition of ?security,? registration and disclosure obligations under the Securities Act of 1933, exemptions from registration, reporting obligations under the Securities Exchange Act of 1934, the proxy rules, tender offer regulation, civil liabilities. The book also focuses on broker-dealer regulation, market regulation, and the administrative role of the Securities and Exchange Commission. The book also covers the securities law issues such as the proxy rules and insider trading that are covered in basic courses on corporations and business associations. In addition, the Investment Company Act and Investment Advisers Act are also covered making the book suitable for advanced courses in securities regulation as well. The Hornbook contains footnotes to resources that will aid students in further research and also is organized in the same manner as the six volume Practitioner's edition in order to facilitate easy cross reference.
Author : United States. Congress. Senate. Banking and Currency Committee
Publisher : Unknown
Page : 658 pages
File Size : 42,8 Mb
Release : 1959
Category : Electronic
ISBN : STANFORD:36105045169922
Author : United States. Congress. Senate. Banking and Currency Committee
Publisher : Unknown
Page : 294 pages
File Size : 51,9 Mb
Release : 1957
Category : Electronic
ISBN : STANFORD:36105021058891
Author : Marc I. Steinberg
Publisher : Unknown
Page : 0 pages
File Size : 43,8 Mb
Release : 2023
Category : Securities
ISBN : 1531015050
The eighth edition of Understanding Securities Law provides comprehensive coverage of the federal securities laws, including legislative, judicial, and SEC pronouncements. Additions to the new edition include the SEC's amendments to the limited offering rules, significant appellate and Supreme Court decisions, and SEC actions in both the litigation and transaction settings. Like earlier editions, the eighth edition follows a logical sequence of analysis of the securities laws. The text begins with the definition of security, followed by exemptions from Securities Act registration, and thereafter by the registration process. Following treatment of these subjects, the text focuses on due diligence, issuer affirmative disclosure obligations, securities litigation, insider trading, mergers and acquisitions, and the role of the securities attorney. Understanding Securities Law clearly, thoroughly, and concisely addresses the subjects covered in basic Securities Regulation courses, including: The definition of securities; exemptions from registration; the registration framework and process; Sarbanes-Oxley Act; Dodd-Frank Act SEC Securities Act Offering Rules; Resales and reorganizations; Due diligence; Liabilities and remedies; Affirmative disclosure duties; Insider trading; SEC enforcement; and Professional responsibility. The author also includes a glossary of key terms, statutes, rules, regulations; forms and schedules; and comparative charts synopsizing previously discussed materials. The text covers the regulation of public and privately held companies under the Securities Acts, SEC fraud, concepts of disclosure, civil liabilities under the securities laws, and state Blue Sky laws. It also discusses the Sarbanes-Oxley legislation, SEC public offering rules, SEC regulations on the resale of securities, and recent federal Supreme Court and appellate court decisions. This widely-adopted reference text continues to be embraced as a "go-to" source for both law students and practicing attorneys. The book has been ranked as high as #1 of all securities law books on Amazon.
Author : Great Britain: Law Commission
Publisher : The Stationery Office
Page : 280 pages
File Size : 44,6 Mb
Release : 2006-11-29
Category : Political Science
ISBN : 9780102943689
A Law Commission consultation paper 'A new homicide act for England and Wales?' was published as LCCP 177 (ISBN 0117302643) in April 2006.
Author : Mark Berman
Publisher : Unknown
Page : 128 pages
File Size : 41,5 Mb
Release : 2024-07-03
Category : Electronic
ISBN : 1405701145
SEC Regulation Outside the United States is the definitive guide to the US federal securities laws and the application of the rules and regulations of the SEC outside the United States. The only publication of its kind, it examines the US legal and regulatory framework and provides comprehensive guidance to non-US companies, US subsidiary companies and their advisers on compliance with US securities laws and SEC regulation. This well-established publication brings together distinguished contributors to review all the recent developments in SEC regulation and enforcement. This edition takes account of increased regulation and scrutiny resulting from various corporate scandals and will have a heightened focus on money laundering and market timing. The Sarbanes-Oxley Act and the USA PATRIOT Act of 2001 both impose a number of far-reaching corporate governance and legislative requirements that directly affect non-US companies. Written by leading industry practitioners and edited by an Mark Berman, who has held legal positions at both the SEC and the LSE, this book examines the US legislative and regulatory regime and provides comprehensive guidance to non-US companies and persons on SE