The European Regulation Of Securities Exchanges E Book

Author : GARGANTINI MATTEO
Publisher : G Giappichelli Editore
Page : 225 pages
File Size : 47,9 Mb
Release : 2021-05-28
Category : Law
ISBN : 9788892197114

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The European Regulation of Securities Exchanges - e-Book by GARGANTINI MATTEO Pdf

Securities exchanges play a crucial role in the financial sector. They help issuers raise new capital and facilitate transactions among investors by providing liquidity. The book “The European Regulation of Securities Exchanges” addresses the EU regulatory framework on regulated markets from the point of view of their organisation as transactional platforms providing multiple services (listing, trading, data vending) to various user groups (such as issuers, institutional investors, algorithmic traders, and others). The book considers how technological developments and regulatory measures concerning each of these services and user groups affect all the others, sometimes delivering unexpected results. “The European Regulation of Securities Exchanges” is of interests to academics, regulators and practitioners. I mercati regolamentati di strumenti finanziari svolgono un ruolo fondamentale nel garantire liquidità agli investimenti e nel favorire la raccolta di capitali. La monografia “The European Regualtion of Securities Exchanges” affronta, con un’analisi svolta in lingua inglese, la disciplina europea dei mercati regolamentati dal punto di vista dell’economia delle piattaforme. Il volume esplora gli effetti delle diverse opzioni regolamentari sugli utenti (emittenti, investitori istituzionali, negoziatori ad alta frequenza, e altri) dei servizi prestati dai mercati regolamentati (quotazione, negoziazione e vendita dei dati di mercato), anche alla luce di alcuni recenti sviluppi tecnologici. La monografia è rivolta a studiosi, regolatori e operatori del settore.

Author : Matteo Gargantini
Publisher : G Giappichelli Editore
Page : 16 pages
File Size : 40,9 Mb
Release : 2021-01-01
Category : Law
ISBN : 9788892139978

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The European Regulation of Securities Exchanges. Regulated Markets in an Evolving Technological and Legal Context by Matteo Gargantini Pdf

Author : Niamh Moloney
Publisher : Oxford University Press
Page : 993 pages
File Size : 51,8 Mb
Release : 2023-03-25
Category : Law
ISBN : 9780192583420

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EU Securities and Financial Markets Regulation by Niamh Moloney Pdf

Over the decade or so since the global financial crisis rocked EU financial markets and led to wide-ranging reforms, EU securities and financial markets regulation has continued to evolve. The legislative framework has been refined and administrative rulemaking has expanded. Alongside, the Capital Markets Union agenda has developed, the UK has left the EU, and ESMA has emerged as a decisive influence on EU financial markets governance. All these developments, as well as the Covid-19 pandemic, have shaped the regulatory landscape and how supervision is organized. EU Securities and Financial Markets Regulation provides a comprehensive, critical, and contextual account of the intricate rulebook that governs EU financial markets and its supporting institutional arrangements. It is framed by an assessment of how the regime has evolved over the decade or so since the global financial crisis and considers, among other matters, the post-crisis reforms to key legislative measures, the massive expansion of administrative rulemaking and of soft law, the Capital Markets Union agenda, the development of supervisory convergence as the means for organizing pan-EU supervision, and ESMA's role in EU financial markets governance. Its coverage extends from capital-raising and the Prospectus Regulation to financial market intermediation and the MiFID II/MiFIR and IFD/IFR regimes, to the new regulatory regimes adopted since the global financial crisis (including for benchmarks and their administrators), to retail market regulation and the PRIIPs Regulation, and on to the EU's third country regime and the implications of the UK's departure from the EU. This is the fourth edition of the highly successful and authoritative monograph first published as EC Securities Regulation. Heavily revised from the third edition to reflect developments since the global financial crisis, it adopts the in-depth contextual and analytical approach of earlier editions and so considers the market, political, institutional, and international context of the regulatory and supervisory regime.

Author : Office of The Federal Register
Publisher : IntraWEB, LLC and Claitor's Law Publishing
Page : 913 pages
File Size : 54,6 Mb
Release : 2018-04-01
Category : Law
ISBN : 8210379456XXX

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2018 CFR e-Book Title 17 Commodity and Securities Exchanges Parts 200 to 239 by Office of The Federal Register Pdf

Title 17 Commodity and Securities Exchanges Parts 200 to 239

Author : Lodewijk Petram
Publisher : Columbia University Press
Page : 305 pages
File Size : 40,5 Mb
Release : 2014-05-27
Category : Business & Economics
ISBN : 9780231537322

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The World's First Stock Exchange by Lodewijk Petram Pdf

This account of the sophisticated financial hub that was 17th-century Amsterdam “does a fine job of bringing history to life” (Library Journal). The launch of the Dutch East India Company in 1602 initiated Amsterdam’s transformation from a regional market town into a dominant financial center. The Company introduced easily transferable shares, and within days buyers had begun to trade them. Soon the public was engaging in a variety of complex transactions, including forwards, futures, options, and bear raids, and by 1680 the techniques deployed in the Amsterdam market were as sophisticated as any we practice today. Lodewijk Petram’s award-winning history demystifies financial instruments by linking today’s products to yesterday’s innovations, tying the market’s operation to the behavior of individuals and the workings of the world around them. Traveling back in time, Petram visits the harbor and other places where merchants met to strike deals. He bears witness to the goings-on at a notary’s office and sits in on the consequential proceedings of a courtroom. He describes in detail the main players, investors, shady characters, speculators, and domestic servants and other ordinary folk, who all played a role in the development of the market and its crises. His history clarifies concerns that investors still struggle with today—such as fraud, the value of information, trust and the place of honor, managing diverging expectations, and balancing risk—and does so in a way that is vivid, relatable, and critical to understanding our contemporary world.

Author : Office of The Federal Register
Publisher : IntraWEB, LLC and Claitor's Law Publishing
Page : 936 pages
File Size : 49,9 Mb
Release : 2018-04-01
Category : Law
ISBN : 8210379456XXX

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2018 CFR e-Book Title 17 Commodity and Securities Exchanges Parts 1 to 40 by Office of The Federal Register Pdf

Title 17 Commodity and Securities Exchanges Parts 1 to 40

Author : Marc I. Steinberg
Publisher : Oxford University Press
Page : 361 pages
File Size : 49,8 Mb
Release : 2021
Category : Law
ISBN : 9780197583142

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Rethinking Securities Law by Marc I. Steinberg Pdf

"This book focuses on a very timely and important subject that merit s comprehensive analysis: "rethinking" the securities laws, with particular emphasis on the Securities Act and Securities Exchange Act. The system of securities regulation that prevails today in the United States is one that has been formed through piecemeal federal legislation, Securities and Exchange Commission (SEC) in vocation of its administrative authority, and self-regulatory episodic action. As a consequence, the presence of consistent and logical regulation all too often is lacking. In both transactional and litigation settings, with frequency, mandates apply that are erratic and antithetical to sound public policy. Over four decades ago, the American Law Institute (ALI) adopted the ALI Federal Securities Code. The Code has not been enacted by Congress and its prospects are dim. Since that time, no treatise, monograph, or other source comprehensively has focused on this meritorious subject. The objective of this book is to identify the deficiencies that exist under the current regimen, address their failings, provide recommendations for rectifying these deficiencies, and set forth a thorough analysis for remediation in order to prescribe a consistent and sound securities law framework. By undertaking this challenge, the book provides an original and valuable resource for effectuating necessary law reform that should prove beneficial to the integrity of the U.S. capital markets, effective and fair government and private enforcement, and the enhancement of investor protection"--

Author : David Hillier,Mark Grinblatt,Sheridan Titman
Publisher : McGraw Hill
Page : 881 pages
File Size : 53,6 Mb
Release : 2011-01-16
Category : Business & Economics
ISBN : 9780077141356

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Financial Markets and Corporate Strategy European Edition 2e by David Hillier,Mark Grinblatt,Sheridan Titman Pdf

The second European edition of Financial Markets and Corporate Strategy provides comprehensive coverage of financial markets and corporate finance, brought to life by real world examples, cases and insights. Placed in a truly international context, this new and updated edition takes an academic and practical view-point to guide students through the challenges of studying and practicing finance. Aimed specifically at an international audience, this edition boasts hundreds of references to new and relevant non-US research papers from top finance journals. Whilst retaining the well respected structure of the successful US text, Professor David Hillier has also made a number of additions which include: Fully updated research, data and examples in every chapter. Coverage of the global financial crisis, the impact it made on the financial markets and the lessons being learnt by the finance industry. A stronger emphasis on corporate governance and agency theory. Updates on accounting standards, bankruptcy laws, tax rules and tax systems.

Author : Anne Marie Ward,Craig Deegan
Publisher : McGraw Hill
Page : 862 pages
File Size : 47,6 Mb
Release : 2013-03-16
Category : Business & Economics
ISBN : 9780077154660

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EBOOK: Financial Accounting and Reporting: An International Approach by Anne Marie Ward,Craig Deegan Pdf

Financial Accounting and Reporting: An International Approach is an adaptation of McGraw-Hill Australia’s bestselling financial accounting text Australian Financial Accounting by Craig Deegan, authored by Anne Marie Ward of Ulster University. Set within an international context, with a solid grounding in IAS/ IFRS, the book provides students with a detailed grasp of reporting requirements in and accessible and engaging manner. Up to date throughout and complete in theoretical and practical coverage, the book successfully communicates the detail necessary to understand, challenge and critically evaluate financial reporting. The result gives students a strong foundation for current study and their future professional lives.

Author : Anonim
Publisher : Lulu.com
Page : 294 pages
File Size : 45,5 Mb
Release : 2004
Category : Bank capital
ISBN : 9789291316694

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International Convergence of Capital Measurement and Capital Standards by Anonim Pdf

Author : Raj Panasar,Philip Boeckman
Publisher : OUP Oxford
Page : 0 pages
File Size : 45,6 Mb
Release : 2014-03
Category : Law
ISBN : 0199685606

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European Securities Law by Raj Panasar,Philip Boeckman Pdf

This new edition provides the most comprehensive analysis of the regulation and operation of the securities markets in Europe.

Author : Robert Anthony,Vijay Govindarajan,Frank Hartmann,Kalle Kraus,Göran Nilsson
Publisher : McGraw Hill
Page : 665 pages
File Size : 40,5 Mb
Release : 2013-04-16
Category : Business & Economics
ISBN : 9780077157418

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EBOOK: Management Control Systems: European Edition by Robert Anthony,Vijay Govindarajan,Frank Hartmann,Kalle Kraus,Göran Nilsson Pdf

Management Control Systems helps students to develop the insight and analytical skills required of today's managers. Students uncover how real-world managers design, implement and use planning and control systems to implement business strategies. The first European edition is specifically aimed at an international audience and it has been thoroughly updated to include the latest developments in the field.

Author : Anonim
Publisher : Unknown
Page : 760 pages
File Size : 45,9 Mb
Release : 2001
Category : Banks and banking, Central
ISBN : IND:30000112310002

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Blue Book by Anonim Pdf

Author : Group of Ten. Committee on Payment and Settlement Systems
Publisher : Unknown
Page : 80 pages
File Size : 53,8 Mb
Release : 2004
Category : Clearing of securities
ISBN : IND:30000116787171

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Recommendations for Central Counterparties by Group of Ten. Committee on Payment and Settlement Systems Pdf

Author : William Nickels,James McHugh,Susan McHugh
Publisher : McGraw Hill
Page : 794 pages
File Size : 47,7 Mb
Release : 2012-05-16
Category : Business & Economics
ISBN : 9780077146566

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EBOOK: Understanding Business, Global Edition by William Nickels,James McHugh,Susan McHugh Pdf

Understanding Business Global Edition by Nickels, McHugh, and McHugh has been the number one textbook in the introduction to business market for several editions for three reasons: (1) The commitment and dedication of an author team that teaches this course and believes in the importance and power of this learning experience, (2) we listen to our customers, and (3) the quality of our supplements package. We consistently look to the experts – full-time faculty members, adjunct instructors, and of course students – to drive the decisions we make about the text itself and the ancillary package. Through focus groups, symposia, as well as extensive reviewing of both text and key ancillaries, we have heard the stories of more than 600 professors and their insights and experiences are evident on every page of the revision and in every supplement. As teachers of the course and users of their own materials, the author team is dedicated to the principles of excellence in business education. From providing the richest most current topical coverage to using dynamic pedagogy that puts students in touch with today’s real business issues, to creating groundbreaking and market-defining ancillary items for professors and students alike, Understanding Business leads the way.