The Law Of Capital Markets In The Eu

Author : Rüdiger Veil
Publisher : Bloomsbury Publishing
Page : 787 pages
File Size : 44,6 Mb
Release : 2022-03-24
Category : Law
ISBN : 9781509942138

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European Capital Markets Law by Rüdiger Veil Pdf

“The richness, clarity and nuances of the structure and methodology followed by the contributors make the book a very valuable tool for students... seeking to obtain a general understanding of the market and how it is regulated.” – Ligia Catherine Arias Barrera, Banking & Finance Law Review The fully updated edition of this user-friendly textbook continues to systematise the European law governing capital markets and examines the underlying concepts from a broadly interdisciplinary perspective. The 3rd edition deals with 3 central developments: the project of the capital markets union; sustainable finance; and the further digitalisation of financial instruments and securities markets. The 1st chapter deals with the foundations of capital markets law in Europe, the 2nd explains the basics, and the 3rd examines the regime on market abuse. Chapter 4 explores the disclosure system and chapter 5 short-selling and high-frequency trading. The role of intermediaries, such as financial analysts, rating agencies, and proxy advisers, is described in chapter 6. Chapter 7 explains compliance and corporate governance in investment firms and chapter 8 illustrates the regulation of benchmarks. Finally, chapter 9 deals with public takeovers. Throughout the book emphasis is placed on legal practice, and frequent reference is made to the key decisions of supervisory authorities and courts. This is essential reading for students involved in the study of capital markets law and financial law.

Author : Konstantinos Sergakis
Publisher : Red Globe Press
Page : 0 pages
File Size : 54,6 Mb
Release : 2018-03-28
Category : Business & Economics
ISBN : 9781137518460

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The Law of Capital Markets in the EU by Konstantinos Sergakis Pdf

This authoritative textbook offers a thorough, theoretical and practical overview of the current EU legal framework applicable to capital markets. It is intended to enable a critical analysis of the overall regulatory principles as well as the interaction between market actors and EU law which has shaped the regulatory agenda both at national and EU level. The book gives an overview of the foundations of EU capital markets and touches upon issuer disclosure obligations, inappropriate market practices and gatekeepers. EU law is the main focus, complemented by comparative analysis where applicable, primarily relating to UK, French and German laws. Ideal for upper-level undergraduate or graduate law students taking a module in Capital Markets Law, Securities Regulation, Corporate Finance Law or EU Company Law. Also useful for accounting, business or economics MSc students who need to broaden their understanding of the legal aspects of capital markets, and for academics and policy makers.

Author : Konstantinos Sergakis
Publisher : Bloomsbury Publishing
Page : 314 pages
File Size : 54,6 Mb
Release : 2018-03-07
Category : Law
ISBN : 9781137518477

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The Law of Capital Markets in the EU by Konstantinos Sergakis Pdf

This authoritative textbook offers a thorough, theoretical and practical overview of the current EU legal framework applicable to capital markets. It is intended to enable a critical analysis of the overall regulatory principles as well as the interaction between market actors and EU law which has shaped the regulatory agenda both at national and EU level. The book gives an overview of the foundations of EU capital markets and touches upon issuer disclosure obligations, inappropriate market practices and gatekeepers. EU law is the main focus, complemented by comparative analysis where applicable, primarily relating to UK, French and German laws. Ideal for upper-level undergraduate or graduate law students taking a module in Capital Markets Law, Securities Regulation, Corporate Finance Law or EU Company Law. Also useful for accounting, business or economics MSc students who need to broaden their understanding of the legal aspects of capital markets, and for academics and policy makers.

Author : Rüdiger Veil
Publisher : Unknown
Page : 688 pages
File Size : 48,7 Mb
Release : 2022
Category : Capital market
ISBN : 1509942149

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European Capital Markets Law by Rüdiger Veil Pdf

""The richness, clarity and nuances of the structure and methodology followed by the contributors make the book a very valuable tool for students... seeking to obtain a general understanding of the market and how it is regulated." - Ligia Catherine Arias Barrera, Banking & Finance Law Review The fully updated edition of this user-friendly textbook continues to systematise the European law governing capital markets and examines the underlying concepts from a broadly interdisciplinary perspective. The 3rd edition deals with 3 central developments: the project of the capital markets union; sustainable finance; and the further digitalisation of financial instruments and securities markets. The 1st chapter deals with the foundations of capital markets law in Europe, the 2nd explains the basics, and the 3rd examines the regime on market abuse. Chapter 4 explores the disclosure system and chapter 5 short-selling and high-frequency trading. The role of intermediaries, such as financial analysts, rating agencies, and proxy advisers, is described in chapter 6. Chapter 7 explains compliance and corporate governance in investment firms and chapter 8 illustrates the regulation of benchmarks. Finally, chapter 9 deals with public takeovers. Throughout the book emphasis is placed on legal practice, and frequent reference is made to the key decisions of supervisory authorities and courts. This is essential reading for students involved in the study of capital markets law and financial law."--

Author : Rüdiger Veil
Publisher : Oxford University Press
Page : 545 pages
File Size : 44,7 Mb
Release : 2024-06-14
Category : Law
ISBN : 9780192882660

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Regulating Eu Capital Markets Union by Rüdiger Veil Pdf

This is the first of a two-volume series that examines the current EU capital markets regimes and explores codification as a means for achieving a true single market for capital in Europe.

Author : Danny Busch,Emilios Avgouleas,Guido Ferrarini
Publisher : Oxford Eu Financial Regulation
Page : 0 pages
File Size : 48,9 Mb
Release : 2018
Category : Law
ISBN : 0198813392

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Capital Markets Union in Europe by Danny Busch,Emilios Avgouleas,Guido Ferrarini Pdf

Capital Markets Union in Europe' analyses the legal and economic aspects of the plans for a Capital Markets Union (CMU) in Europe, which will have a major impact on financial markets and institutions both in the region and beyond.

Author : Mr.Ashok Vir Bhatia,Ms.Srobona Mitra,Anke Weber,Mr.Shekhar Aiyar,Luiza Antoun de Almeida,Cristina Cuervo,Mr.Andre O Santos,Tryggvi Gudmundsson
Publisher : International Monetary Fund
Page : 30 pages
File Size : 42,8 Mb
Release : 2019-09-10
Category : Business & Economics
ISBN : 9781513513690

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A Capital Market Union for Europe by Mr.Ashok Vir Bhatia,Ms.Srobona Mitra,Anke Weber,Mr.Shekhar Aiyar,Luiza Antoun de Almeida,Cristina Cuervo,Mr.Andre O Santos,Tryggvi Gudmundsson Pdf

This note weighs the merits of a capital market union (CMU) for Europe, identifies major obstacles in its path, and recommends a set of carefully targeted policy actions. European capital markets are relatively small, resulting in strong bank-dependence, and are split sharply along national lines. Results include an uneven playing field in terms of corporate funding costs, the rationing out of collateral-constrained firms, and limited shock absorption. The benefits of integration center on expanding financial choice, ultimately to support capital formation and resilience. Capital market development and integration would support a healthy diversity in European finance. Proceeding methodically, the note identifies three key barriers to greater capital market integration in Europe: transparency, regulatory quality, and insolvency practices. Based on these findings, the note urges three policy priorities, focused on the three barriers. There is no roadblock—such steps should prove feasible without a new grand bargain.

Author : P.M. Vasudev,Susan Watson
Publisher : Edward Elgar Publishing
Page : 256 pages
File Size : 49,7 Mb
Release : 2017-08-25
Category : Electronic
ISBN : 9781786432872

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Global Capital Markets by P.M. Vasudev,Susan Watson Pdf

This topical volume examines key developments in the law regulating capital markets, drawing on examples from around the world – including United States, Canada, Europe, China, India, and New Zealand. With perspectives from international scholars, chapters look at current issues including the regulation of crowdfunding, efforts in Europe for shareholder empowerment, hedge fund activism in Canada, international regulatory cooperation, and regulation of corporate governance in China through securities law rules.

Author : Gabriella Gimigliano,Valentino Cattelan
Publisher : Bloomsbury Publishing
Page : 269 pages
File Size : 54,9 Mb
Release : 2022-09-08
Category : Law
ISBN : 9781509956814

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Money Law, Capital, and the Changing Identity of the European Union by Gabriella Gimigliano,Valentino Cattelan Pdf

This book addresses 3 questions: is money a way to create a European Union identity? If so, which type of identity is this? And in what ways is the EU identity changing? The book brings together experts from a variety of backgrounds and academic approaches to analyse the law of money and payments on the one side, and the law of capital and investments on the other. The book is divided into 2 parts. Part I covers scriptural, electronic, and digital money. It analyses the European framework for payment services users, explores limits and challenges of the Banking Union, and looks at the project for a digital euro. Part II investigates the policy and regulatory drivers of the EU's changing identity, from the early modern roots of the European law of money and capital to the regulatory strategy set in the Capital Markets Union and the role conferred on venture capital; from the fintech-based developments of payment systems to the newly-established fiscal and monetary policies in the post-COVID phase. The book will be of interest to researchers, academics and policy makers in the fields of law and regulation, as well as political economy and political sciences.

Author : Jean-Pierre Casey,Karel Lannoo
Publisher : CEPS
Page : 142 pages
File Size : 53,5 Mb
Release : 2005
Category : Business & Economics
ISBN : 9789290795964

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Europe's Hidden Capital Markets by Jean-Pierre Casey,Karel Lannoo Pdf

Assessing regulatory measures taken at the EU level that impact European bond markets, this book examines the desirability, utility, and feasibility of certain policy measures.

Author : Martijn van Empel
Publisher : Kluwer Law International B.V.
Page : 260 pages
File Size : 51,5 Mb
Release : 2008-04-10
Category : Law
ISBN : 9789041130471

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Financial Services in Europe by Martijn van Empel Pdf

This very useful volume provides a ‘ground up’ survey, from a business law point of view, of the concept of finance as a vital component of the economic structure of the European Communities. In deeply informed detail it describes the architecture of the financial system, its institutions (banks, stock exchanges, etc.), the variety of financial instruments, the progress of liberalisation and harmonisation initiatives in Europe, relevant EC legislation, regulation of capital markets and securities, the development of international financial law, and the management of legal risk. The authors are all outstanding authorities in the field, with extensive experience both as practitioners and academics in many European countries and elsewhere in the world. The essays in this book grew out of lecture courses delivered under the auspices of the PALLAS Consortium organised by nine universities in seven EU Member States. Among the wealth of material covered, the reader will find, among much else, precise and interrelated explanations of the following: the transferring, sharing and insuring of risks; relevant contractual arrangements; the intermediation and distribution functions of financial institutions; primary markets versus secondary markets; money markets versus capital markets; stock market ‘players’; the role of letters of credit; pension funds; and the management of payment systems; The book is especially valuable for its middle way between a ‘top down’ EU regulatory perspective and a strictly national framework—a method that supports and reinforces a practice-oriented approach corresponding to the ‘real world’ in which domestic and cross-border aspects of financial services are inevitably intertwined. Practitioners and business law students will find the book extraordinarily useful for its expert guidance and insight in clarifying many situations involving financial services and in resolving typical problems.

Author : Nazaré da Costa Cabral,Nuno Cunha Rodrigues
Publisher : Springer Nature
Page : 359 pages
File Size : 55,7 Mb
Release : 2019-11-26
Category : Business & Economics
ISBN : 9783030294977

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The Future of Pension Plans in the EU Internal Market by Nazaré da Costa Cabral,Nuno Cunha Rodrigues Pdf

This edited volume takes a closer look at various European pension-plan models and the recent challenges, trends and predictions related to the design of such schemes. The contributors analyse new ideas, both from national governments and European institutions, and consider current debates on topics such as the Capital Markets Union (CMU) and the so-called ‘European Pillar of Social Rights’ – calling for a new approach to social policy at the European level in response to common challenges, such as ageing and the digital revolution.This interdisciplinary work embraces economic, financial and legal perspectives, while focusing on previously selected coherence aspects in order to ensure that the analyses are comprehensive and globally consistent.

Author : Karel Lannoo,Mattias Levin
Publisher : CEPS
Page : 35 pages
File Size : 45,6 Mb
Release : 2004
Category : Capital market
ISBN : 9789290794769

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Securities market regulation in the EU by Karel Lannoo,Mattias Levin Pdf

Author : Niamh Moloney
Publisher : Oxford University Press
Page : 993 pages
File Size : 54,9 Mb
Release : 2023-03-29
Category : Law
ISBN : 9780192583413

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EU Securities and Financial Markets Regulation by Niamh Moloney Pdf

Over the decade or so since the global financial crisis rocked EU financial markets and led to wide-ranging reforms, EU securities and financial markets regulation has continued to evolve. The legislative framework has been refined and administrative rulemaking has expanded. Alongside, the Capital Markets Union agenda has developed, the UK has left the EU, and ESMA has emerged as a decisive influence on EU financial markets governance. All these developments, as well as the Covid-19 pandemic, have shaped the regulatory landscape and how supervision is organized. EU Securities and Financial Markets Regulation provides a comprehensive, critical, and contextual account of the intricate rulebook that governs EU financial markets and its supporting institutional arrangements. It is framed by an assessment of how the regime has evolved over the decade or so since the global financial crisis and considers, among other matters, the post-crisis reforms to key legislative measures, the massive expansion of administrative rulemaking and of soft law, the Capital Markets Union agenda, the development of supervisory convergence as the means for organizing pan-EU supervision, and ESMA's role in EU financial markets governance. Its coverage extends from capital-raising and the Prospectus Regulation to financial market intermediation and the MiFID II/MiFIR and IFD/IFR regimes, to the new regulatory regimes adopted since the global financial crisis (including for benchmarks and their administrators), to retail market regulation and the PRIIPs Regulation, and on to the EU's third country regime and the implications of the UK's departure from the EU. This is the fourth edition of the highly successful and authoritative monograph first published as EC Securities Regulation. Heavily revised from the third edition to reflect developments since the global financial crisis, it adopts the in-depth contextual and analytical approach of earlier editions and so considers the market, political, institutional, and international context of the regulatory and supervisory regime.

Author : RUDIGER. LITTEN
Publisher : Unknown
Page : 0 pages
File Size : 47,5 Mb
Release : 2024-10-28
Category : Law
ISBN : 1035320827

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EU Capital Market Law by RUDIGER. LITTEN Pdf

This book gives systematic insight into the principles underlying EU capital market law which has developed from a narrowly defined matter for legal specialists to a core component of modern business law. It analyses key EU capital market legislation such as MiFID, IFD, MAR, ProspR, EMIR, UCITSD and AIFMD and examines their interrelationships, always aiming to foster a practical understanding of the law. Utilising 30 years' experience as practitioner and scholar in the field, Rüdiger Litten provides an accessible overview of the rules governing the capital market. The book examines the regulation of capital market actors (banks, investment firms, asset managers) with regard to their governance and behaviour, as well as the marketing and trading of capital market products (financial instruments such as securities, derivatives, investment fund units). It also explores contemporary issues pertaining to digitalisation and sustainability of the capital market, with a particular focus on MiCAR, and the many components of the EU Commission's ESG Action Plan. Covering all major areas of EU capital market law, this book is a vital resource for students of European law, finance and banking law, and financial regulation and economics. It also provides practical advice for capital market lawyers and financial advisors.