The Regulation Of Financial Planning In Australia

Author : Angelique Nadia Sweetman McInnes
Publisher : Routledge
Page : 342 pages
File Size : 47,9 Mb
Release : 2019-08-20
Category : Business & Economics
ISBN : 9780429620294

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The Regulation of Financial Planning in Australia by Angelique Nadia Sweetman McInnes Pdf

This book investigates the legitimacy of the current Australian Financial Services Licensee-Authorised Representative (AFSL-AR) licensing model, as specified in the Commonwealth Corporations Act 2001. The book rectifies the deficiency in scholarly attention to this matter by developing a new conceptualised framework for the financial planning discipline. It takes into account theories in agency, legislation, legitimacy and the independent individual regulatory regimes in other professions; thereafter integrating this framework with the financial planning theory to examine the legitimacy, or what was found to be the illegitimacy of licensing advisers via multiple third party conflicted commercially oriented licensees. This book makes a very useful reference to understanding financial planning licencing model in Australia.

Author : Angelique Nadia Sweetman McInnes
Publisher : Routledge
Page : 350 pages
File Size : 55,8 Mb
Release : 2019-08-20
Category : Business & Economics
ISBN : 9780429622441

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The Regulation of Financial Planning in Australia by Angelique Nadia Sweetman McInnes Pdf

This book investigates the legitimacy of the current Australian Financial Services Licensee-Authorised Representative (AFSL-AR) licensing model, as specified in the Commonwealth Corporations Act 2001. The book rectifies the deficiency in scholarly attention to this matter by developing a new conceptualised framework for the financial planning discipline. It takes into account theories in agency, legislation, legitimacy and the independent individual regulatory regimes in other professions; thereafter integrating this framework with the financial planning theory to examine the legitimacy, or what was found to be the illegitimacy of licensing advisers via multiple third party conflicted commercially oriented licensees. This book makes a very useful reference to understanding financial planning licencing model in Australia.

Author : Ken Bruce,Abdullahi D. Ahmed
Publisher : Routledge
Page : 208 pages
File Size : 40,5 Mb
Release : 2016-05-23
Category : Business & Economics
ISBN : 9781317162490

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Conceptions of Professionalism by Ken Bruce,Abdullahi D. Ahmed Pdf

In Conceptions of Professionalism, Ken Bruce and Abdullahi Ahmed present the results of research into understanding what professionalism means to individuals who are CERTIFIED FINANCIAL PLANNERTM professionals and how they conceive of acting professionally. Financial planning is establishing itself as a relatively new, emerging profession and an understanding of how its members experience professionalism provides insights that will help those responsible across the international financial planning community to establish relevant, accurate and meaningful professional standards for financial planners. The authors employ the relatively new research methodology of phenomenography, which enables them to describe the qualitatively different ways in which people understand or experience a phenomenon. This particularly lends itself to the study of a concept such as professionalism. This study gives voice to the financial planners represented in the research and will inform standard setting bodies seeking to understand professionalism through the eyes of the professionals themselves. What the research reveals about the concept of professionalism itself will be of value to those whose interests lie beyond the world of financial planning, and the application of the methodology used in the study will inform researchers contemplating phenomenographical studies elsewhere.

Author : Anonim
Publisher : Unknown
Page : 128 pages
File Size : 41,6 Mb
Release : 2019
Category : Electronic
ISBN : 0409351423

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FINANCIAL PLANNING IN AUSTRALIA by Anonim Pdf

Author : Warren McKeown,Mike Kerry,Diana Beal,Marc Olynyk
Publisher : John Wiley & Sons
Page : 653 pages
File Size : 47,7 Mb
Release : 2012
Category : Finance, Personal
ISBN : 1742467083

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Financial Planning by Warren McKeown,Mike Kerry,Diana Beal,Marc Olynyk Pdf

Financial Planning has been thoroughly revised to reflect the legislative and regulatory changes that affect the Australian financial planning industry. This new edition considers a number of reforms introduced as a consequence of the global financial crisis and the Henry Review on taxation reform. The text continues to present a comprehensive introduction to financial planning decisions, services and products, risk management and the importance of long term strategic financial planning and life-long management. The text is the new edition of what was previously titled Personal Finance which has been a market leading textbook in the area of financial planning for 10 years. As more and more Australians look to financial planners for information and guidance on investment opportunities, and short-term and long-term financial planning goals, this new edition reflects the financial planning industry need to ensure that its members are accredited and comply with industry recognised professional and ethical skills.

Author : Neil Hartnett
Publisher : Pearson Education Australia
Page : 370 pages
File Size : 45,9 Mb
Release : 2007-01-01
Category : Finance, Personal
ISBN : 0733993389

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Introduction to Individual Financial Planning by Neil Hartnett Pdf

This book explains the key elements of individual financial planning theory, practice, practitioner regulation and emerging research in Australia.

Author : Anonim
Publisher : Unknown
Page : 0 pages
File Size : 50,8 Mb
Release : 2021
Category : Electronic
ISBN : 0001554344

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FINANCIAL PLANNING IN AUSTRALIA by Anonim Pdf

Author : E. Denby Brandon, Jr.,H. Oliver Welch
Publisher : John Wiley & Sons
Page : 379 pages
File Size : 54,9 Mb
Release : 2009-09-17
Category : Business & Economics
ISBN : 9780470553794

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The History of Financial Planning by E. Denby Brandon, Jr.,H. Oliver Welch Pdf

The first book to provide a comprehensive history of the financial planning profession The financial services field has been revolutionized in the last quarter of the twentieth century by the financial planning profession. So much has happened in so little time that it has been difficult to keep up with the events and key players that make up the world of financial planning. The History of Financial Planning is the first book to provide a comprehensive history of the profession. Backed by the Financial Planning Association, The History of Financial Planning offers a clear overview of the industry and how it has grown and changed over the years. This book chronicles the history of the profession, with explanations of how the financial planning movement has grown beyond the United States to other countries-particularly in the last fifteen years. The book also demonstrates how the work of key researchers, such as Dr. Daniel Kahneman, Vernon Smith, and Amos Tversky, has influenced the rise of the financial planning profession Names "four initial engines of growth" that contributed to the success of financial planning Reveals the moments and key players that define the history of financial planning Discusses the emergence of the Financial Planning Association (FPA) The financial planning field has a rich history, and with this book as your guide, you'll quickly discover how it has evolved over the years.

Author : Susan Hilliard,Michelle Levy
Publisher : Butterworth-Heinemann
Page : 0 pages
File Size : 41,5 Mb
Release : 2013
Category : Corporation law
ISBN : 0409336289

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Planning for the Future of Financial Advice in Australia by Susan Hilliard,Michelle Levy Pdf

This text is a handbook-style publication that acts as a quick reference to all the relevant Future of Financial Advice (FOFA) regulatory material. The text contains all the relevant legislation and regulatory materials that have been released regards to the federal FOFA reforms t.

Author : John Day,Paul Banister,Brett Davies,Jacqueline Campbell,Gary D. Fitton,George Flack,Sean Graham,Terry Hayes,Stuart Jones,Robert Kiddell,Sue Prestney,Nigel Fenton,Tim Pepper
Publisher : Unknown
Page : 128 pages
File Size : 53,5 Mb
Release : 2014
Category : Finance
ISBN : 0864608942

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Australian Financial Planning Handbook by John Day,Paul Banister,Brett Davies,Jacqueline Campbell,Gary D. Fitton,George Flack,Sean Graham,Terry Hayes,Stuart Jones,Robert Kiddell,Sue Prestney,Nigel Fenton,Tim Pepper Pdf

Annotation. No professional adviser or planner should be without THE AUSTRALIAN FINANCIAL PLANNING HANDBOOK 2014-15. With expert and updated coverage of the Future of Financial Advice (FoFA) reforms (including the accountants' exemption), superannuation changes, ASIC guidance, recent compliance and regulatory issues and much more, the AUSTRALIAN FINANCIAL PLANNING HANDBOOK 2014-15 saves you research time and increases your ability to provide compliant and accurate advice. The Handbook also includes commentary on all key developments arising from the 2014 Federal Budget.

Author : LexisNexis Butterworths
Publisher : Unknown
Page : 128 pages
File Size : 55,8 Mb
Release : 2021-12
Category : Electronic
ISBN : 000155526X

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Financial Planning in Australia: Advice and Wealth Management, 10th Edition and Securities and Financial Services Law, 10th Edition (Bundle) by LexisNexis Butterworths Pdf

Financial Planning in Australia: Advice and Wealth Management, 10th edition A comprehensive guide to providing financial understanding and advice Securities and Financial Services Law, 10th edition A comprehensive and practical treatment of the regulation of products, markets and participants in the financial services industry.

Author : Anonim
Publisher : CCH Australia Limited
Page : 1209 pages
File Size : 50,8 Mb
Release : 2009
Category : Estate planning
ISBN : 9781921593857

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Australian Master Financial Planning Guide 2010/11 by Anonim Pdf

Covers all the fundamental areas of financial planning with practical examples and case studies.

Author : Sharon Maria Taylor,Roger H. Juchau
Publisher : Unknown
Page : 128 pages
File Size : 46,7 Mb
Release : 2015-11-17
Category : Finance, Personal
ISBN : 0409341770

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Financial Planning in Australia by Sharon Maria Taylor,Roger H. Juchau Pdf

Sharon Taylor and Roger JuchauoÂeÂ(tm)s Financial Planning in Australia: Advice and Wealth Management, 7th edition is a leading text for Australian business students and professionals, providing a contemporary and technical view of the issues related to giving financial advice. Format: Paperback Financial Planning in Australia: Advice and Wealth Management is an essential resource for all future and practising financial planners and is prescribed by ASIC RG 146 compliance courses. Combining the knowledge of a team of leading academics and practitioners in relation to financial planning, this latest edition provides students and practitioners with a comprehensive overview of the financial advisory and planning processes as well as insight into the practical applications of the process. It includes a review of the current financial environment, updates on legislative changes and proposals as well as updates on rates applying to superannuation, taxation and social security. This text also provides practical advice for emerging professionals and a comprehensive suite of online learning materials for students and lecturers. Features oÂeo review of current financial environment oÂeo updates on legislative changes and proposals oÂeo latest rates applying to superannuation, taxation and social security oÂeo diagrams, tables and graded questions Related LexisNexis Title Hilliard & Levy, Planning for the Future of Financial Advice in Australia: A Handbook, 2013

Author : SHARON. TAYLOR
Publisher : Unknown
Page : 128 pages
File Size : 50,6 Mb
Release : 2021
Category : Electronic
ISBN : 0409354651

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FINANCIAL PLANNING IN AUSTRALIA by SHARON. TAYLOR Pdf

Author : Beal,Diana J. Beal,Warren McKeown,Sinclair Davidson
Publisher : John Wiley & Sons Australia
Page : 442 pages
File Size : 51,9 Mb
Release : 2001
Category : Finance, Personal
ISBN : 0471342505

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Personal Finance by Beal,Diana J. Beal,Warren McKeown,Sinclair Davidson Pdf

Personal Finance introduces business and non–business students to the Australian financial planning industry. The text details the diversity of financial services and products available, and considers the importance of strategic planning and management. It is the first Australian text to discuss the regulatory environment assigned to the personal financial planning industry. Personal financial planning in Australia is a growth industry. As more and more Australians look to financial planners for information and guidance on investment opportunities, and short–term and long–term financial planning goals, the personal financial planning industry needs to ensure that it offers professional, ethical and well–informed services and advice.