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Author : Philip MacBride Johnson,Thomas Lee Hazen
Publisher : Unknown
Page : 128 pages
File Size : 50,6 Mb
Release : 1989
Category : Electronic
ISBN : 0316467294
Author : Philip Mcbride Johnson
Publisher : Unknown
Page : 128 pages
File Size : 45,5 Mb
Release : 1989
Category : Electronic
ISBN : 999025723X
Author : Philip McBride Johnson,Thomas Lee Hazen
Publisher : Wolters Kluwer
Page : 663 pages
File Size : 41,5 Mb
Release : 2004-01-01
Category : Business & Economics
ISBN : 9780735533363
For over a quarter century, Commodities Regulation has been recognized as the resource covering the derivatives marketplace. Today, Derivatives Regulation builds on that expertise, delivering the coverage professionals and practitioners need in order to stay current with this changing topic. Derivatives Regulation comprehensively covers the Commodity Exchange Act along with all other relevant aspects of the regulation of securities that have an impact on the derivatives markets. Derivatives Regulation is completely updated to cover the full range of emerging regulatory, reporting, and legal issues surrounding derivatives and related instruments, including: Distinguishing between regulated and unregulated derivatives�and knowing which rules to apply The significant roles of the SEC and the federal laws in regulating derivatives Meeting standards for exemption or other relief The workings of the derivatives markets and the rules applicable to trading Registration, reporting, and disclosure requirements applicable to commodities professionals Criteria for publicly traded futures and commodity options Rules governing unprofessional conduct, including the antifraud and anti-manipulation prohibitions Customer protections, the CFTC�s reparations program, arbitration programs, and private rights of action in the courts
Author : Marek Dubovec
Publisher : Edward Elgar Publishing
Page : 251 pages
File Size : 53,8 Mb
Release : 2014-04-25
Category : Business & Economics
ISBN : 9781782549024
The author identifies and explains the critical components and functions of the systems for the holding of rights in accounts with intermediaries, identifying underlying principles that should be embodied in modern legislation underpinning the law of a
Author : Anonim
Publisher : Unknown
Page : 280 pages
File Size : 49,6 Mb
Release : 1998
Category : Business & Economics
ISBN : STANFORD:36105061979642
Author : Anonim
Publisher : Unknown
Page : 206 pages
File Size : 41,6 Mb
Release : 2007
Category : Commodity exchanges
ISBN : STANFORD:36105060790693
Author : Anonim
Publisher : Unknown
Page : 584 pages
File Size : 44,7 Mb
Release : 1973
Category : Securities
ISBN : STANFORD:36105061364415
Author : Philip McBride Johnson,Thomas Lee Hazen
Publisher : Unknown
Page : 99 pages
File Size : 42,7 Mb
Release : 2007
Category : Commodity exchanges
ISBN : 073555479X
Author : Aspen Publishers
Publisher : Aspen Publishers
Page : 128 pages
File Size : 48,7 Mb
Release : 2004-03-16
Category : Electronic
ISBN : 0735550026
Author : Philip Macbride Johnson,Thomas Lee Hazen
Publisher : Aspen Publishers
Page : 900 pages
File Size : 40,5 Mb
Release : 1982-01-01
Category : Electronic
ISBN : 0316469475
This comprehensive two volume treatise on commodities law is directed at the practitioner in the field. A supplement containing the Futures Trading Act of 1982 and amended sections of the CEA is provided.
Author : Louis Loss,Joel Seligman
Publisher : Aspen Publishers
Page : 88 pages
File Size : 42,6 Mb
Release : 2001
Category : Business & Economics
ISBN : PSU:000048846547
Author : Anonim
Publisher : Lulu.com
Page : 294 pages
File Size : 40,9 Mb
Release : 2004
Category : Bank capital
ISBN : 9789291316694
Author : Anonim
Publisher : Unknown
Page : 518 pages
File Size : 46,7 Mb
Release : 1995
Category : Electronic
ISBN : OCLC:1131171829
Author : United States. Congress. House. Committee on the Judiciary. Subcommittee on Monopolies and Commercial Law
Publisher : Unknown
Page : 504 pages
File Size : 46,7 Mb
Release : 1984
Category : Bankruptcy
ISBN : UCR:31210013736853
Author : Charles J. Johnson (Jr.),Joseph McLaughlin,Eric S. Haueter
Publisher : Wolters Kluwer
Page : 1564 pages
File Size : 51,6 Mb
Release : 2015-03-06
Category : Corporations
ISBN : 9781454858393
Corporate Finance and the Securities Laws has been winning over practitioners with its clear andquot;how to do itandquot; approach ever since its publication in 1990. This acclaimed guide is now completely updated in this Fifth Edition to help you meet the challenges of raising capital in today's increasingly regulated marketplace. Written in plain English by two top experts in the field - each with literally hundreds of successful deals under his belt, Corporate Finance and the Securities Laws is the andquot;go toandquot; resource which explains the mechanics of corporate finance together with the statutes that govern each type of deal. You'll receive expert corporate finance analysis, procedural guidance, and practical securities law pointers every step of the way to help you Structure all types of corporate finance deals - from public, private, and offshore offerings to corporate debt restructurings, commercial paper programs, raising capital, and asset-based securities transactions Root out problems before corporate finance deals are put in motion, with heads-up input on securities law prohibited practices, potential liabilities, conflicts of interest, due diligence concerns, and other red-flag issues Shepherd transactions through the corporate finance regulatory process with a clear understanding of applicable statutes and their implications in real-life situations Know what to do when securities law problems crop up - and find clear answers to the countless questions that develop in the course of a corporate finance deal Close deals, raising capital in a timely manner and work shoulder to shoulder with clients to accomplish your corporate finance objectives