Accounting Guide Brokers And Dealers In Securities 2017

Author : AICPA
Publisher : John Wiley & Sons
Page : 400 pages
File Size : 40,6 Mb
Release : 2017-12-11
Category : Business & Economics
ISBN : 9781945498329

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Accounting Guide: Brokers and Dealers in Securities 2017 by AICPA Pdf

The 2017 edition gives up-to-date industry-specific guidance needed to be able to tailor operations with the most current standards and regulations. Included are new best practices and interpretive guidance to industry-specific considerations, this guide has you covered. This edition offers “best practice” discussion of industry-specific issues such as fair value accounting and related disclosures, as well as compliance with regulatory requirements. Further, new guidance on initial margin has been approved in accordance with applicable AICPA requirements.

Author : AICPA
Publisher : John Wiley & Sons
Page : 464 pages
File Size : 41,7 Mb
Release : 2019-01-14
Category : Business & Economics
ISBN : 9781945498992

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Accounting Guide by AICPA Pdf

An industry-specific accounting guide for brokers and dealers The Accounting Guide: Brokers and Dealers in Securities 2018 is provided by the American Institute of Certified Public Accountants. It details specialized accounting and regulatory requirements for the broker-dealer industry. Detailed chapters provide comprehensive examinations of timely subjects. For example, the chapter on the securities industry covers discount brokers, investment bankers, government securities dealers, clearing brokers, and other professions. Additional chapters cover: regulatory consideration, internal control, accounting standards, and financial statement considerations. Broker-dealers gain guidance in financial statement preparation while following the best practices and accounting principles outlined.

Author : AICPA
Publisher : John Wiley & Sons
Page : 464 pages
File Size : 41,9 Mb
Release : 2019-11-19
Category : Business & Economics
ISBN : 9781948306669

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Accounting Guide by AICPA Pdf

It is critical to understand the complexities of the specialized accounting and regulatory requirements needed for the broker-dealer industry. This comprehensive guide has been designed to be beneficial for a wide range of professionals within the broker-dealer industry. Updates to this edition are to conform the content to current accounting standards and regulatory requirements. The updates include: SEC Release No. 34-86073, Amendment to Single Issuer Exemption for Broker-Dealers; ASU No. 2018-09, Codification Improvements; and, SEC Release Nos. 33-10532; 34-83875; IC-33203, Disclosure Update and Simplification. In addition, this edition features a new example disclosure note for revenue from contracts with customers, which has been added to the guide's illustrative financial statements and footnote disclosures.

Author : Aicpa,American Institute of Certified Public Accountants. Stockbrokerage and Investment Banking Committee
Publisher : Unknown
Page : 369 pages
File Size : 42,8 Mb
Release : 2009
Category : Securities industry
ISBN : 0870518461

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Audit and Accounting Guide by Aicpa,American Institute of Certified Public Accountants. Stockbrokerage and Investment Banking Committee Pdf

Author : AICPA
Publisher : John Wiley & Sons
Page : 404 pages
File Size : 40,5 Mb
Release : 2017-11-17
Category : Business & Economics
ISBN : 9781119487104

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Accounting Guide: Brokers and Dealers in Securities 2017 by AICPA Pdf

The 2017 edition gives up-to-date industry-specific guidance needed to be able to tailor operations with the most current standards and regulations. Included are new best practices and interpretive guidance to industry-specific considerations, this guide has you covered. This edition offers “best practice” discussion of industry-specific issues such as fair value accounting and related disclosures, as well as compliance with regulatory requirements. Further, new guidance on initial margin has been approved in accordance with applicable AICPA requirements.

Author : Anonim
Publisher : Unknown
Page : 204 pages
File Size : 46,5 Mb
Release : 1985
Category : Brokers
ISBN : UVA:X001445157

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Audits of Brokers and Dealers in Securities by Anonim Pdf

Author : Anonim
Publisher : Unknown
Page : 284 pages
File Size : 42,9 Mb
Release : 1998
Category : Securities industry
ISBN : UVA:X006070883

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Brokers and Dealers in Securities by Anonim Pdf

Author : American Institute of Certified Public Accountants. Stockbrokerage Auditing Subcommittee
Publisher : American Institute of Certified Public Accountants (AICPA)
Page : 220 pages
File Size : 52,7 Mb
Release : 1989
Category : Brokers
ISBN : UOM:35128000986099

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Audits of Brokers and Dealers in Securities by American Institute of Certified Public Accountants. Stockbrokerage Auditing Subcommittee Pdf

Author : American Institute of Certified Public Accountants
Publisher : Unknown
Page : 128 pages
File Size : 41,8 Mb
Release : 2012
Category : Electronic
ISBN : 1937351688

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Audit and Accounting Guide - Brokers and Dealers in Securities - September 1 2012 by American Institute of Certified Public Accountants Pdf

Author : American Institute of Certified Public Accountants. Committee on Stockbrokerage Auditing
Publisher : Unknown
Page : 260 pages
File Size : 46,8 Mb
Release : 1977
Category : Brokers
ISBN : UCLA:L0050020890

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Audits of Brokers and Dealers in Securities by American Institute of Certified Public Accountants. Committee on Stockbrokerage Auditing Pdf

Author : AICPA
Publisher : John Wiley & Sons
Page : 464 pages
File Size : 46,9 Mb
Release : 2019-10-22
Category : Business & Economics
ISBN : 9781119679097

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Accounting Guide by AICPA Pdf

It is critical to understand the complexities of the specialized accounting and regulatory requirements needed for the broker-dealer industry. This comprehensive guide has been designed to be beneficial for a wide range of professionals within the broker-dealer industry. Updates to this edition are to conform the content to current accounting standards and regulatory requirements. The updates include: SEC Release No. 34-86073, Amendment to Single Issuer Exemption for Broker-Dealers; ASU No. 2018-09, Codification Improvements; and, SEC Release Nos. 33-10532; 34-83875; IC-33203, Disclosure Update and Simplification. In addition, this edition features a new example disclosure note for revenue from contracts with customers, which has been added to the guide's illustrative financial statements and footnote disclosures.

Author : AICPA
Publisher : John Wiley & Sons
Page : 421 pages
File Size : 51,6 Mb
Release : 2019-10-22
Category : Business & Economics
ISBN : 9781948306676

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Accounting Guide by AICPA Pdf

It is critical to understand the complexities of the specialized accounting and regulatory requirements needed for the broker-dealer industry. This comprehensive guide has been designed to be beneficial for a wide range of professionals within the broker-dealer industry. Updates to this edition are to conform the content to current accounting standards and regulatory requirements. The updates include: SEC Release No. 34-86073, Amendment to Single Issuer Exemption for Broker-Dealers; ASU No. 2018-09, Codification Improvements; and, SEC Release Nos. 33-10532; 34-83875; IC-33203, Disclosure Update and Simplification. In addition, this edition features a new example disclosure note for revenue from contracts with customers, which has been added to the guide's illustrative financial statements and footnote disclosures.

Author : American Institute of Certified Public Accountants. Stockbrokerage Auditing Subcommittee
Publisher : Unknown
Page : 192 pages
File Size : 54,6 Mb
Release : 1994
Category : Brokers
ISBN : UOM:35128001628989

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Audits of Brokers and Dealers in Securities by American Institute of Certified Public Accountants. Stockbrokerage Auditing Subcommittee Pdf

Author : Anonim
Publisher : Unknown
Page : 132 pages
File Size : 48,8 Mb
Release : 2007
Category : Brokers
ISBN : IND:30000109831267

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Securities Industry Developments by Anonim Pdf

Author : Aicpa,American Institute of Certified Public Accountants. Stockbrokerage and Investment Banking Committee
Publisher : Unknown
Page : 265 pages
File Size : 55,5 Mb
Release : 2007
Category : Securities industry
ISBN : 087051685X

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Brokers and Dealers in Securities by Aicpa,American Institute of Certified Public Accountants. Stockbrokerage and Investment Banking Committee Pdf