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Author : Anonim
Publisher : Unknown
Page : 204 pages
File Size : 47,6 Mb
Release : 1985
Category : Brokers
ISBN : UVA:X001445157
Author : American Institute of Certified Public Accountants. Stockbrokerage Auditing Subcommittee
Publisher : American Institute of Certified Public Accountants (AICPA)
Page : 220 pages
File Size : 43,9 Mb
Release : 1989
Category : Brokers
ISBN : UOM:35128000986099
Author : AICPA
Publisher : John Wiley & Sons
Page : 464 pages
File Size : 41,9 Mb
Release : 2019-11-19
Category : Business & Economics
ISBN : 9781948306669
It is critical to understand the complexities of the specialized accounting and regulatory requirements needed for the broker-dealer industry. This comprehensive guide has been designed to be beneficial for a wide range of professionals within the broker-dealer industry. Updates to this edition are to conform the content to current accounting standards and regulatory requirements. The updates include: SEC Release No. 34-86073, Amendment to Single Issuer Exemption for Broker-Dealers; ASU No. 2018-09, Codification Improvements; and, SEC Release Nos. 33-10532; 34-83875; IC-33203, Disclosure Update and Simplification. In addition, this edition features a new example disclosure note for revenue from contracts with customers, which has been added to the guide's illustrative financial statements and footnote disclosures.
Author : Gary Gould
Publisher : Unknown
Page : 68 pages
File Size : 45,9 Mb
Release : 1972
Category : Auditing
ISBN : STANFORD:20500403180
Author : American Institute of Certified Public Accountants. Stockbrokerage and Investment Banking Committee
Publisher : Unknown
Page : 292 pages
File Size : 43,7 Mb
Release : 2002
Category : Securities industry
ISBN : UVA:X004626746
Author : AICPA
Publisher : John Wiley & Sons
Page : 464 pages
File Size : 50,8 Mb
Release : 2019-01-14
Category : Business & Economics
ISBN : 9781945498992
An industry-specific accounting guide for brokers and dealers The Accounting Guide: Brokers and Dealers in Securities 2018 is provided by the American Institute of Certified Public Accountants. It details specialized accounting and regulatory requirements for the broker-dealer industry. Detailed chapters provide comprehensive examinations of timely subjects. For example, the chapter on the securities industry covers discount brokers, investment bankers, government securities dealers, clearing brokers, and other professions. Additional chapters cover: regulatory consideration, internal control, accounting standards, and financial statement considerations. Broker-dealers gain guidance in financial statement preparation while following the best practices and accounting principles outlined.
Author : American Institute of Accountants. Committee on Auditing Procedure
Publisher : Unknown
Page : 80 pages
File Size : 44,9 Mb
Release : 1956
Category : Auditing
ISBN : UGA:32108001864605
Author : Aicpa,American Institute of Certified Public Accountants. Stockbrokerage and Investment Banking Committee
Publisher : Unknown
Page : 369 pages
File Size : 48,5 Mb
Release : 2009
Category : Securities industry
ISBN : 0870518461
Author : AICPA
Publisher : John Wiley & Sons
Page : 400 pages
File Size : 55,5 Mb
Release : 2017-12-11
Category : Business & Economics
ISBN : 9781945498329
The 2017 edition gives up-to-date industry-specific guidance needed to be able to tailor operations with the most current standards and regulations. Included are new best practices and interpretive guidance to industry-specific considerations, this guide has you covered. This edition offers “best practice” discussion of industry-specific issues such as fair value accounting and related disclosures, as well as compliance with regulatory requirements. Further, new guidance on initial margin has been approved in accordance with applicable AICPA requirements.
Author : Anonim
Publisher : Unknown
Page : 380 pages
File Size : 53,5 Mb
Release : 2000
Category : Liability insurance
ISBN : UOM:39076002037039
Author : Anonim
Publisher : Unknown
Page : 72 pages
File Size : 47,8 Mb
Release : 2008
Category : Securities industry
ISBN : IND:30000117256911
Author : Ezra Weiss,Ez Weiss
Publisher : Unknown
Page : 400 pages
File Size : 47,6 Mb
Release : 1965
Category : Business & Economics
ISBN : UCAL:B4297191
Author : American Institute of Certified Public Accountants. Stockbrokerage Auditing Subcommittee
Publisher : Unknown
Page : 188 pages
File Size : 43,8 Mb
Release : 1994
Category : Brokers
ISBN : UVA:X002539724
Author : American Institute of Certified Public Accountants. Committee on Stockbrokerage Auditing
Publisher : Unknown
Page : 256 pages
File Size : 43,7 Mb
Release : 1987
Category : Brokers
ISBN : UOM:35128000935971
Author : American Institute of Certified Public Accountants
Publisher : Unknown
Page : 128 pages
File Size : 53,6 Mb
Release : 2012
Category : Electronic
ISBN : 1937351688