Bank Management And Supervision In Developing Financial Markets

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Bank Management and Supervision in Developing Financial Markets

Author : W. Bascom
Publisher : Springer
Page : 303 pages
File Size : 44,6 Mb
Release : 1997-10-08
Category : Business & Economics
ISBN : 9780230372399

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Bank Management and Supervision in Developing Financial Markets by W. Bascom Pdf

As financial markets are liberalized, bank management and bank regulators and supervisors are faced with new and complex challenges. In general, bank management is faced with the challenge of managing in a competitive and volatile market environment; bank supervisors have the challenge of establishing the framework that permits risk-taking without endangering the banks' safety and soundness. The book identifies and discusses a set of specific challenges, and suggests approaches that may be used by management and supervisors to surmount them.

Prudential Regulation and Banking Supervision

Author : Vincent P. Polizatto
Publisher : World Bank Publications
Page : 37 pages
File Size : 43,5 Mb
Release : 1990
Category : Banking law
ISBN : 8210379456XXX

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Prudential Regulation and Banking Supervision by Vincent P. Polizatto Pdf

To establish an effective program of banking supervision and prudential regulation, the public policy role of bank supervision must be clearly defined and understood and actions taken along several parallel tracks to strengthen the bank supervisory process, the legal framework, accounting and auditing, and the institutions themselves.

Improving Banking Supervision

Author : D. Mayes,L. Halme,A. Liuksila
Publisher : Springer
Page : 298 pages
File Size : 40,7 Mb
Release : 2001-05-22
Category : Business & Economics
ISBN : 9780230288195

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Improving Banking Supervision by D. Mayes,L. Halme,A. Liuksila Pdf

Improving Banking Supervision shows how greater market discipline can be used to help improve the quality of banks and their management in a world of increasing complexity, size and innovation. The book is based on research undertaken in the Nordic countries and New Zealand, and set in an international context through reference and comparison to the experiences of banks throughout the EU and the US. The authors show how traditional methods of regulation, particularly across borders face limits and can impose substantial costs on customers. They propose alternatives for today's international banks, based on a network of incentives to prudential behaviour and focusing on three main issues: - the development of transparent corporate structures - the public disclosure of comparable meaningful information so that markets can assess banks - the implementation of effective means to allow banks to exit without unacceptable costs to society

Financial Supervision in Europe

Author : Jeroen J. M. Kremers,Dirk Schoenmaker,Peter J. Wierts
Publisher : Edward Elgar Publishing
Page : 0 pages
File Size : 45,6 Mb
Release : 2003
Category : Bankenaufsicht / Finanzdienstleistung / Regulierung / Bankrecht / EU-Bankrecht / EU-Politik / Finanzmarkt / Marktintegration / EU-Staaten
ISBN : 1840649313

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Financial Supervision in Europe by Jeroen J. M. Kremers,Dirk Schoenmaker,Peter J. Wierts Pdf

Financial Supervision in Europe discusses the implications of financial market integration for the structure of financial supervision in the European Union. It argues that, at present, negotiations on a European system of supervisors might lead to a compromise that may prove sub-optimal given the evolution of national supervisory models and international financial markets. As integration continues and the most appropriate national supervisory models emerge from a best practices approach, a reform of the organisational structure of supervision in Europe may become necessary. The contributors provide an overview of different arguments surrounding this discussion, and illustrate that several improvements to the present structure of supervision are possible. These include proposals to facilitate the evolution of national models, and concepts to strengthen co-ordination in supervision and in establishing clear procedures in crisis management. Detailing financial market developments in Europe and the US, the book questions the incentives for national supervisory authorities to monitor cross-border activities, to exchange information and to take into account the impact of their dealings with the financial systems of other countries. Classifying models for the organisational structure of financial supervision in Europe, this book will be of great interest to finance ministries, supervisory authorities, central banks and financial institutions. Students, lecturers and researchers of banking and finance will also find the book to be of importance.

Risk Assessment and Financial Regulation in Emerging Markets' Banking

Author : Alexander M. Karminsky,Paolo Emilio Mistrulli,Mikhail I. Stolbov,Yong Shi
Publisher : Springer Nature
Page : 395 pages
File Size : 47,5 Mb
Release : 2021-05-11
Category : Business & Economics
ISBN : 9783030697488

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Risk Assessment and Financial Regulation in Emerging Markets' Banking by Alexander M. Karminsky,Paolo Emilio Mistrulli,Mikhail I. Stolbov,Yong Shi Pdf

This book describes various approaches in modelling financial risks and compiling ratings. Focusing on emerging markets, it illustrates how risk assessment is performed and analyses the use of machine learning methods for financial risk assessment and measurement. It not only offers readers insights into the differences between emerging and developed markets, but also helps them understand the development of risk management approaches for banks. Highlighting current problems connected with the evaluation and modelling of financial risks in the banking sector of emerging markets, the book presents the methodologies applied to credit and market financial risks and integrated and payment risks, and discusses the outcomes. In addition it explores the systemic risks and innovations in banking and risk management by analyzing the features of risk measurement in emerging countries. Lastly, it demonstrates the aggregation of approaches to financial risk for emerging financial markets, comparing the experiences of various countries, including Russia, Belarus, China and Brazil.

Managing Risks in Financial Market Development

Author : International Monetary Fund
Publisher : International Monetary Fund
Page : 39 pages
File Size : 51,7 Mb
Release : 2003-06-01
Category : Business & Economics
ISBN : 9781451853957

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Managing Risks in Financial Market Development by International Monetary Fund Pdf

This paper proposes an integrated and risk-based approach to the sequencing and coordination of reforms to develop domestic financial markets. The paper argues that there is a hierarchy of financial markets that reflects the complexity of risks in each market and the interlinkages among markets. On the basis of this hierarchy, a sequencing of market development and risk-mitigation measures is proposed to minimize both macroeconomic and financial risks. Capital account opening can complement (but not substitute for) domestic institutional and market reforms to support the growth of local financial markets. The paper also argues that domestic institutional investors are critical to market development and risk mitigation.

Governance, Compliance and Supervision in the Capital Markets, + Website

Author : Sarah Swammy,Michael McMaster
Publisher : John Wiley & Sons
Page : 176 pages
File Size : 40,6 Mb
Release : 2018-04-20
Category : Business & Economics
ISBN : 9781119380641

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Governance, Compliance and Supervision in the Capital Markets, + Website by Sarah Swammy,Michael McMaster Pdf

The definitive guide to capital markets regulatory compliance Governance, Compliance, and Supervision in the Capital Markets demystifies the regulatory environment, providing a practical, flexible roadmap for compliance. Banks and financial services firms are under heavy regulatory scrutiny, and must implement comprehensive controls to comply with new rules that are changing the way they conduct business. This book provides a way forward, with clear, actionable guidance that strengthens governance at all levels, and balances supervisory and compliance requirements with the need to do business. From regulatory schemes to individual roles and responsibilities, this invaluable guide details the most pressing issues in today's financial services organizations, and provides expert advice. The ancillary website provides additional tools and guidance, including checklists, required reading, and sample exercises that help strengthen understanding and ease real-world implementation. Providing both a broad overview of governance, compliance, and supervision, as well as detailed guidance on application, this book presents a solid framework for firms seeking a practical approach to meeting the new requirements. Understand the importance of governance and "Tone at the Top" Distinguish the roles of compliance and supervision within a financial services organization Delve into the regulatory scheme applicable to broker dealers, banks, and investment advisors Examine the risks and consequences of inadequate supervision at the organizational or individual level The capital markets regulatory environment is complex and ever-evolving, yet compliance is mandatory. A solid understanding of regulatory structure is critical, but must also be accompanied by a practical strategy for effective implementation. Governance, Compliance, and Supervision in the Capital Markets provides both, enabling today's banks and financial services firms to get back on track and get back to business.

Analyzing Banking Risk (Fourth Edition)

Author : Hennie van Greuning,Sonja Brajovic Bratanovic
Publisher : World Bank Publications
Page : 399 pages
File Size : 45,5 Mb
Release : 2020-06-10
Category : Business & Economics
ISBN : 9781464815188

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Analyzing Banking Risk (Fourth Edition) by Hennie van Greuning,Sonja Brajovic Bratanovic Pdf

Analyzing Banking Risk: A Framework for Assessing Corporate Governance and Risk Management provides a comprehensive overview of topics focusing on assessment, analysis, and management of financial risks in banking. The publication emphasizes risk management principles and stresses that key players in the corporate governance process are accountable for managing the different dimensions of financial and other risks. This fourth edition remains faithful to the objectives of the original publication. It covers new business aspects affecting banking risks, such as mobile banking and regulatory changes over the past decade—specifically those related to Basel III capital adequacy concepts—as well as new operational risk management topics such as cybercrime, money laundering, and outsourcing. This publication will be of interest to a wide body of users of bank financial data. The target audience includes the persons responsible for the analysis of banks and for the senior management or organizations directing their efforts. Because the publication provides an overview of the spectrum of corporate governance and risk management, it is not aimed at technical specialists of any particular risk management area. *** Hennie van Greuning was formerly a Senior Adviser in the World Bank’s Treasury Unit and previously worked as a sector manager for financial sector operations in the World Bank. He has been a partner in a major international accounting firm and a controller and head of bank supervision in a central bank. Since retiring from the World Bank, he has chaired audit, ethics, and risk committees in various banks and has been a member of operational risk and asset-liability management committees. Sonja Brajovic Bratanovic was a Lead Financial Sector Specialist at the World Bank, after a career as a senior official in a central bank. With extensive experience in banking sector reforms and financial risk analysis, she led World Bank programs for financial sector reforms, as well as development projects. Since her retirement, she has continued as a senior consultant for World Bank development projects in the financial sector, as well as an advisor for other development institutions.

Current Challenges in Financial Regulation

Author : Stijn Claessens
Publisher : World Bank Publications
Page : 48 pages
File Size : 42,9 Mb
Release : 2006
Category : Bank
ISBN : 8210379456XXX

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Current Challenges in Financial Regulation by Stijn Claessens Pdf

Financial intermediation and financial services industries have undergone many changes in the past two decades due to deregulation, globalization, and technological advances. The framework for regulating finance has seen many changes as well, with approaches adapting to new issues arising in specific groups of countries or globally. The objectives of this paper are twofold: to review current international thinking on what regulatory framework is needed to develop a financial sector that is stable, yet efficient, and provides proper access to households and firms; and to review the key experiences regarding international financial architecture initiatives, with a special focus on issues arising for developing countries. The paper outlines a number of areas of current debate: the special role of banks, competition policy, consumer protection, harmonization of rules-across products, within markets, and globally-and the adaptation and legitimacy of international standards to the circumstances facing developing countries. It concludes with some areas where more research would be useful.

Financial Sector Governance

Author : Robert E. Litan,Michael Pomerleano,Vasudevan Sundararajan
Publisher : Brookings Institution Press
Page : 474 pages
File Size : 52,9 Mb
Release : 2004-05-13
Category : Political Science
ISBN : 0815752903

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Financial Sector Governance by Robert E. Litan,Michael Pomerleano,Vasudevan Sundararajan Pdf

A financial system is only as strong as the governing practices and institutions of its participants. The challenge to build efficient and accountable financial institutions that promote confidence is a problem that private financial sector executives and policymakers confront together. In this context, Financial Sector Governance takes a clinical approach to addressing the challenges in emerging and developed markets in each industry: capital markets, private banks, state-owned banks, asset management companies, public pension funds, and mutual funds. It also explores the linkages between public and private sector governance, and the policy implications for strengthening both sides. Financial Sector Governance emerges from the fourth annual Financial Markets and Development conference, organized by the World Bank, the International Monetary Fund and the Brookings Institution, during which participants from the public and private financial sectors of emerging and developed markets contribute to an expanding dialogue addressing key policy concerns.

The New Financial Landscape

Author : H. J. Blommestein,Karsten Biltoft,Organisation for Economic Co-operation and Development
Publisher : Organisation for Economic Co-operation and Development
Page : 376 pages
File Size : 50,5 Mb
Release : 1995
Category : Business & Economics
ISBN : STANFORD:36105017242319

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The New Financial Landscape by H. J. Blommestein,Karsten Biltoft,Organisation for Economic Co-operation and Development Pdf

On cover & title page: OECD documents

Financial Regulation at the Crossroads

Author : Panagiotis Delimatsis,Nils Herger
Publisher : Kluwer Law International B.V.
Page : 426 pages
File Size : 42,9 Mb
Release : 2011-01-01
Category : Business & Economics
ISBN : 9789041133557

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Financial Regulation at the Crossroads by Panagiotis Delimatsis,Nils Herger Pdf

This book brings outstanding expertise and provides insightful perspectives from nineteen authors with diverse backgrounds, including officials from international organizations, national regulators, and commercial banking, as well as academics in law, economics, political economy, and finance. The authors not only shed light on the causes of the financial turmoil, but also present thoughtful proposals that contribute to the future policy debate, and discuss opportunities that financial services can offer in funding activities which raise standards of living through initiatives in microfinance, renewable energy, and food distribution. The contributions to this volume tackle several of the thorniest issues of financial regulation in a post-crisis environment, such as: the mechanics of contagion within the financial system and the role of liquidity; moral hazard when large financial institutions are no longer subject to the disciplinary effects of bankruptcy; bank capital requirements; management compensation; design of bank resolution schemes; a function-centric versus institution-centric regulatory approach; subsidization and compatibility of stimulus packages with EU rules on state aid; trade finance and the role of the GATS prudential carve-out; and the role of financial services in promoting human rights or combating climate change.

Global Financial Development Report 2013

Author : World Bank
Publisher : World Bank Publications
Page : 220 pages
File Size : 46,7 Mb
Release : 2012-09-01
Category : Business & Economics
ISBN : 9780821395042

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Global Financial Development Report 2013 by World Bank Pdf

This new annual publication from the World Bank Group provides an overview and assessment of financial sector development around the world, with particular attention on medium- and low-income countries.

Responsibility of Central Banks for Stability in Financial Markets

Author : Mr.Garry J. Schinasi
Publisher : International Monetary Fund
Page : 19 pages
File Size : 40,9 Mb
Release : 2003-06-01
Category : Business & Economics
ISBN : 9781451854404

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Responsibility of Central Banks for Stability in Financial Markets by Mr.Garry J. Schinasi Pdf

What is the role of central banks in ensuring financial stability? This paper addresses this controversial subject, in part by drawing on the experiences in Europe, Japan, and the United States, and by examining four questions. What is meant by financial stability? Do central banks have a natural role in ensuring financial stability? What does a central bank need to execute this role effectively? How far have central banks actually gone in safeguarding financial stability? The experience drawn on in the paper suggest that central banks: have a natural role to play; at times may require supervisory information to execute this natural role; and have incurred risks to their balance sheets to ensure financial stability.