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Author : United States. General Accounting Office
Publisher : Unknown
Page : 152 pages
File Size : 46,8 Mb
Release : 1995
Category : Banks and banking
ISBN : IND:30000112320670
Author : United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on Financial Institutions Supervision, Regulation, and Deposit Insurance
Publisher : Unknown
Page : 540 pages
File Size : 55,7 Mb
Release : 1994
Category : Business & Economics
ISBN : STANFORD:36105062226530
Author : Anonim
Publisher : Unknown
Page : 20 pages
File Size : 42,5 Mb
Release : 1996
Category : Government publications
ISBN : UCR:31210024779231
Author : United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on Financial Institutions Supervision, Regulation, and Deposit Insurance
Publisher : Unknown
Page : 536 pages
File Size : 53,7 Mb
Release : 1994
Category : Business & Economics
ISBN : UCR:31210011558770
Author : Melanie L. Fein,Victoria E. Schonfeld,David F. Freeman
Publisher : Aspen Publishers
Page : 1000 pages
File Size : 55,6 Mb
Release : 1993
Category : Law
ISBN : 0131091905
Written in an easy-to-understand style with convenient summaries and lucid explanations of the law, Mutual Fund Activities of Banks provides detailed coverage of what banks can and cannot do in the offering of mutual fund products and services. The authors provide a comprehensive guide to the banking and securities law framework governing bank mutual fund activities, including the Gramm-Leach-Bliley Act of 1999, National Bank Act, Bank Holding Company Act, Investment Company Act of 1940, Investment Advisers Acts of 1934 and 1940, Securities Act of 1933, and state securities laws. Completely up-to-date, this reference discusses all regulations, issues, and case law affecting every aspect of bank proprietary mutual funds, including: Mutual fund types and products -- Organizing a mutual fund -- Investment management -- Distribution -- Ancillary service providers -- Retail sales through branch offices -- Advertising and sales materials -- Fiduciary activities -- And more.
Author : United States. Congress. Senate. Committee on Banking and Currency
Publisher : Unknown
Page : 696 pages
File Size : 46,9 Mb
Release : 1967
Category : Mutual funds
ISBN : UCAL:$B642474
Author : Anonim
Publisher : Unknown
Page : 128 pages
File Size : 47,6 Mb
Release : 1995
Category : Electronic
ISBN : OCLC:1229782101
Author : United States Government Accountability Office (GAO)
Publisher : Createspace Independent Publishing Platform
Page : 154 pages
File Size : 48,5 Mb
Release : 2018-02-15
Category : Electronic
ISBN : 1985577011
GGD-95-210 Bank Mutual Funds: Sales Practices and Regulatory Issues
Author : Melanie L. Fein
Publisher : Wolters Kluwer
Page : 1662 pages
File Size : 47,8 Mb
Release : 2011-12-20
Category : Law
ISBN : 9781454801245
"The Fourth Edition of a leading resource in the field, this valuable practice tool brings you completely up-to-date on the evolving laws governing banks' securities activities - from regulatory changes in the financial markets and administrative reform to recent court decisions and legislative reform, including the recently enacted Sarbanes-Oxley Act of 2002 and the Gramm-Leach-Bliley Act. Here is everything you need to help build a bank's securities business while avoiding compliance pitfalls. Securities Activities of Banks, Fourth Edition provides: In-depth discussions of the securities activities now permissible for banks, bank holding companies, and financial holding companies, Clear explanations of how securities laws affect banks' securities activities, A complete review of how banks are regulated - including foreign banks and affiliates, Up-to-date analysis of the evolution of the banking laws through agency and court decisions. Detailed descriptions and analyses illuminate the full range of current bank securities activities, including investment and trading activities, brokerage activities, investment advice, underwriting, mutual funds, international securities activities, derivative instruments, deposits and loans, fiduciary activities, and more."--Publisher's website.
Author : Merlin Gackle,Bob Andelman
Publisher : Irwin Professional Publishing
Page : 252 pages
File Size : 55,7 Mb
Release : 1994
Category : Business & Economics
ISBN : UOM:35128001551306
"Until recently, bankers could do little to stop the flow of customer deposits into non-bank investment products. Not only were they facing disintermediation of dollars but, perhaps more importantly, disintermediation of customers as well." "Now banks can fight back - by offering their customers the full range of financial products that they have been looking for. Bankers as Brokers is the banker's definitive guide to starting, running and succeeding with an investment products line." "This comprehensive overview takes bankers through the critical elements of the investment products business, helping financial institutions develop a program that fits their needs and their customers." "Bankers as Brokers offers strategies on increasing income, customer retention and new business with a wholly integrated program. It also identifies and addresses the potential problems in the area, including deposit cannibalization and regulatory concerns." "Bankers as Brokers tackles the following issues and more: building a better bank through brokerage; reviewing, adopting, promoting and selling investment products; leveraging customer trust with financial planning services; specific needs and concerns of community banks; creating a full-service financial center by offering investment products; dramatic changes in customer needs and how to meet them; high-tech marketing methods that target new customers; integrating investment products with the "rest" of the bank; and the growing regulatory and compliance concerns for banks." "Both an assessment of today's market and a road map for the future, Bankers as Brokers can help bankers chart the course to record-setting profitability."--BOOK JACKET.Title Summary field provided by Blackwell North America, Inc. All Rights Reserved
Author : Alvin D. Hall
Publisher : John Wiley & Sons
Page : 297 pages
File Size : 43,7 Mb
Release : 2010-11-11
Category : Business & Economics
ISBN : 9780470921548
A fresh look at the ever-changing world of mutual funds Like all investment instruments, mutual funds continue to evolve. In the last decade however, there has been plenty of change, including market capitalization, the introduction of new types of funds, and the expansion of the mutual fund model to include investments in commodities. Getting Started in Mutual Funds, Second Edition offers a completely updated look at this popular investment vehicle, including everything from Morningstar's new matrix of evaluating a fund's investment style to implementing mutual funds into long-term investment strategies in retirement plans. Throughout the book, author Alvin Hall also focuses on the basics, like how to read a prospectus, how to evaluate ongoing fees and expenses, and how to gauge a fund's performance. Acquaints you with the various types of mutual funds and how they are structured Explains important mutual fund terms and concepts New chapters include information on exchange-traded funds and how they compare to mutual funds in terms of performance, risk and fees Reveals how to assess a fund manager's investment style and its impact on your returns Gain a better understanding of mutual funds and maximize your investment returns with Getting Started in Mutual Funds, Second Edition.
Author : Irwin Friend,Marshall Blume,Jean Crockett
Publisher : McGraw-Hill Companies
Page : 232 pages
File Size : 45,5 Mb
Release : 1970
Category : Business & Economics
ISBN : UCAL:B4910930
"A Twentieth Century Fund study." Includes bibliographical references.
Author : W. George Potts
Publisher : Unknown
Page : 256 pages
File Size : 41,9 Mb
Release : 1972
Category : Business & Economics
ISBN : 0668027126
Author : Gordon J. Alexander,Jonathan D. Jones,Peter J. Nigro
Publisher : Unknown
Page : 50 pages
File Size : 41,9 Mb
Release : 1997
Category : Demographic surveys
ISBN : UCSD:31822025575556
Author : Anonim
Publisher : Unknown
Page : 350 pages
File Size : 55,9 Mb
Release : 1988
Category : Bank failures
ISBN : UIUC:30112041872232