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Author : Robert L. Tortoriello
Publisher : Unknown
Page : 128 pages
File Size : 49,7 Mb
Release : 2003
Category : Bank holding companies
ISBN : OCLC:53207047
Author : Robert L. Tortoriello,Paul E. Glotzer
Publisher : Unknown
Page : 128 pages
File Size : 47,6 Mb
Release : 2008
Category : Bank holding companies
ISBN : 0314999175
Author : Robert L. Tortoriello
Publisher : Unknown
Page : 128 pages
File Size : 44,8 Mb
Release : 2024-07-01
Category : Bank holding companies
ISBN : OCLC:57760551
Author : Melanie L. Fein,Esq Fein
Publisher : Aspen Publishers
Page : 1224 pages
File Size : 54,5 Mb
Release : 2006-04-24
Category : Business & Economics
ISBN : 9780735561489
For banks, insurance companies and securities firms preparing to capitalize on the rapidly accelerating trend towards financial services convergence, the possibilities are virtually endless. This book provides coverage of essential financial services regulation. It offers red flags pinpointing regulatory obstacles and pitfalls.
Author : Karol K. Sparks
Publisher : Wolters Kluwer
Page : 1480 pages
File Size : 45,5 Mb
Release : 2011-12-19
Category : Business & Economics
ISBN : 9781454801160
As more and more banking organizations enter the insurance business, the line between banks and insurance agencies has virtually disappeared - in practice and in the eyes of federal and state legislators. The need has never been greater for a clear guide that explains the legal and regulatory limits placed on banks involved in insurance sales activities. Insurance Activites of Banks, Second Edition provides authoritative coverage of insurance products now offered by banks plus the latest judicial and legislative developments, including the landmark Gramm-Leech-Bliley Act, that affect their activities. It presents in clear detail on such vital topics as: The many types of insurance activities now being handled by banks, including retail sales of insurance and underwriting risk Major state insurance regulatory issues and how banks are affected State banks, national banks, and thrifts, and the insurance activities permissible for each type of institution The various organization structures, such as bank holding companies, financial holding companies, financial subsidiaries, and how to choose the right entity for conducting insurance activities. Offshore insurance activities.
Author : PricewaterhouseCoopers (Firm)
Publisher : M.E. Sharpe
Page : 148 pages
File Size : 42,8 Mb
Release : 1998
Category : Banking law
ISBN : 0765602695
Rapid changes are occurring in the rules governing banking securities activities. This volume guides financial institutions around the constraints on securities underwriting, brokerage activities, and trading and investments. It provides both the statutory background and the current interpretation of bank securities laws coveting underwriting, trading and dealing; mutual funds; derivative products, and overseas securities activities.
Author : Giuliano Iannotta
Publisher : Springer Science & Business Media
Page : 199 pages
File Size : 53,8 Mb
Release : 2010-01-12
Category : Business & Economics
ISBN : 9783540937654
From a historical point of view, the main activity of investment banks is what today we call security underwriting. Investment banks buy securities, such as bonds and stocks, from an issuer and then sell them to the ?nal investors. In the eighteenth century, the main securities were bonds issued by governments. The way these bonds were priced and placed is extraordinarily similar to the system that inve- ment banks still use nowadays. When a government wanted to issue new bonds, it negotiated with a few prominent “middlemen” (today we would call them investment bankers). The middlemen agreed to take a fraction of the bonds: they accepted to do so only after having canvassed a list of people they could rely upon. The people on the list were the ?nal investors. The middlemen negotiated with the government even after the issuance. Indeed, in those days governments often changed unilaterally the bond conditions and being on the list of an important middleman could make the difference. On the other hand, middlemen with larger lists were considered to be in a better bargaining position. This game was repeated over time, and hence, reputation mattered. For the middlemen, being trusted by both the investors on the list and by the issuing governments was crucial.
Author : Anonim
Publisher : Unknown
Page : 710 pages
File Size : 54,6 Mb
Release : 1985
Category : Securities
ISBN : STANFORD:36105043883102
Author : Greene et al.
Publisher : Wolters Kluwer
Page : 1680 pages
File Size : 46,9 Mb
Release : 2017-05-17
Category : Banks and banking, Foreign
ISBN : 9781454887386
Author : Merlin Gackle,Bob Andelman
Publisher : Irwin Professional Publishing
Page : 252 pages
File Size : 45,8 Mb
Release : 1994
Category : Business & Economics
ISBN : UOM:35128001551306
"Until recently, bankers could do little to stop the flow of customer deposits into non-bank investment products. Not only were they facing disintermediation of dollars but, perhaps more importantly, disintermediation of customers as well." "Now banks can fight back - by offering their customers the full range of financial products that they have been looking for. Bankers as Brokers is the banker's definitive guide to starting, running and succeeding with an investment products line." "This comprehensive overview takes bankers through the critical elements of the investment products business, helping financial institutions develop a program that fits their needs and their customers." "Bankers as Brokers offers strategies on increasing income, customer retention and new business with a wholly integrated program. It also identifies and addresses the potential problems in the area, including deposit cannibalization and regulatory concerns." "Bankers as Brokers tackles the following issues and more: building a better bank through brokerage; reviewing, adopting, promoting and selling investment products; leveraging customer trust with financial planning services; specific needs and concerns of community banks; creating a full-service financial center by offering investment products; dramatic changes in customer needs and how to meet them; high-tech marketing methods that target new customers; integrating investment products with the "rest" of the bank; and the growing regulatory and compliance concerns for banks." "Both an assessment of today's market and a road map for the future, Bankers as Brokers can help bankers chart the course to record-setting profitability."--BOOK JACKET.Title Summary field provided by Blackwell North America, Inc. All Rights Reserved
Author : Alfred M. Pollard,Joseph P. Daly
Publisher : Juris Publishing, Inc.
Page : 1404 pages
File Size : 46,7 Mb
Release : 2014-11-01
Category : Banking law
ISBN : 9781578233618
The all-new revised fourth edition of Banking Law in the United States positions the text to address three challenges — the need to maintain an historic record and statement of existing law, the need to document changes made to existing law and to report the deployment, implementation and interpretation of new laws. Just as new laws in 1989, 1990 and 1991 had significant impact on banking, so new laws, adopted in rapid succession in 2008, 2009 and 2010, have altered the legal landscape in which banks and other financial institutions operate. The Dodd Frank Wall Street Reform and Consumer Protection Act, adopted in 2010, set the stage not only for new agencies, new regulatory authorities and new market restrictions, but also for extensive interpretive regulation and judicial interpretations implementing such changes. As a result, the all new 4th edition positions Banking Law in the United States to accommodate legal and market changes and whatever secondary, reactive responses occur in the law and the environment in which it operates. This new edition continues to meet the needs of practitioners, courts, legislators and regulators and those interested in better understanding the breadth and diversity and dynamic nature of banking law in the United States. Value Package
Author : OECD,Eurostat
Publisher : OECD Publishing
Page : 436 pages
File Size : 41,5 Mb
Release : 2014-12-18
Category : Electronic
ISBN : 9789264220676
This second edition of the SPPI Guide develops further the conceptual framework and adds detailed descriptions of PPI measurement for a wide range of individual service industries.
Author : Michael G. Capatides
Publisher : Unknown
Page : 460 pages
File Size : 54,9 Mb
Release : 1990
Category : Bank holding companies
ISBN : STANFORD:36105061103425
Author : Hazel J. Johnson
Publisher : Irwin Professional Publishing
Page : 0 pages
File Size : 52,9 Mb
Release : 1996
Category : Investment banking
ISBN : 1557387478
With trends in corporate finance, privatization, and pension fund development suggesting increased significance and growth in capital market activity, competitive commercial banks are forced to enter the securities arena. Increased fee income and other noninterest revenues from these activities are essential to ensure a profitable future for the commercial banking industry. That's why investment banking activities are part of an increased array of products and services offered by commercial banks. Expanding a bank's current array of these offerings is imperative for survival. The Banker's Guide to Investment Banking goes beyond the basics to give you the in-depth information you need to compete in the investment banking arena. The involvement of commercial banks in investment is natural because banks have a competitive advantage in the area of credit analysis, large capital bases, and significant placing power through existing clients. The Banker's Guide to Investment Banking walks you through the theory and practice of investment banking, comparing it with commercial banking to give you a better understanding of the similarities and differences. Full of practical examples, the easy-to-read guide focuses on participating in the securities industry, underwriting activities, underwriting Treasury and Municipal Bonds, the Section 20 subsidiary, asset-backed securities, and future trends in commercial and investment banking.
Author : Marc Levinson
Publisher : The Economist
Page : 304 pages
File Size : 55,6 Mb
Release : 2018-07-24
Category : Business & Economics
ISBN : 9781541742512
The revised and updated 7th edition of this highly regarded book brings the reader right up to speed with the latest financial market developments, and provides a clear and incisive guide to a complex world that even those who work in it often find hard to understand. In chapters on the markets that deal with money, foreign exchange, equities, bonds, commodities, financial futures, options and other derivatives, the book examines why these markets exist, how they work, and who trades in them, and gives a run-down of the factors that affect prices and rates. Business history is littered with disasters that occurred because people involved their firms with financial instruments they didn't properly understand. If they had had this book they might have avoided their mistakes. For anyone wishing to understand financial markets, there is no better guide.