Manager S Guide To Compliance

Author : Anthony Tarantino
Publisher : John Wiley & Sons
Page : 336 pages
File Size : 41,9 Mb
Release : 2012-06-25
Category : Business & Economics
ISBN : 9781118429464

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Manager's Guide to Compliance by Anthony Tarantino Pdf

Compliance requirements are here to stay. Prepare your company for the growing challenge. A Wall Street Journal/Harris poll revealed that two thirds of investors express doubts in the ability of corporate boards of directors to provide effective oversight. In the shadow of recent global scandals involving businesses such as Parmalat and WorldCom, Manager's Guide to Compliance: Best Practices and Case Studies is essential reading for you, whether your organization is a major corporation or a small business. This timely handbook places U.S. and global regulatory information, as well as critical compliance guidance, in an easy-to-access format and helps you make sense of all the complex issues connected with fraud and compliance. "Wide perspectives and best practices combined deliver a punch that will knock your 'SOX' off! The author has blended together a critical mix necessary for effectively handling the requirements of SOX." —Rob Nance, Publisher, AccountingWEB, Inc. "Robust compliance and corporate governance is an absolute necessity in today's business environment. This new book by Anthony Tarantino is an authoritative guide to understanding and implementing compliance and regulatory requirements in the United States and around the world. From SOX to COSO to ERM, this book covers them all." —Martin T. Biegelman, Certified Fraud Examiner, Fellow and Regent Emeritus of the Association of Certified Fraud Examiners, and coauthor of Executive Roadmap to Fraud Prevention and Internal Control: Creating a Culture of Compliance "If compliance wasn't difficult enough, now companies are faced with a barrage of technology vendors claiming to automate compliance as if it were a project. In his new book, Dr. Tarantino paints the reality of the situation: companies need to embrace the broader tenets of governance and use technology to embed governance policies and controls into their daily business processes. Only then can they gain business value from their compliance investments." —Chris Capdevila, CEO and cofounder, LogicalApps

Author : Erica Toelle
Publisher : Apress
Page : 285 pages
File Size : 43,7 Mb
Release : 2020-09-26
Category : Computers
ISBN : 1484257774

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Office 365 Compliance by Erica Toelle Pdf

Use the information presented in this book to implement an end-to-end compliance program in your organization using Office 365 tools. You will learn the features available in Office 365 and best practices and common pitfalls. IT professionals will benefit from the author’s approach of introducing each topic within a practical business context and scenarios behind the “whys” of compliance. Compliance managers will understand how to implement their requirements in Office 365. Compliance and risk management is often a board- or CEO-level issue. The risks of hefty fines and bad PR from non-compliance are severe. IT is usually responsible for implementing compliance controls and for working with compliance and legal officers to manage the day-to-day risk in an organization. After reading Office 365 Compliance, you will be prepared to have a well-informed conversation with your compliance and legal officers to determine how to work together to identify specific compliance requirements for your organization and the tools you will need. You will be able to implement those requirements yourself using Office 365 features. Author Erica Toelle helps you build a solid compliance foundation by teaching you about topics including retention, data residency, defensible content disposal, auditing, compliance with standard regulations, managing insider risks, monitoring and reporting, complying with data subjects and freedom of information requests, and eDiscovery. What You Will Learn Understand typical business scenarios and requirements for an Office 365 compliance program Fulfill these compliance scenarios and requirements using Office 365 features and functionality Ensure that your Office 365 content meets standard compliance regulations, such as HIPAA and GDPR Be aware of best practices and things to know when implementing an Office 365 compliance program Explore specific Office 365 features, including retention labels and retention policies, permissions management, and machine learning for Office 365 compliance Manage risks from insiders, including communications monitoring and automatic surfacing of risky behavior Who This Book Is For IT professionals, records managers, compliance officers, risk managers, internal audit, CIOs, and anyone who would like to learn more about Office 365 Compliance

Author : Rengasamy Kasinathan
Publisher : CRC Press
Page : 394 pages
File Size : 53,8 Mb
Release : 2022-07-29
Category : Technology & Engineering
ISBN : 9781000620580

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Environmental Compliance Guide for Facility Managers and Engineers by Rengasamy Kasinathan Pdf

A practical guide for facility engineers and managers to understand the impact of environmental regulations when applied to operating equipment in any industry or facility. It lays out a clear road map on how to learn the essential steps and how to use the proper tools. Based on the author’s 39-year experience, this concise material discusses real-life applications and case studies adopted and implemented successfully in many NYC facilities and appropriate for large cities. It will help facility engineers comply with various rules and regulations of the jurisdictions of EPA, state, city, and local agencies and properly itemize reporting requirements. Features include: • Guides facility engineers and managers with a clear and logical exposition of topics, developments, and valuable regulatory frameworks for appropriate preparation and compliance • Provides detailed explanations of procedures for emission reduction and improved efficiency and productivity • Emphasizes the importance of continuing education in compliance to prevent high penalties for facilities • Includes real-life applications and case studies on reducing energy baseline and current operating methods, providing formulas and calculations • Addresses regulatory knowledge for operating systems in cities with a dense population in the US and countries with similar regulatory frameworks This book will benefit professionals, engineers, facility and project managers, building and grounds supervisors, code compliance managers, and heating, ventilation, air conditioning (HVAC) systems contractors and installers in hospitals, universities, schools, and other facilities.

Author : Nitish Singh Ph.D.,Thomas J. Bussen
Publisher : Bloomsbury Publishing USA
Page : 318 pages
File Size : 43,5 Mb
Release : 2015-03-10
Category : Business & Economics
ISBN : 9798216064220

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Compliance Management by Nitish Singh Ph.D.,Thomas J. Bussen Pdf

This practical guide shows how to build an effective compliance and ethics program that will lower a business's risks and improve productivity. Research increasingly supports the notion that ethical, compliant businesses see increased productivity across a range of measurements. This practical guide tells business professionals, business and law students, and other interested parties exactly how that goal can be achieved. The book covers an extensive range of ethics-compliant laws and regulations impacting businesses today and identifies critical factors for successful compliance programs. Going well beyond works that speak in general terms about compliance-based actions, this unique volume delves into details about specific regulatory issues and the steps that can be taken to mitigate risk. The first half of the book shares general guidelines for creating or improving internal compliance and ethics programs. The second half identifies specific, high-risk regulatory areas; provides an overview of relevant laws; and sets forth best practices specific to the regulations discussed. By providing a simplified understanding of compliance with laws related to issues such as antitrust, international business, wages and labor, Health Insurance Portability and Accountability Act (HIPAA) and health care, the environment and more, the guide offers readers the tools necessary to improve an existing compliance program or create a new program where none has existed before.

Author : Gemma Aiolfi
Publisher : Edward Elgar Publishing
Page : 188 pages
File Size : 50,7 Mb
Release : 2020-07-31
Category : Law
ISBN : 9781789905328

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Anti-Corruption Compliance by Gemma Aiolfi Pdf

This indispensible book offers step-by-step guidance to small and mid-sized companies and non-profit organizations in managing corruption risks in overseas markets. It covers how and why to build a culture of integrity, develop a risk-based anti-corruption compliance programme, and engage with other industry players in collective action against shared corruption challenges, taking a hands-on approach and featuring case studies, quick definitions, tips and practical tools such as checklists.

Author : Gerardus Blokdyk
Publisher : Createspace Independent Publishing Platform
Page : 122 pages
File Size : 40,5 Mb
Release : 2017-07-23
Category : Electronic
ISBN : 1973861542

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Compliance Management Complete Self-Assessment Guide by Gerardus Blokdyk Pdf

What problems are you facing and how do you consider Risk and Compliance Management will circumvent those obstacles? What key business process output measure(s) does Compliance Management leverage and how? When was the Risk and Compliance Management start date? Who sets the Risk and Compliance Management standards? Who will be responsible for deciding whether Risk and Compliance Management goes ahead or not after the initial investigations? Defining, designing, creating, and implementing a process to solve a business challenge or meet a business objective is the most valuable role... In EVERY company, organization and department. Unless you are talking a one-time, single-use project within a business, there should be a process. Whether that process is managed and implemented by humans, AI, or a combination of the two, it needs to be designed by someone with a complex enough perspective to ask the right questions. Someone capable of asking the right questions and step back and say, 'What are we really trying to accomplish here? And is there a different way to look at it?' For more than twenty years, The Art of Service's Self-Assessments empower people who can do just that - whether their title is marketer, entrepreneur, manager, salesperson, consultant, business process manager, executive assistant, IT Manager, CxO etc... - they are the people who rule the future. They are people who watch the process as it happens, and ask the right questions to make the process work better. This book is for managers, advisors, consultants, specialists, professionals and anyone interested in Compliance Management assessment. All the tools you need to an in-depth Compliance Management Self-Assessment. Featuring 610 new and updated case-based questions, organized into seven core areas of process design, this Self-Assessment will help you identify areas in which Compliance Management improvements can be made. In using the questions you will be better able to: - diagnose Compliance Management projects, initiatives, organizations, businesses and processes using accepted diagnostic standards and practices - implement evidence-based best practice strategies aligned with overall goals - integrate recent advances in Compliance Management and process design strategies into practice according to best practice guidelines Using a Self-Assessment tool known as the Compliance Management Scorecard, you will develop a clear picture of which Compliance Management areas need attention. Included with your purchase of the book is the Compliance Management Self-Assessment downloadable resource, which contains all questions and Self-Assessment areas of this book in a ready to use Excel dashboard, including the self-assessment, graphic insights, and project planning automation - all with examples to get you started with the assessment right away. Access instructions can be found in the book. You are free to use the Self-Assessment contents in your presentations and materials for customers without asking us - we are here to help.

Author : Carl B Johnson
Publisher : Independently Published
Page : 0 pages
File Size : 53,5 Mb
Release : 2023-02-13
Category : Electronic
ISBN : 9798377334552

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ITAR and Export Controls Fundamentals by Carl B Johnson Pdf

ITAR and Export Controls Fundamentals: A Guide for Compliance Managers" is a comprehensive guide that provides a thorough understanding of International Traffic in Arms Regulations (ITAR) and Export Control Regulations. This book is designed to assist compliance managers in navigating the complex regulations and ensure that their organization is fully compliant. The book covers the key components of ITAR and Export Control Regulations, the compliance obligations, identifying ITAR-controlled items and services, licensing requirements, and evaluating export control risks. This book is an essential resource for compliance managers and provides step-by-step guidance on developing ITAR and Export Control Compliance strategies, employee training and awareness, maintaining proper records and documentation, and working with business partners and customers. The book includes best practices, real-life use cases, and examples of ITAR and Export Control Compliance strategies to help organizations stay compliant. Whether you are new to ITAR and Export Controls or an experienced compliance professional, "ITAR and Export Controls Fundamentals: A Guide for Compliance Managers" is an indispensable resource that will provide you with a comprehensive understanding of the regulations and the tools necessary to ensure compliance. Get your copy today and take the first step in ensuring that your organization is fully ITAR and Export Control compliant.

Author : Charles Oppenheim,Adrienne Muir,Naomi Korn
Publisher : Facet Publishing
Page : 224 pages
File Size : 44,9 Mb
Release : 2020-06-26
Category : Language Arts & Disciplines
ISBN : 9781783303663

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Information Law by Charles Oppenheim,Adrienne Muir,Naomi Korn Pdf

Library, information and knowledge professionals are often at the front line of managing and monitoring their organisation’s legal compliance and have roles and responsibilities in both complying with the law and taking advantage of its provisions. To do their jobs effectively, they need not only to understand the law, but also to develop the skills, confidence and organisational policy frameworks to apply the law’s principles to their context of use. They need the knowledge and skills to help them decide what is acceptable and to develop appropriate risk aware approaches when things are not clear-cut. Information Law: Compliance for librarians, information professionals and knowledge managers provides an overview of important information law issues along with tools and guidance to help readers establish a framework so that their organisation can both comply with its legal responsibilities and support a suitably risk aware environment which optimises access and use. Based on the authors’ many years in professional practice and on their proven ‘Compliance Methodology’, it will help readers understand the legal issues that are central to the information they hold or that they wish to access.

Author : Thomas E. Lukas
Publisher : Unknown
Page : 344 pages
File Size : 42,7 Mb
Release : 1991-01-01
Category : Electronic
ISBN : 1878613278

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Environmental and Safety Managers' Guide by Thomas E. Lukas Pdf

This guide focuses on three government regulations - the "Hazard Communication Standard," the "Hazard Waste Operations & Response," & the "Superfund Amendments & Reauthorization Act" - & gives detailed, easy to understand explanations of each regulation in a clear, concise manner. The guide helps managers determine whether or not they are in compliance & also helps fire fighters, police, & others in the public sector understand their roles in emergency response preparedness. The guide is divided into four modules. Module 1, an introduction & overview, guides users to pertinent information in the other modules. Module 2 covers Employee-Right-to-Know Act which was adopted by OSHA to cover anyone who works where hazardous materials are present. Module 3 employers who engage in the cleanup, treatment, storage, & disposal of hazardous chemicals. Module 4 explains ASARA Title III, aimed at helping local communities & private industry better meet their responsibilities in regard to chemical emergencies, & includes a sample Form R with instructions. Each module is filled with graphics, tables, & flow charts, & is followed by an excerpt of the actual regulation. The guide comes in an attractive three-ring binder in loose-leaf form, allowing for future updates as they become available.

Author : Nicholas P. Cheremisinoff,Madelyn L. Graffia
Publisher : William Andrew
Page : 519 pages
File Size : 43,9 Mb
Release : 1995-12-31
Category : Technology & Engineering
ISBN : 9780815517061

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Environmental and Health and Safety Management by Nicholas P. Cheremisinoff,Madelyn L. Graffia Pdf

This volume has been prepared for the Environmental and Health & Safety Manager. The EH&S Manager is a new breed of corporate professionals that are faced with the responsibility of handling both environmental policy/issues and occupational safety issues within organizations. Throughout the 1980s there was a proliferation of health and safety departments, environmental compliance personnel, and technical people associated with handling pollution control and waste management. American industry has been over the last several years contracting and downsizing their operations. In doing so, many corporations, large and small, are demanding greater responsibilities be delegated to middle and line function management. In this regard, many corporations today are moving towards a single management entity, the EH&S Manager, who's responsibilities require extensive knowledge of both the environmental statutes and OSHA standards. This desk reference has been written as a compliance source for the EH&S Manager. The authors prefer to call the EH&S Manager an Occupational Safety Professional and use this designation interchangeably throughout the text. This individual, as stated above, has a dual responsibility that requires both technical and managerial skills in two arenas. In this regard, this book provides the working professional a reference on both the environmental regulations and industry safety standards. Additionally, it covers management practices for on-site hazard materials handling operations and constitutes an important reference for establishing hazard communication and training programs for employees.

Author : Jo Marchant
Publisher : John Catt
Page : 258 pages
File Size : 40,9 Mb
Release : 2023-06-23
Category : Education
ISBN : 9781036001469

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The School Premises Handbook: a guide for premises staff, business managers, headteachers and governors by Jo Marchant Pdf

A handbook to inform school premises staff, business managers, headteachers and governors in England of their legal responsibilities around buildings compliance. As well as exploring the impact of school buildings and grounds on student learning, The School Premises Handbook covers the working environment, fire safety, health and safety, statutory compliance duties, planning for maintenance, risk assessments, energy efficiency, environmental sustainability, and managing and developing a premises team. Jo Marchant, a highly experienced head of estates, introduces key legislation, further information sources, and an action checklist. New premises staff will find a wealth of information, from what to do on their first day in the role to planning the year-long cycle of maintenance activities. More experienced premises staff will also gain plenty of useful insights. School business managers will find advice on managing premises staff and developing their school estate. Headteachers will be informed of their responsibilities for ensuring their schools are safe and compliant. And governors and trustees will learn how to hold school leadership to account.

Author : Albert Thumann,Scott Dunning
Publisher : The Fairmont Press, Inc.
Page : 475 pages
File Size : 44,5 Mb
Release : 2008
Category : Business & Economics
ISBN : 9780881735567

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Plant Engineers and Managers Guide to Energy Conservation by Albert Thumann,Scott Dunning Pdf

Author : Stuart Weinstein,Charles Wild
Publisher : Globe Law and Business Limited
Page : 0 pages
File Size : 53,6 Mb
Release : 2013
Category : Business & Economics
ISBN : 1905783949

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Legal Risk Management, Governance and Compliance by Stuart Weinstein,Charles Wild Pdf

In today's globalised business environment, companies face a complex assortment of new and often contradictory laws and regulations. High-profile corporate scandals involving compliance failures teach us that loss of reputation can have a significant, if not fatal, effect on a company. International companies recognise this and invest heavily in systems designed to detect and prevent compliance breaches. However, such systems and controls cannot succeed without the development of a strong compliance culture that secures buy-in from executives, managers, employees, contractors and business partners all at levels. This title offers cutting edge know-how and guidance for the development and management of a sophisticated legal risk management and compliance operation. While identifying risks and regulatory challenges, chapters also explore how professionals can manage processes; implement change; track issues and loss events; screen potential clients, partners, employees and contractors; and implement appropriate remediation. The book features chapters on board structures, corporate governance, fraud and bribery, Sarbanes-Oxley requirements, European capital markets regulation, arbitration and mediation, data protection, offshoring and the cloud, human resources issues for managers, and managing legal risk in China. Legal Risk Management, Governance and Compliance is a must-have desk reference for in-house corporate counsel and compliance officers, individuals involved in the compliance, audit, legal and risk functions within companies and non-profit organisations, as well as the law firms that service these organisations' needs.--

Author : Norman Keith,Adam A. Neave
Publisher : Canada Law Book
Page : 163 pages
File Size : 45,8 Mb
Release : 2007-01-01
Category : Industrial hygiene
ISBN : 0888044607

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A Practical Guide to Occupational Health and Safety and Workers' Compensation Compliance in Alberta by Norman Keith,Adam A. Neave Pdf

Author : Rosemary Hazlewood
Publisher : Unknown
Page : 64 pages
File Size : 54,5 Mb
Release : 2009
Category : Building laws
ISBN : 0958298750

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Property Manager's Guide to Building Law by Rosemary Hazlewood Pdf

Getting past all the technical jargon and legalese is not easy, and can often lead to skipping through the rules and regulations. This book contains checklists, case study examples, and many useful links and websites, as well as easy to understand explanations about building inspectors and council requirements.